8-K 1 ds9343.txt FORM 8-K ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 16, 2007 DOCUMENT SCIENCES CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-20981 33-0485994 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No.) 5958 Priestly Drive Carlsbad, California 92008 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (760) 602-1400 Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ================================================================================ ITEM 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION. On March 16, 2007, Document Sciences Corporation issued a press release to report its financial results for the year and fourth fiscal quarter of 2006. A copy of the press release is attached to this Current Report on Form 8-K as Exhibit 99.1. The information in this Current Report, including the exhibit attached hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of such section. ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS. (d) Exhibits: The following exhibit is furnished with this Current Report on Form 8-K: Exhibit Number Description of Exhibit -------------- ----------------------------------------------------- 99.1 Press release, dated March 16, 2007, reporting Document Sciences Corporation's financial results for the fourth fiscal quarter of 2006. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: March 16, 2007 DOCUMENT SCIENCES CORPORATION By: /s/ John L. McGannon ----------------------------- Name: John L. McGannon Its: President and Chief Executive Officer 3 EXHIBIT INDEX EXHIBIT NUMBER DESCRIPTION -------------- -------------------------------------------------------------- 99.1 Press release, dated March 16, 2007, reporting Document Sciences Corporation's financial results for the year and fourth fiscal quarter of 2006. 4