-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SHd+258Ku3uC8wF4bEsooMb300DU/JYCUmL56GHFqvZyH7KRDIYNtGVv/ACOGw6h +f8CYergFmkYqHTvDHZ+Cw== 0000950147-02-001566.txt : 20021206 0000950147-02-001566.hdr.sgml : 20021206 20021205194329 ACCESSION NUMBER: 0000950147-02-001566 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20021205 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20021206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL PRECISION INC CENTRAL INDEX KEY: 0001016395 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 061453896 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-22889 FILM NUMBER: 02850216 BUSINESS ADDRESS: STREET 1: 535 MIGEON AVENUE STREET 2: . CITY: TORRINGTON STATE: CT ZIP: 06790 BUSINESS PHONE: 8662992676 MAIL ADDRESS: STREET 1: 535 MIGEON AVENUE STREET 2: . CITY: TORRINGTON STATE: AZ ZIP: 06790 FORMER COMPANY: FORMER CONFORMED NAME: FM PRECISION GOLF CORP DATE OF NAME CHANGE: 19970521 8-K 1 e-9298.txt CURRENT REPORT U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549-1004 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 5, 2002 Date of report (Date of earliest event reported) ROYAL PRECISION, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 0-22889 06-1453896 Commission File Number (I.R.S. Employer Identification No.) 535 Migeon Avenue, Torrington, CT 06790 (Address of Principal Executive Offices) (Zip code) (860) 489-9254 (Registrant's Telephone Number, Including Area Code) (Former Name, Former Address and Former Fiscal Year if Changed Since Last Report) ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (c) Exhibits. 99.1 Certification of the Issuer's Chief Executive Officer and of its Chief Financial Officer accompanying Amendment No. 2 to the Issuer's Annual Report on Form 10-K for the fiscal year ended May 31, 2002, in accordance with Section 906 of the Sarbanes-Oxley Act of 2002. 99.2 Certification of the Issuer's Chief Executive Officer and its Chief Financial Officer accompanying Amendment No. 1 to the Issuer's Quarterly Report on Form 10-Q for the fiscal quarter ended August 31, 2002, in accordance with Section 906 of the Sarbanes-Oxley Act of 2002. 99.3 Letter to the Commission submitting the Certification. ITEM 9. REGULATION FD DISCLOSURE Royal Precision, Inc. (the "Issuer"), reports that, by letter to the Commission, the (a) Certifications of the Issuer's Chief Executive Officer and of its Chief Financial Officer are accompanying Amendment No. 2 to the Issuer's Annual Report on Form 10-K for the fiscal year ended May 31, 2002; and (b) Certifications of the Issuer's Chief Executive Officer and of its Chief Financial Officer are accompanying Amendment No. 1 to the Issuer's Quarterly Report on Form 10-Q for the fiscal quarter ended August 31, 2002, all in accordance with Section 906 of the Sarbanes-Oxley Act of 2002. Copies of such Certifications are attached to this report as Exhibits 99.1 and 99.2, respectively. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto authorized. ROYAL PRECISION, INC. Dated: December 5, 2002 By: /s/ John C. Lauchnor ------------------------------------ John C. Lauchnor, President EXHIBIT INDEX PAGE IN SEQUENTIALLY EXHIBIT NUMBERED COPY - ------- ------------- 99.1 Certification of the Issuer's Chief Executive Officer and of its Chief Financial Officer accompanying Amendment No. 2 to the Issuer's Annual Report on Form 10-K for the Fiscal year ended May 31, 2002, in accordance with Section 906 of the Sarbanes-Oxley Act of 2002. __ 99.2 Certification of the Issuer's Chief Executive Officer and its Chief Financial Officer accompanying Amendment No. 1 to the Issuer's Quarterly Report on Form 10-Q for the fiscal quarter ended August 31, 2002, in accordance with Section 906 of the Sarbanes-Oxley Act of 2002. __ 99.3 Letter to the Commission submitting the Certifications __ EX-99.1 3 ex99-1.txt AMENDMENT NO. 2 CEO AND CFO CERTIFICATION Exhibit 99.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, John C. Lauchnor, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that the Annual Report of Royal Precision, Inc. on Form 10-K for the year ended May 31, 2002, as amended by Amendment No. 1 and Amendment No. 2 thereto, fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that the information contained in such Reports fairly presents in all material respects the financial condition and results of operations of Royal Precision, Inc. Dated: December 5, 2002 By: /s/ John C. Lauchnor ------------------------------------ Name: John C. Lauchnor Title: Chief Executive Officer I, Frank Mertes, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that the Annual Report of Royal Precision, Inc. on Form 10-K for the year ended May 31, 2002, as amended by Amendment No. 1 and Amendment No. 2 thereto, fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that the information contained in such Reports fairly presents in all material respects the financial condition and results of operations of Royal Precision, Inc. Dated: December 5, 2002 By: /s/ Frank W. Mertes ------------------------------------ Name: Frank W. Mertes Title: Chief Financial Officer EX-99.2 4 ex99-2.txt AMENDMENT NO. 1 CEO AND CFO CERTIFICATION Exhibit 99.2 CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, John C. Lauchnor, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that the Quarterly Report of Royal Precision, Inc. on Form 10-Q for the quarter ended August 31, 2002, as amended by Amendment No. 1 thereto, fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that the information contained in such Reports fairly presents in all material respects the financial condition and results of operations of Royal Precision, Inc. Dated: December 5, 2002 By: /s/ John C. Lauchnor ------------------------------------ Name: John C. Lauchnor Title: Chief Executive Officer I, Frank Mertes, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that the Quarterly Report of Royal Precision, Inc. on Form 10-Q for the quarter ended August 31, 2002, as amended by Amendment No. 1 thereto, fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that the information contained in such Reports fairly presents in all material respects the financial condition and results of operations of Royal Precision, Inc. Dated: December 5, 2002 By: /s/ Frank W. Mertes ------------------------------------ Name: Frank W. Mertes Title: Chief Financial Officer EX-99.3 5 ex99-3.txt LETTER TO THE COMMISSION Exhibit 99.3 December 5, 2002 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Dear Sirs: Enclosed are the Certifications of the Chief Executive Officer and Chief Financial Officer of Royal Precision, Inc. pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 to accompany our report on Form 10-K for the year ended May 31, 2002, as amended by Amendment No. 1, and further amended by Amendment No. 2 which is being filed this date. Also enclosed are the Certifications of the Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 to accompany our report on Form 10-Q for the quarter ended August 31, 2002, amended by Amendment No. 1 which is being filed this date. The Certifications are also being reported via our report on Form 8-K which is also being filed this date. Sincerely, ROYAL PRECISION, INC. By: /s/ John C. Lauchnor ------------------------------ John C. Lauchnor, President -----END PRIVACY-ENHANCED MESSAGE-----