0001104659-22-096103.txt : 20220830 0001104659-22-096103.hdr.sgml : 20220830 20220830170504 ACCESSION NUMBER: 0001104659-22-096103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220826 FILED AS OF DATE: 20220830 DATE AS OF CHANGE: 20220830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBUS NELSON CENTRAL INDEX KEY: 0001017043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16501 FILM NUMBER: 221215293 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Williams Industrial Services Group Inc. CENTRAL INDEX KEY: 0001136294 STANDARD INDUSTRIAL CLASSIFICATION: HEAVY CONSTRUCTION OTHER THAN BUILDING CONST - CONTRACTORS [1600] IRS NUMBER: 731541378 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 ASHFORD CENTER NORTH STREET 2: SUITE 425 CITY: ATLANTA STATE: GA ZIP: 30338 BUSINESS PHONE: 770-879-4400 MAIL ADDRESS: STREET 1: 200 ASHFORD CENTER NORTH STREET 2: SUITE 425 CITY: ATLANTA STATE: GA ZIP: 30338 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL POWER EQUIPMENT GROUP INC. DATE OF NAME CHANGE: 20100730 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL POWER EQUIPMENT GROUP INC/ DATE OF NAME CHANGE: 20010309 FORMER COMPANY: FORMER CONFORMED NAME: GEEG INC DATE OF NAME CHANGE: 20010306 4 1 tm2224832-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-08-26 0 0001136294 Williams Industrial Services Group Inc. WLMS 0001017043 OBUS NELSON 450 SEVENTH AVENUE SUITE 509 NEW YORK NY 10123 1 0 1 0 Common Stock, $0.01 par value per share 2022-08-26 4 P 0 40007 1.6521 A 6448613 I See Footnote Common Stock, $0.01 par value per share 2022-08-29 4 P 0 9543 1.648 A 6458156 I See Footnote Common Stock, $0.01 par value per share 295885 D As of the date of this Form 4, Mr. Obus is (i) a principal executive officer of Wynnefield Capital, Inc., which is the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., which beneficially owns 1,576,306 shares of the issuer's common stock; (ii) a co-managing member of Wynnefield Capital Management, LLC, which is the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, which beneficially owns 2,507,938 shares of the issuer's common stock, and the sole general partner of Wynnefield Partners Small Cap Value, L.P., which beneficially owns 2,118,636 shares of the issuer's common stock; and (iii) a co-trustee of Wynnefield Capital, Inc. Profit Sharing & Money Purchase Plan, which beneficially owns 255,276 shares of the issuer's common stock. Mr. Obus disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest. On August 26, 2022 and August 29, 2022, Wynnefield Small Cap Value Offshore Fund, Ltd. purchased 7,934 and 1,892 shares, respectively; Wynnefield Partners Small Cap Value, L.P. I purchased 19,519 and 4,656 shares, respectively; and Wynnefield Partners Small Cap Value, L.P. purchased 12,554 and 2,995 shares, respectively. Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.62 to $1.67 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price. Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.64 to $1.65 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price. /s/ Charles E. Wheelock for Nelson Obus by Power of Attorney 2022-08-30