0001016281-20-000200.txt : 20201215
0001016281-20-000200.hdr.sgml : 20201215
20201215185116
ACCESSION NUMBER: 0001016281-20-000200
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201211
FILED AS OF DATE: 20201215
DATE AS OF CHANGE: 20201215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Elliott Paul Donald
CENTRAL INDEX KEY: 0001557459
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11961
FILM NUMBER: 201390784
MAIL ADDRESS:
STREET 1: 5219 LAURELWOOD
CITY: KINGWOOD
STATE: TX
ZIP: 77345
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARRIAGE SERVICES INC
CENTRAL INDEX KEY: 0001016281
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200]
IRS NUMBER: 760423828
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3040 POST OAK BOULEVARD
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-332-8400
MAIL ADDRESS:
STREET 1: 3040 POST OAK BOULEVARD
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77056
4
1
wf-form4_160807626329560.xml
FORM 4
X0306
4
2020-12-11
0
0001016281
CARRIAGE SERVICES INC
CSV
0001557459
Elliott Paul Donald
3040 POST OAK BLVD.
SUITE 300
HOUSTON
TX
77056
0
0
0
1
Sr. VP and Regional Partner
Common Stock
2020-12-11
4
M
0
2918
22.58
A
28392
D
Common Stock
2020-12-11
4
F
0
2317
31.99
D
26075
D
Common Stock
2020-12-11
4
S
0
601
29.85
D
25474
D
Common Stock
2020-12-14
4
M
0
8250
22.58
A
33724
D
Common Stock
2020-12-14
4
F
0
6735
30.61
D
26989
D
Common Stock
2020-12-14
4
S
0
1515
29.52
D
25474
D
Common Stock
6029
I
Joint with spouse
Stock Options
22.58
2020-12-11
4
M
0
2918
0
D
2022-02-24
Common Stock
2918.0
35082
D
Stock Options
22.58
2020-12-14
4
M
0
8250
0
D
2022-02-24
Common Stock
8250.0
26832
D
Stock Options
25.43
2028-02-14
Common Stock
16610.0
16610
D
Stock Options
26.54
2027-03-21
Common Stock
38600.0
38600
D
Stock Options
20.06
2026-02-23
Common Stock
17300.0
17300
D
Performance Award
2024-12-31
Common Stock
13974.0
13974
D
Represents shares withheld on 12/11/2020 to cover the option price and the tax liability associated with the exercise of stock options granted on 02/24/2015.
Represents shares withheld on 12/14/2020 to cover the option price and the tax liability associated with the exercise of stock options granted on 02/24/2015.
Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. 2,918 shares were exercised on 12/11/2020 and 8,250 shares were exercised on 12/14/2020. These stock options expire on 02/24/2022.
Stock Options granted pursuant to Carriage Services, Inc. 2017 Omnibus Plan which vested 1/5 on 2/14/2019 and 1/5 on 2/24/2020 and 1/5 will vest on 2/14/2021, 2/14/2022 and 2/14/2023. The options will expire on 2/14/2028.
Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 3/21/2018, 1/5 on 3/21/2019 and 1/5 on 3/21/2020 and 1/5 will vest on 3/21/2021 and 3/21/2022. These stock options expire on 3/21/2027.
Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 2/23/2017, 1/5 on 2/23/2018, 1/5 on 2/23/2019 and 1/5 on 2/23/2020 and 1/5 will vest on 2/23/2021. These stock options expire on 2/23/2026.
Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024.
/s/ Paul D. Elliott
2020-12-15