0001127602-12-005860.txt : 20120214 0001127602-12-005860.hdr.sgml : 20120214 20120214155147 ACCESSION NUMBER: 0001127602-12-005860 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120213 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARTER MARSHALL N CENTRAL INDEX KEY: 0001017390 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33392 FILM NUMBER: 12609211 MAIL ADDRESS: STREET 1: STATE STREET CORP STREET 2: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYSE Euronext CENTRAL INDEX KEY: 0001368007 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 205110848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-656-3000 MAIL ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: NYSE Euronext, Inc. DATE OF NAME CHANGE: 20060628 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2012-02-13 0001368007 NYSE Euronext NYX 0001017390 CARTER MARSHALL N C/O NYSE EURONEXT 11 WALL STREET NEW YORK NY 10005 1 1 Deputy Chrmn of the Board Common Stock, par value $0.01 per share 2012-02-13 4 P 0 52125 28.78 A 52225 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.46 to $29.10, inclusive. The reporting person undertakes to provide to NYSE Euronext, any security holder of NYSE Euronext, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. /s/ Janet L. McGinness under POA dated April 5, 2007 2012-02-14