0001016281-15-000118.txt : 20150811 0001016281-15-000118.hdr.sgml : 20150811 20150811122853 ACCESSION NUMBER: 0001016281-15-000118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150810 FILED AS OF DATE: 20150811 DATE AS OF CHANGE: 20150811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARRIAGE SERVICES INC CENTRAL INDEX KEY: 0001016281 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 760423828 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3040 POST OAK BOULEVARD STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-332-8475 MAIL ADDRESS: STREET 1: 3040 POST OAK BOULEVARD STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elliott Paul Donald CENTRAL INDEX KEY: 0001557459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11961 FILM NUMBER: 151043207 MAIL ADDRESS: STREET 1: 5219 LAURELWOOD CITY: KINGWOOD STATE: TX ZIP: 77345 4 1 wf-form4_143931052290991.xml FORM 4 X0306 4 2015-08-10 0 0001016281 CARRIAGE SERVICES INC CSV 0001557459 Elliott Paul Donald 5219 LAURELWOOD KINGWOOD TX 77345 0 0 0 1 Regional Partner Common Stock 2015-08-10 4 P 0 4500 23.09 A 34109 D Stock Options 22.58 2022-02-24 Common Stock 38000.0 38000 D Stock Options 20.26 2019-02-25 Common Stock 35000.0 35000 D Stock Options 16.73 2018-05-22 Common Stock 30000.0 30000 D Includes 12,500 shares purchased through the Carriage Services, Inc. 401(K) Plan Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which will vest 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 2/24/2022. Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/25/2015 and 1/3 will vest on 02/25/2016 and 1/3 on 02/25/2017. These stock options expire on 02/25/2019. Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan for which 1/3 vested on 05/22/2014 and 1/3 vested on 05/22/2015 and 1/3 will vest on 05/22/2016. These stock options expire on 05/22/2018. /s/ Paul D. Elliott 2015-08-11