0000899243-17-011727.txt : 20170503 0000899243-17-011727.hdr.sgml : 20170503 20170503203549 ACCESSION NUMBER: 0000899243-17-011727 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170503 FILED AS OF DATE: 20170503 DATE AS OF CHANGE: 20170503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARVANA CO. CENTRAL INDEX KEY: 0001690820 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 814549921 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4020 E. INDIAN SCHOOL ROAD CITY: PHOENIX STATE: AZ ZIP: 85018 BUSINESS PHONE: (800) 333-4554 MAIL ADDRESS: STREET 1: 4020 E. INDIAN SCHOOL ROAD CITY: PHOENIX STATE: AZ ZIP: 85018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VERDE INVESTMENTS, INC. CENTRAL INDEX KEY: 0001704727 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38073 FILM NUMBER: 17811385 BUSINESS ADDRESS: STREET 1: 1720 W. RIO SALADO PARKWAY STREET 2: SUITE A CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: 602.778.5000 MAIL ADDRESS: STREET 1: 1720 W. RIO SALADO PARKWAY STREET 2: SUITE A CITY: TEMPE STATE: AZ ZIP: 85281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARCIA ERNEST C II CENTRAL INDEX KEY: 0001017608 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38073 FILM NUMBER: 17811386 MAIL ADDRESS: STREET 1: 1720 W. RIO SALADO PARKWAY STREET 2: SUITE A CITY: TEMPE STATE: AZ ZIP: 85281 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-03 0 0001690820 CARVANA CO. CVNA 0001017608 GARCIA ERNEST C II C/O VERDE INVESTMENTS, INC. 1720 W. RIO SALADO PARKWAY TEMPE AZ 85281 0 0 1 0 0001704727 VERDE INVESTMENTS, INC. 1720 W. RIO SALADO PARKWAY TEMPE AZ 85281 0 0 1 0 Class A Common Stock 2017-05-03 4 P 0 1000000 15.00 A 1000000 I See Footnote Class A Common Stock 2017-05-03 4 P 0 100000 15.00 A 1100000 I See Footnote Class A Common Stock 2017-05-03 4 P 0 100000 15.00 A 1200000 I See Footnote Class A Common Stock 2017-05-03 4 P 0 300000 8.67 A 1500000 I See Footnote These shares of Class A Common Stock were purchased and are owned directly by Verde Investments, Inc., an entity that Mr. Garcia wholly owns and controls, pursuant to the Issuer's initial public offering at the initial public offering price. These shares of Class A Common Stock were purchased and are owned directly by the Ernest Irrevocable 2004 Trust III (the "2004 Trust"). Mr. Garcia has sole investment and dispository power over the 2004 Trust assets and Mr. Garcia's son, Ernie Garcia, III, is the sole beneficiary of the 2004 Trust. These shares were purchased in the Issuer's initial public offering at the initial public offering price. These shares of Class A Common Stock were purchased and are owned directly by the Ernest C. Garcia III Multi-Generational Trust III (the "Multi-Generational Trust"). Mr. Garcia has sole investment and dispository power over the Multi-Generational Trust assets and Mr. Garcia's son, Ernie Garcia, III, together with Ernie Garcia, III's children, are the sole beneficiaries of the Multi-Generational Trust. These shares were purchased in the Issuer's initial public offering at the initial public offering price. These shares of Class A Common Stock were purchased and are owned directly by Verde Investments, Inc., an entity that Mr. Garcia wholly owns and controls. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.29 to $8.92, inclusive. /s/ Paul Breaux, by Power of Attorney for Ernest C. Garcia, II\ 2017-05-03 /s/ Paul Breaux, by Power of Attorney for Verde Investments, Inc. 2017-05-03