-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AnUUBSw2Igmv1tsjy7gZYMr2eFSJESfei37F9HAq204OnCbjqXT6XVxW4O+aYIkv i6hQkr9Qq+PFeCc0wMa+1w== 0000906344-00-000028.txt : 20000215 0000906344-00-000028.hdr.sgml : 20000215 ACCESSION NUMBER: 0000906344-00-000028 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 GROUP MEMBERS: H&Q LONDON VENTURES GROUP MEMBERS: H&Q VENTURE PARTNERS, LLC GROUP MEMBERS: HAMBRECHT & QUIST CALIFORNIA GROUP MEMBERS: HAMBRECHT & QUIST GROUP GROUP MEMBERS: HAMBRECHT & QUIST VENTURE PARTNERS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WHITE PINE SOFTWARE INC CENTRAL INDEX KEY: 0001006591 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043151064 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48419 FILM NUMBER: 544159 BUSINESS ADDRESS: STREET 1: 542 AMHERST ST STREET 2: SUITE 201 CITY: NASHUA STATE: NH ZIP: 03063 BUSINESS PHONE: 6038869050 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HAMBRECHT & QUIST GROUP CENTRAL INDEX KEY: 0001017267 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943246636 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 0NE BUSH ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4154393000 MAIL ADDRESS: STREET 1: ONE BUSH ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER COMPANY: FORMER CONFORMED NAME: HAMBRECHT & QUIST GROUP INC DATE OF NAME CHANGE: 19960619 SC 13G/A 1 AMENDMENT NO. 3 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3) White Pine Software, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 964347-10-8 (CUSIP Number) December 31, 1999 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [x] Rule 13d-1(d) CUSIP No. 964347-10-8 SCHEDULE 13G Page 2 of 11 1 Name Of Reporting Person H&Q LONDON VENTURES IRS Identification No. Of Above Person 94-2966540 2 Check The Appropriate Box If A Member Of A Group (a) [ ] (b) [x] 3 SEC USE ONLY 4 Citizenship Or Place Of Organization England 5 Sole Voting Power -0- NUMBER OF SHARES 6 Shared Voting Power -0- BENEFICIALLY OWNED BY EACH 7 Sole Dispositive Power -0- REPORTING PERSON WITH 8 Shared Dispositive Power -0- 9 Aggregate Amount Beneficially Owned By Each Reporting Person -0- 10 Check Box If The Aggregate Amount In Row (9) Excludes Certain Shares* [ ] 11 Percent Of Class Represented By Amount In Row 9 0.0% 12 Type Of Reporting Person* PN CUSIP No. 964347-10-8 SCHEDULE 13G Page 3 of 11 1 Name Of Reporting Person HAMBRECHT & QUIST VENTURE PARTNERS IRS Identification No. Of Above Person 94-2949080 2 Check The Appropriate Box If A Member Of A Group (a) [ ] (b) [x] 3 SEC USE ONLY 4 Citizenship Or Place Of Organization California 5 Sole Voting Power -0- NUMBER OF SHARES 6 Shared Voting Power -0- BENEFICIALLY OWNED BY EACH 7 Sole Dispositive Power -0- REPORTING PERSON WITH 8 Shared Dispositive Power -0- 9 Aggregate Amount Beneficially Owned By Each Reporting Person -0- 10 Check Box If The Aggregate Amount In Row (9) Excludes Certain Shares* [ ] 11 Percent Of Class Represented By Amount In Row 9 0.0% 12 Type Of Reporting Person* PN CUSIP No. 964347-10-8 SCHEDULE 13G Page 4 of 11 1 Name Of Reporting Person H&Q VENTURE PARTNERS, LLC IRS Identification No. Of Above Person 2 Check The Appropriate Box If A Member Of A Group (a) [ ] (b) [x] 3 SEC USE ONLY 4 Citizenship Or Place Of Organization Delaware 5 Sole Voting Power -0- NUMBER OF SHARES 6 Shared Voting Power -0- BENEFICIALLY OWNED BY EACH 7 Sole Dispositive Power -0- REPORTING PERSON WITH 8 Shared Dispositive Power -0- 9 Aggregate Amount Beneficially Owned By Each Reporting Person -0- 10 Check Box If The Aggregate Amount In Row (9) Excludes Certain Shares* [ ] 11 Percent Of Class Represented By Amount In Row 9 0.0% 12 Type Of Reporting Person* OO CUSIP No. 964347-10-8 SCHEDULE 13G Page 5 of 11 1 Name Of Reporting Person HAMBRECHT & QUIST CALIFORNIA IRS Identification No. Of Above Person 94-2856927 2 Check The Appropriate Box If A Member Of A Group (a) [ ] (b) [x] 3 SEC USE ONLY 4 Citizenship Or Place Of Organization California 5 Sole Voting Power -0- NUMBER OF SHARES 6 Shared Voting Power 1,000 BENEFICIALLY OWNED BY EACH 7 Sole Dispositive Power -0- REPORTING PERSON WITH 8 Shared Dispositive Power 1,000 9 Aggregate Amount Beneficially Owned By Each Reporting Person 1,000 10 Check Box If The Aggregate Amount In Row (9) Excludes Certain Shares* [ ] 11 Percent Of Class Represented By Amount In Row 9 0.0% 12 Type Of Reporting Person* CO CUSIP No. 964347-10-8 SCHEDULE 13G Page 6 of 11 Item 1(a). Name of Issuer. White Pine Software, Inc. (the "Issuer"). Item 1(b). Address of Issuer's Principal Executive Offices. 542 Amherst Street, Nashua, NH 03063. Item 2(a). Names of Persons Filing. Reference is made to Item 1 of each of the cover pages of this Schedule, which Items are incorporated by reference herein. Item 2(b). Address of Principal Business Office or, if none, Residence. The address of each reporting person is One Bush Street, San Francisco, California 94104. Item 2(c). Citizenship. Reference is made to Item 4 of each of the cover pages of this Schedule, which Items are incorporated by reference herein. Item 2(d). Title of Class of Securities. Common Stock, $0.01 par value ("Common Stock"). Item 2(e). CUSIP Number. 964347-10-8 Item 3. Type of Reporting Person. Not applicable. Item 4. Ownership. Reference is made to Items 5-9 and 11 of each of the cover pages to this Schedule, which Items are incorporated by reference herein. As of December 31, 1999, the reporting persons owned the following shares of Common Stock: CUSIP No. 964347-10-8 SCHEDULE 13G Page 7 of 11 Person Common Stock Directly Owned H&Q London Ventures -0- Hambrecht & Quist Venture Partners -0- Hambrecht & Quist California 1,000 ----- TOTAL 1,000 ===== Because voting and investment decisions concerning the above securities may be made by or in conjunction with the other reporting persons, each of the reporting persons may be deemed a member of a group that shares voting and dispositive power over all of the above securities. Although the reporting persons are reporting such securities as if they were members of a group, the filing of this Schedule shall not be construed as an admission by any reporting person that it is a beneficial owner of any securities other than those directly held by such reporting person. Hambrecht & Quist California is a wholly owned subsidiary of Hambrecht & Quist Group, a Delaware corporation which is a wholly owned subsidiary of Bridge Acquisition Holding Corp., a Delaware corporation. Bridge Acquisition Holding Corp. is a wholly owned subsidiary of The Chase Manhattan Corporation, a Delaware corporation. The principal business address of Hambrecht & Quist Group is One Bush Street, San Francisco, California 94104. The principal business address of Bridge Acquisition Holding Corp. and The Chase Manhattan Corporation is 270 Park Avenue, New York, New York 10017. Under the definition of "beneficial ownership" in Rule 13d-3 under the Securities Exchange Act of 1934, it is also possible that the individual general partners, directors, executive officers, members, and/or managers of the foregoing entities might be deemed the "beneficial owners" of some or all of the securities to which this Schedule relates in that they might be deemed to share the power to direct the voting or disposition of such securities. Neither the filing of this Schedule nor any of its contents shall be deemed to constitute an admission that any of such individuals is, for any purpose, the beneficial owner of any of the securities to which this Schedule relates, and such beneficial ownership is expressly disclaimed. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting persons have ceased CUSIP No. 964347-10-8 SCHEDULE 13G Page 8 of 11 to be the beneficial owners of more than five percent of the class of securities, check the following [X]. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. CUSIP No. 964347-10-8 SCHEDULE 13G Page 9 of 11 Signature After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. DATED: February 14, 2000. H&Q LONDON VENTURES By: /s/Jackie A. Berterretche _________________________ Jackie A. Berterretche Attorney-in-Fact HAMBRECHT & QUIST VENTURE PARTNERS By: /s/Jackie A. Berterretche _________________________ Jackie A. Berterretche Attorney-in-Fact H&Q VENTURE PARTNERS, LLC By: /s/William D. Easterbrook _________________________ William D. Easterbrook Member-Manager HAMBRECHT & QUIST CALIFORNIA By: /s/Patrick J. Allen ________________________ Patrick J. Allen Chief Financial Officer CUSIP No. 964347-10-8 SCHEDULE 13G Page 10 of 11 EXHIBIT INDEX Exhibit A Joint Filing Undertaking Page 11 CUSIP No. 964347-10-8 SCHEDULE 13G Page 11 of 11 JOINT FILING UNDERTAKING The undersigned, being duly authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13G to evidence the agreement of the below-named parties, in accordance with rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule and any subsequent amendment jointly on behalf of each of such parties. DATED: February 14, 2000. H&Q LONDON VENTURES By: /s/Jackie A. Berterretche _________________________ Jackie A. Berterretche Attorney-in-Fact HAMBRECHT & QUIST VENTURE PARTNERS By: /s/Jackie A. Berterretche _________________________ Jackie A. Berterretche Attorney-in-Fact H&Q VENTURE PARTNERS, LLC By: /s/William D. Easterbrook _________________________ William D. Easterbrook Member-Manager HAMBRECHT & QUIST CALIFORNIA By: /s/Patrick J. Allen ________________________ Patrick J. Allen Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----