-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JRI016BkIjGEfYeAEvPya7BFzsgRIue2uUFB/q9LBdmQZDkuyio9a6enK8iQ1e90 1bjcxq1GLcghIEUZDoOAoA== 0001209191-07-056297.txt : 20071002 0001209191-07-056297.hdr.sgml : 20071002 20071002195531 ACCESSION NUMBER: 0001209191-07-056297 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071001 FILED AS OF DATE: 20071002 DATE AS OF CHANGE: 20071002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATALYTICA ENERGY SYSTEMS INC CENTRAL INDEX KEY: 0001053361 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 770410420 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 FERGUSON DRIVE STREET 2: . CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-960-3000 MAIL ADDRESS: STREET 1: 1388 NORTH TECH BLVD. CITY: GILBERT STATE: AZ ZIP: 85233 FORMER COMPANY: FORMER CONFORMED NAME: CATALYTICA COMBUSTION SYSTEMS INC DATE OF NAME CHANGE: 20000519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABDOO RICHARD A CENTRAL INDEX KEY: 0001017659 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31953 FILM NUMBER: 071151687 BUSINESS ADDRESS: STREET 1: C/O SUNDSTRAND CORP STREET 2: 4949 HARRISON AVENUE CITY: ROCKFORD STATE: IL ZIP: 61125-7003 BUSINESS PHONE: 8152266000 MAIL ADDRESS: STREET 1: PO BOX 7003 CITY: ROCKFORD STATE: IL ZIP: 61125-7003 4 1 bpx74435_bpx10ra4.xml MAIN DOCUMENT DESCRIPTION X0202 4 2007-10-01 1 0001053361 CATALYTICA ENERGY SYSTEMS INC CESI 0001017659 ABDOO RICHARD A 301 WEST WARNER ROAD SUITE 132 TEMPE AZ 85284 1 0 0 0 Common Stock 2007-10-01 4 D 0 53135 D 0 D Common Stock 2007-10-01 4 D 0 12879 D 0 D Common Stock 2007-10-01 4 D 0 5500 D 0 I By Trust Nonqualified Stock Option 2.65 2007-10-01 4 D 0 20000 D 2007-10-01 2014-07-23 Common Stock 20000 0 D Nonqualified Stock Option 2.41 2007-10-01 4 D 0 5000 D 2007-10-01 2015-01-31 Common Stock 5000 0 D Nonqualified Stock Option 1.15 2007-10-01 4 D 0 10000 D 2007-10-01 2016-03-22 Common Stock 10000 0 D Disposed of pursuant to the merger ( the "Merger") of Snowflake Acquisition Corporation, a wholly-owned subsidiary of Renegy Holdings, Inc. ("Renegy"), with and into Catalytica Energy Systems, Inc. ("Catalytica") in exchange for 7,159 shares of Renegy common stock having a market value of $8.15 per share on the effective date of the Merger. Represents restricted stock units. The vesting of all restricted common stock units was accelerated effective October 1, 2007, and consequently became shares of common stock. Disposed of pursuant to the Merger in exchange for 1,839 shares of Renegy common stock having a market value of $8.15 per share on the effective date of the Merger. Disposed of pursuant to the Merger in exchange for 786 shares of Renegy Holdings, Inc. common stock having a market value of $8.15 per share on the effective date of the Merger. The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy with an option to purchase 2,857 shares of Renegy common stock at $18.55 per share. The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 714 shares of Renegy common stock at $16.87 per share. The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 1,428 shares of Renegy common stock at $8.05 per share. Kevin Lane, Attorney-in-Fact 2007-10-01 -----END PRIVACY-ENHANCED MESSAGE-----