0001127602-12-015095.txt : 20120501 0001127602-12-015095.hdr.sgml : 20120501 20120501115822 ACCESSION NUMBER: 0001127602-12-015095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120501 FILED AS OF DATE: 20120501 DATE AS OF CHANGE: 20120501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARTER MARSHALL N CENTRAL INDEX KEY: 0001017390 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33392 FILM NUMBER: 12798839 MAIL ADDRESS: STREET 1: STATE STREET CORP STREET 2: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYSE Euronext CENTRAL INDEX KEY: 0001368007 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 205110848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-656-3000 MAIL ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: NYSE Euronext, Inc. DATE OF NAME CHANGE: 20060628 4 1 form4.xml PRIMARY DOCUMENT X0305 4 2012-05-01 0001368007 NYSE Euronext NYX 0001017390 CARTER MARSHALL N C/O NYSE EURONEXT 11 WALL STREET NEW YORK NY 10005 1 1 Deputy Chrmn of the Board Restricted Stock Units 2012-05-01 4 A 0 4854 0 A Common Stock, par value $0.01 per share 4854 24413 D RSUs awarded under the NYSE Euronext Omnibus Plan. Each RSU represents the right to receive one share of the Issuer's common stock upon the Reporting Person's termination of service on the Board of Directors for any reason other than termination for cause. Pursuant to the resolutions of the Issuer's Board of Directors adopted April 26, 2012. The amount of the award was determined in part by reference to the closing price of the Issuer's common stock on April 30, 2012. /s/ Janet L. McGinness under POA dated April 5, 2007 2012-05-01