0001127602-14-005119.txt : 20140207
0001127602-14-005119.hdr.sgml : 20140207
20140207160329
ACCESSION NUMBER: 0001127602-14-005119
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140205
FILED AS OF DATE: 20140207
DATE AS OF CHANGE: 20140207
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: First American Financial Corp
CENTRAL INDEX KEY: 0001472787
STANDARD INDUSTRIAL CLASSIFICATION: TITLE INSURANCE [6361]
IRS NUMBER: 261911571
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 FIRST AMERICAN WAY
CITY: SANTA ANA
STATE: CA
ZIP: 92707
BUSINESS PHONE: 714-250-3000
MAIL ADDRESS:
STREET 1: 1 FIRST AMERICAN WAY
CITY: SANTA ANA
STATE: CA
ZIP: 92707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KENNEDY PARKER S
CENTRAL INDEX KEY: 0001017357
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34580
FILM NUMBER: 14584350
MAIL ADDRESS:
STREET 1: 114 EAST FIFTH STREET
CITY: SANTA ANA
STATE: CA
ZIP: 92701
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-02-05
0001472787
First American Financial Corp
FAF
0001017357
KENNEDY PARKER S
1 FIRST AMERICAN WAY
SANTA ANA
CA
92707
1
Common Stock
2013-12-11
5
G
0
E
322
0
A
465907
I
By Limited Partnership
Common Stock
2013-12-11
5
G
0
E
322
0
A
57719
I
By Spouse Via Limited Partnership
Common Stock
2013-12-11
5
G
0
E
1932
0
D
463975
I
By Limited Partnership
Common Stock
2014-02-05
4
M
0
93162
13.13
A
250176
D
Common Stock
2014-02-05
4
S
0
93162
24.98
D
157014
D
Employee Stock Option (Right to Buy)
13.13
2014-02-05
4
M
0
93162
0
D
2005-02-26
2014-02-26
Common Stock
93162
0
D
Employee Stock Option (Right to Buy)
15.70
2006-02-28
2015-02-28
Common Stock
93162
93162
D
Employee Stock Option (Right to Buy)
20.40
2006-12-08
2015-12-08
Common Stock
93163
93163
D
Represents gifts of limited partnership interests.
The cashless option exercise and sales reported on this Form 4 were executed pursuant to the reporting person's 10b5-1 trading plan described in The First American Corporation's ("FAC") Current Report on Form 8-K filed with the Securities and Exchange Commission on September 10, 2007. The trading plan provides that each option held by the reporting person that is in-the-money after commissions will be exercised automatically on a cashless basis between and including the fifteenth and the first trading day preceding expiration. The options that are the subject of this Form 4 would have expired on 02/26/2014.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.90 to $25.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Includes 33,810 unvested Resticted Stock Units ("RSUs") acquired in a pro rata distribution by The First American Corporation ("FAC") on June 1, 2010 on account of an original grant of 67,444 FAC RSUs, and shares acquired through automatic dividend reinvestment, of which 67,850 were unvested at the time of the distribution, half of which were converted into issuer RSUs. The vesting schedule of the FAC RSUs, vesting in five equal annual increments commencing 3/3/11, the first anniversary of the grant, has been carried over to the issuer RSUs.
Includes 8,856 unvested RSUs acquired pursuant to an original grant of 16,761 RSUs, and shares acquired through automatic dividend reinvestment, vesting in four equal annual increments commencing 3/3/12, the first anniversary of the grant.
Includes 5,681 unvested RSUs acquired pursuant to an original grant of 10,732 RSUs, and shares acquired through automatic dividend reinvestment, vesting in four equal annual increments commencing 3/31/12, the first anniversary of the grant.
Includes 2,839 unvested RSUs, acquired pursuant to an original grant of 4,102 RSUs, and shares acquired through automatic dividend reinvestment, vesting in three equal annual increments commencing 3/20/13, the first anniversary of the grant.
Includes 2,609 unvested RSUs, acquired pursuant to an original grant of 2,571 RSUs, and shares acquired through automatic dividend reinvestment, vesting in three equal annual increments commencing 3/20/2014, the first anniversary of the grant.
The vesting schedule of the original FAC option, vesting in five equal annual increments commencing 02/26/05, the first anniversary of the grant, has been carried over to the issuer options.
The vesting schedule of the original FAC option, vesting in five equal annual increments commencing 02/28/06, the first anniversary of the grant, has been carried over to the issuer options.
The vesting schedule of the original FAC option, vesting in five equal annual increments commencing 12/08/06, the first anniversary of the grant, has been carried over to the issuer options.
/s/ Greg L. Smith, Attorney-in-Fact for Parker S. Kennedy
2014-02-07