-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U6VzOwYn5H0c5viwKx4pn7FYJsVh6zxD8VnSjy5SIPAnMTN7ipRSwrHg8BG0BxFE W/TufVk3XrH0nnfhn0kiOg== 0000950147-02-001269.txt : 20021011 0000950147-02-001269.hdr.sgml : 20021011 20021011160417 ACCESSION NUMBER: 0000950147-02-001269 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021011 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20021011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL PRECISION INC CENTRAL INDEX KEY: 0001016395 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 061453896 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-22889 FILM NUMBER: 02787629 BUSINESS ADDRESS: STREET 1: 535 MIGEON AVENUE STREET 2: . CITY: TORRINGTON STATE: CT ZIP: 06790 BUSINESS PHONE: 8662992676 MAIL ADDRESS: STREET 1: 535 MIGEON AVENUE STREET 2: . CITY: TORRINGTON STATE: AZ ZIP: 06790 FORMER COMPANY: FORMER CONFORMED NAME: FM PRECISION GOLF CORP DATE OF NAME CHANGE: 19970521 8-K 1 e-9054.txt CURRENT REPORT DATED 10-10-2002 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549-1004 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 11, 2002 Date of report (Date of earliest event reported) ROYAL PRECISION, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 0-22889 06-1453896 Commission File Number (I.R.S. Employer Identification No.) 535 Migeon Avenue, Torrington, CT 06790 (Address of Principal Executive Offices) (Zip code) (860) 489-9254 (Registrant's Telephone Number, Including Area Code) (Former Name, Former Address and Former Fiscal Year if Changed Since Last Report) ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (c) Exhibits. 99.1 Certification of the Issuer's Chief Executive Officer and of its Chief Financial Officer accompanying the Issuer's Quarterly Report on Form 10-Q for the quarter ended August 31, 2002, in accordance with Section 906 of the Sarbanes-Oxley Act of 2002. 99.2 Letter to the Commission submitting the Certification. ITEM 9. REGULATION FD DISCLOSURE Royal Precision, Inc. (the "Issuer"), reports that, by letter to the Commission, the Certification of the Issuer's Chief Executive Officer and of its Chief Financial Officer is accompanying the Issuer's Quarterly Report on Form 10-Q for the quarter ended August 31, 2002, in accordance with Section 906 of the Sarbanes-Oxley Act of 2002. A copy of such Certification is attached to this report as Exhibit 99.1 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto authorized. ROYAL PRECISION, INC. Dated: October 11, 2002 By: /s/ John C. Lauchnor --------------------------------- John C. Lauchnor, President 2 EXHIBIT INDEX PAGE IN SEQUENTIALLY EXHIBIT NUMBERED COPY - ------- ------------- 99.1 Certification of the Issuer's Chief Executive Officer and of its Chief Financial Officer accompanying the Issuer's Quarterly Report on Form 10-Q for the quarter ended August 31, 2002, in accordance with Section 906 of the Sarbanes-Oxley Act of 2002. 3 99.2 Letter to the Commission submitting the Certification. 5 3 EX-99.1 3 ex99-1.txt CERTIFICATION PURSUANT TO SARBANES-OXLEY REQ. Exhibit 99.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, John C. Lauchnor, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that the Quarterly Report of Royal Precision, Inc. on Form 10-Q for the quarter ended August 31, 2002 fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that the information contained in such Annual Report fairly presents in all material respects the financial condition and results of operations of Royal Precision, Inc. October 11, 2002 By: /s/ John C. Lauchnor ------------------------------------ Name: John C. Lauchnor Title: Chief Executive Officer I, Frank W. Mertes, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that the Quarterly Report of Royal Precision, Inc. on Form 10-Q for the quarter ended August 31, 2002 fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that the information contained in such Quarterly Report fairly presents in all material respects the financial condition and results of operations of Royal Precision, Inc. October 11, 2002 By: /s/ Frank W. Mertes ------------------------------------ Name: Frank W. Mertes Title: Chief Financial Officer EX-99.2 4 ex99-2.txt LETTER TO COMMISSION SUBMITTING CERTIFICATION Exhibit 99.2 October 11, 2002 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Dear Sirs: Enclosed are the Certifications of the Chief Executive Officer and Chief Financial Officer of Royal Precision, Inc. pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 to accompany our report on Form 10-Q for the quarter ended August 31, 2002 which is being filed this date. The Certifications are also being reported via our report on Form 8-K which is also being filed this date. Sincerely, ROYAL PRECISION, INC. By: /s/ John C. Lauchnor ---------------------------------- John C. Lauchnor, President -----END PRIVACY-ENHANCED MESSAGE-----