-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IYxIO4Ilk3wIPpjQVy4IrdpIzulhmOgpgtCx/iGw82i3AQXylQcyq56CUywUQ1qC Hcvz1d5e5B4tZOdoA9SjTg== 0000912057-97-011430.txt : 19970401 0000912057-97-011430.hdr.sgml : 19970401 ACCESSION NUMBER: 0000912057-97-011430 CONFORMED SUBMISSION TYPE: 10-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19970331 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORWEST AUTO RECEIVABLES CORP CENTRAL INDEX KEY: 0001017669 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-07961 FILM NUMBER: 97571426 BUSINESS ADDRESS: STREET 1: SIXTH AND MARQUETTE CITY: MINNEAPOLIS STATE: MN ZIP: 55479-1026 BUSINESS PHONE: 6126678655 MAIL ADDRESS: STREET 1: SIXTH & MARQUETTE CITY: MINNEAPOLIS STATE: MN ZIP: 55479-1026 10-K 1 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K / X / ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 1996 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM _________ TO _________ COMMISSION FILE NUMBER 333-07981 NORWEST AUTO RECEIVABLES CORPORATION NORWEST AUTO TRUST 1996-A A DELAWARE CORPORATION--I.R.S. NO. 51-0378359 NORWEST CENTER SIXTH AND MARQUETTE MINNEAPOLIS, MINNESOTA 55479-1026 TELEPHONE: (612) 667-8655 No securities are registered pursuant to Section 12(b) of the Act. No securities are registered pursuant to Section 12(g) of the Act. Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No ----- ----- Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. Not applicable. Aggregate market value of voting stock held by non-affiliates of the registrant as of December 31, 1996: Not applicable. Number of shares of common stock outstanding as of December 31, 1996: Not applicable. PART I ITEM 1. BUSINESS Omitted. ITEM 2. PROPERTIES See Item 14(a), Exhibit 99.3 incorporated herein by reference for information provided with respect to the Norwest Auto Trust 1996-A (the "Trust") in lieu of information required by Item 102 of Regulation S-K. ITEM 3. LEGAL PROCEEDINGS The registrant knows of no material pending legal proceedings with respect to the Trust. ITEM 4. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS No matters were submitted to a vote of holders of equity interest during the period covered by this report through the solicitation of proxies or otherwise. PART II ITEM 5. MARKET FOR THE REGISTRANT'S COMMON EQUITY AND RELATED STOCKHOLDER MATTERS (a) No established trading market exists for Certificates issued by the Trust. (b) As of December 31, 1996, the number of holders of Certificates was 6. (c) Omitted. ITEM 6. SELECTED FINANCIAL DATA Omitted. ITEM 7. MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Omitted. ITEM 8. FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA See Item 14(a), Exhibits 99.2 and 99.3 incorporated herein by reference, in lieu of the information required by Item 8. ITEM 9. CHANGES IN AND DISAGREEMENT WITH ACCOUNTANTS ON ACCOUNTING AND FINANCIAL DISCLOSURE None. PART III ITEM 10. DIRECTORS AND EXECUTIVE OFFICERS OF THE REGISTRANT Omitted. ITEM 11. EXECUTIVE COMPENSATION Omitted. ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT Omitted. ITEM 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS Omitted. PART IV ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES AND REPORTS ON FORM 8-K (a) Exhibits The following exhibits are or will be provided. 99.1 Annual Report of Independent Public Accountants' as to servicing activities. (a) Norwest Bank Minnesota, N.A., as servicer (1) 99.2 Report of Management as to servicing compliance. (a) Norwest Bank Minnesota, N.A. as servicer (1) 99.3 Annual Statement of Compliance with obligations under the Pooling and Servicing Agreement of: (a) Norwest Bank Minnesota, N.A., as servicer (1) (b) On November 21, 1996, a report on Form 8-K was filed in order to place on file with the Securities and Exchange Commission, among other documents, the final forms of the Trust Agreement between Reporting Person, as depositor, and Wilmington Trust Company, as trustee, relating to the Norwest Auto Trust 1996-A, and the Sale and Servicing Agreement dated as of November 13, 1996 among Registrant, Norwest Bank Minnesota, N.A., as servicer, Norwest Corporation, Wilmington Trust Company, as trustee, and The Chase Manhattan Bank, as indenture trustee, dated as of November 13, 1996. (c) Not applicable. (d) Omitted. _________________ (1) Such document (i) is not filed herewith since such document was not received by the Reporting Person at least three business days prior to the due date of this report; and (ii) will be included in an amendment to this report on Form 10-K/A to be filed within 30 days of the Reporting Person's receipt of such document. SIGNATURES Pursuant to the requirements of Section 13 and 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Norwest Auto Receivables Corporation (Registrant) By /s/ Jerome W. Fons III ------------------------------------- VICE PRESIDENT SUPPLEMENTAL INFORMATION TO BE FURNISHED WITH REPORTS FILED PURSUANT TO SECTION 15(d) OF THE ACT BY REGISTRANTS WHICH HAVE NOT REGISTERED SECURITIES PURSUANT TO SECTION 12 OF THE ACT. (a)(1) No annual report is provided to the Certificateholders other than with respect to aggregate principal and interest distributions. (b)(1) No proxy statement, form of proxy or other proxy soliciting material has been sent to any Certificate holder with respect to any annual or other meeting of Certificateholders. -----END PRIVACY-ENHANCED MESSAGE-----