0001144204-17-014062.txt : 20170310
0001144204-17-014062.hdr.sgml : 20170310
20170310180331
ACCESSION NUMBER: 0001144204-17-014062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170308
FILED AS OF DATE: 20170310
DATE AS OF CHANGE: 20170310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Resolute Energy Corp
CENTRAL INDEX KEY: 0001469510
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1700 LINCOLN ST.
STREET 2: SUITE 2800
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 303-573-4886
MAIL ADDRESS:
STREET 1: 1700 LINCOLN ST.
STREET 2: SUITE 2800
CITY: DENVER
STATE: CO
ZIP: 80203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUTTON NICHOLAS J
CENTRAL INDEX KEY: 0001016832
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34464
FILM NUMBER: 17683359
MAIL ADDRESS:
STREET 1: 1700 LINCOLN ST.
STREET 2: SUITE 2800
CITY: DENVER
STATE: CO
ZIP: 80203
4
1
v461639_form4.xml
FORM 4
X0306
4
2017-03-08
0
0001469510
Resolute Energy Corp
REN
0001016832
SUTTON NICHOLAS J
1700 LINCOLN STREET, SUITE 2800
DENVER
CO
80203
1
1
0
0
Executive Chairman
Common Stock
2017-03-08
4
M
0
22108
A
456924
D
Common Stock
2017-03-08
4
F
0
28418
38.22
D
428506
D
Performance Share Rights
2017-03-08
4
M
0
22108
D
2017-03-08
Common Stock
22108
0
D
Represents Outperformance shares received on satisfaction of criteria under Performance Share Rights granted in February 2014. The closing price of the Issuer's common stock on March 8, 2017, the date such shares were earned, was $38.22.
Represents shares surrendered to Issuer to cover tax withholding obligations of the Reporting Person pursuant to Issuer's 2009 Performance Incentive Plan upon the earning of 22,108 Outperformance shares, the vesting of 11,407 shares that vested pursuant to Time-vesting criteria and 34,223 shares of restricted stock that vested pursuant to Performance-vesting criteria.
Includes 18,358 shares of restricted stock subject to Time- and Performance- vesting criteria, which vest in annual installments in accordance with such criteria through March 8, 2020.
Includes 94,150 shares held by the Reporting Person in an IRA account and 276,678 shares held in a revocable trust.
Each Performance Share Right represents a right to receive up to the target number of shares of the Issuer's common stock (Outperformance Shares). Outperformance Shares are issued only upon achievement of specified thresholds of cumulative TSR compared to the cumulative TSR of a certain peer group of companies. Potential earning dates for such shares occurred in three annual installments commencing March 8, 2015 through March 8, 2017.
Outperformance shares that were not earned as of the last vesting date are no longer eligible to be earned by the Reporting Person after such date.
/s/ Nicholas J. Sutton
2017-03-10