-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WlgHBET1687aEQMmysHiCzEvStE1JjgmPLcSOoJgcgyCjRqfyUQMMK5naXnEKCT5 C8oX1xcDGi1JktnvkTJh6w== 0001140361-05-004811.txt : 20050630 0001140361-05-004811.hdr.sgml : 20050630 20050630110008 ACCESSION NUMBER: 0001140361-05-004811 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041230 FILED AS OF DATE: 20050630 DATE AS OF CHANGE: 20050630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVIRONMENTAL SAFEGUARDS INC/TX CENTRAL INDEX KEY: 0001017616 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 870429198 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2600 SOUTH LOOP WEST STREET 2: 645 CITY: HOUSTON STATE: TX ZIP: 77054 BUSINESS PHONE: 7136413838 MAIL ADDRESS: STREET 1: 2600 SOUTH LOOP WEST STREET 2: SUITE 445 CITY: HOUSTON STATE: TX ZIP: 77054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PERCELL JAMES S CENTRAL INDEX KEY: 0001114942 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13869 FILM NUMBER: 05927149 BUSINESS ADDRESS: BUSINESS PHONE: 7136413838 MAIL ADDRESS: STREET 1: 2600 SOUTH LOOP WEST STREET 2: SUITE 645 CITY: HOUSTON STATE: TX ZIP: 77054 4 1 doc1.xml FORM 4 X0202 4 2004-12-30 0 0001017616 ENVIRONMENTAL SAFEGUARDS INC/TX EVV 0001114942 PERCELL JAMES S 5300 N. BRAESWOOD, #4393 HOUSTON X1 77096 1 1 1 0 President Common stock 2004-12-30 2004-12-30 4 P 0 632947 A 816865 D Series B Preferred Stock 2004-12-30 2004-12-30 4 P 0 1818364 A 1818364 D Series D Preferred Stock 2004-12-30 2004-12-30 4 P 0 192857 A 192857 D Options 0.60 1995-11-03 1995-11-03 4 A 0 800000 A 1995-11-03 2005-11-02 Common Stock 800000 800000 D Options 1.44 1997-12-17 1997-12-17 4 A 0 301267 A 1997-12-17 2007-12-16 Common Stock 301267 1101267 D Optoins 1.44 1998-04-01 1998-04-01 4 A 0 76775 A 1998-04-01 2008-03-31 Common Stock 76775 1178042 D Options 1.69 1998-12-09 1998-12-09 4 A 0 62500 A 1998-12-09 2008-12-08 Common Stock 62500 1240542 D Options 1.69 1998-12-09 1998-12-09 4 A 0 62500 A 2000-12-09 2008-12-08 Common Stock 62500 1303042 D Options 0.18 2003-05-22 2003-05-22 4 A 0 26250 A 2003-05-22 2013-05-21 Common Stock 26250 1329292 D Options 0.18 2003-05-22 2003-05-22 4 A 0 26250 A 2004-05-22 2013-05-21 Common Stock 26250 1355542 D Options 0.18 2003-07-02 2003-07-02 4 A 0 15000 A 2003-07-02 2013-07-01 Common Stock 15000 1370542 D Options 0.18 2003-07-02 2003-07-02 4 A 0 15000 A 2004-07-02 2013-07-01 Common Stock 15000 1385542 D Options 0.08 2004-05-19 2004-05-19 4 A 0 37500 A 2004-05-19 2014-05-18 Common Stock 37500 1423042 D Options 0.08 2004-05-19 2004-05-19 4 A 0 37500 A 2005-05-19 2014-05-19 Common Stock 37500 1460542 D The common stock was acquired collectively with certain promissory notes for aggregate consideration of $10, therefore the price per share is de minimus. Eash share of Series B Preferred Stock is convertible into one (1) share of common stock. Each share of Series D Preferred Stock is convertible into 27.027027 shares of common stock. Award of Options to purchase common stock. James S. Percell 2005-06-29 -----END PRIVACY-ENHANCED MESSAGE-----