0001016281-20-000200.txt : 20201215 0001016281-20-000200.hdr.sgml : 20201215 20201215185116 ACCESSION NUMBER: 0001016281-20-000200 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201211 FILED AS OF DATE: 20201215 DATE AS OF CHANGE: 20201215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elliott Paul Donald CENTRAL INDEX KEY: 0001557459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11961 FILM NUMBER: 201390784 MAIL ADDRESS: STREET 1: 5219 LAURELWOOD CITY: KINGWOOD STATE: TX ZIP: 77345 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARRIAGE SERVICES INC CENTRAL INDEX KEY: 0001016281 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 760423828 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3040 POST OAK BOULEVARD STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-332-8400 MAIL ADDRESS: STREET 1: 3040 POST OAK BOULEVARD STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77056 4 1 wf-form4_160807626329560.xml FORM 4 X0306 4 2020-12-11 0 0001016281 CARRIAGE SERVICES INC CSV 0001557459 Elliott Paul Donald 3040 POST OAK BLVD. SUITE 300 HOUSTON TX 77056 0 0 0 1 Sr. VP and Regional Partner Common Stock 2020-12-11 4 M 0 2918 22.58 A 28392 D Common Stock 2020-12-11 4 F 0 2317 31.99 D 26075 D Common Stock 2020-12-11 4 S 0 601 29.85 D 25474 D Common Stock 2020-12-14 4 M 0 8250 22.58 A 33724 D Common Stock 2020-12-14 4 F 0 6735 30.61 D 26989 D Common Stock 2020-12-14 4 S 0 1515 29.52 D 25474 D Common Stock 6029 I Joint with spouse Stock Options 22.58 2020-12-11 4 M 0 2918 0 D 2022-02-24 Common Stock 2918.0 35082 D Stock Options 22.58 2020-12-14 4 M 0 8250 0 D 2022-02-24 Common Stock 8250.0 26832 D Stock Options 25.43 2028-02-14 Common Stock 16610.0 16610 D Stock Options 26.54 2027-03-21 Common Stock 38600.0 38600 D Stock Options 20.06 2026-02-23 Common Stock 17300.0 17300 D Performance Award 2024-12-31 Common Stock 13974.0 13974 D Represents shares withheld on 12/11/2020 to cover the option price and the tax liability associated with the exercise of stock options granted on 02/24/2015. Represents shares withheld on 12/14/2020 to cover the option price and the tax liability associated with the exercise of stock options granted on 02/24/2015. Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. 2,918 shares were exercised on 12/11/2020 and 8,250 shares were exercised on 12/14/2020. These stock options expire on 02/24/2022. Stock Options granted pursuant to Carriage Services, Inc. 2017 Omnibus Plan which vested 1/5 on 2/14/2019 and 1/5 on 2/24/2020 and 1/5 will vest on 2/14/2021, 2/14/2022 and 2/14/2023. The options will expire on 2/14/2028. Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 3/21/2018, 1/5 on 3/21/2019 and 1/5 on 3/21/2020 and 1/5 will vest on 3/21/2021 and 3/21/2022. These stock options expire on 3/21/2027. Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 2/23/2017, 1/5 on 2/23/2018, 1/5 on 2/23/2019 and 1/5 on 2/23/2020 and 1/5 will vest on 2/23/2021. These stock options expire on 2/23/2026. Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024. /s/ Paul D. Elliott 2020-12-15