0001104659-21-147329.txt : 20211207 0001104659-21-147329.hdr.sgml : 20211207 20211207203935 ACCESSION NUMBER: 0001104659-21-147329 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211203 FILED AS OF DATE: 20211207 DATE AS OF CHANGE: 20211207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBUS NELSON CENTRAL INDEX KEY: 0001017043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16501 FILM NUMBER: 211477361 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Williams Industrial Services Group Inc. CENTRAL INDEX KEY: 0001136294 STANDARD INDUSTRIAL CLASSIFICATION: HEAVY CONSTRUCTION OTHER THAN BUILDING CONST - CONTRACTORS [1600] IRS NUMBER: 731541378 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 CRESCENT CENTRE PARKWAY STREET 2: SUITE 1240 CITY: TUCKER STATE: GA ZIP: 30084 BUSINESS PHONE: 770-879-4400 MAIL ADDRESS: STREET 1: 100 CRESCENT CENTRE PARKWAY STREET 2: SUITE 1240 CITY: TUCKER STATE: GA ZIP: 30084 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL POWER EQUIPMENT GROUP INC. DATE OF NAME CHANGE: 20100730 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL POWER EQUIPMENT GROUP INC/ DATE OF NAME CHANGE: 20010309 FORMER COMPANY: FORMER CONFORMED NAME: GEEG INC DATE OF NAME CHANGE: 20010306 4 1 tm2134494-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-12-03 0 0001136294 Williams Industrial Services Group Inc. WLMS 0001017043 OBUS NELSON 450 SEVENTH AVENUE SUITE 509 NEW YORK NY 10123 1 0 1 0 Common Stock, $0.01 par value per share 2021-12-03 4 P 0 2966 3.2417 A 6401572 I See Footnote Common Stock, $0.01 par value per share 2021-12-06 4 P 0 6603 3.2436 A 6408175 I See Footnote Common Stock, $0.01 par value per share 247236 D As of the date of this Form 4, Mr. Obus is (i) a principal executive officer of Wynnefield Capital, Inc., which is the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., which beneficially owns 1,566,480 shares of the issuer's common stock; (ii) a co-managing member of Wynnefield Capital Management, LLC, which is the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, which beneficially owns 2,483,332 shares of the issuer's common stock, and the sole general partner of Wynnefield Partners Small Cap Value, L.P., which beneficially owns 2,103,087 shares of the issuer's common stock; and (iii) a co-trustee of Wynnefield Capital, Inc. Profit Sharing & Money Purchase Plan, which beneficially owns 255,276 shares of the issuer's common stock. Mr. Obus disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest. On December 3, 2021 and December 6, 2021, Wynnefield Small Cap Value Offshore Fund, Ltd. purchased 588 and 1,309 shares, respectively; Wynnefield Partners Small Cap Value, L.P. I purchased 1,447 and 3,222 shares, respectively; and Wynnefield Partners Small Cap Value, L.P. purchased 931 and 2,072 shares, respectively. Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $3.24 to $3.25 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price. Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $3.23 to $3.25 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price. /s/ Charles E. Wheelock for Nelson Obus by Power of Attorney 2021-12-07