-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GWaSpRpHDzDW4l2JqsRFtm2Au6aUq0RISve9GvT+o3IsqkCL0LPGipcIKunvH7bX MNVyahRZwszH4P01suyJrg== 0000943663-07-000443.txt : 20070821 0000943663-07-000443.hdr.sgml : 20070821 20070821191542 ACCESSION NUMBER: 0000943663-07-000443 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070813 FILED AS OF DATE: 20070821 DATE AS OF CHANGE: 20070821 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARRINGTON WEST FINANCIAL GROUP INC/CA CENTRAL INDEX KEY: 0001063997 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 481175170 BUSINESS ADDRESS: STREET 1: 610 ALAMO PINTADO RD CITY: SOLVANG STATE: CA ZIP: 93463 BUSINESS PHONE: 8056886644 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BREEDEN DOUGLAS T CENTRAL INDEX KEY: 0001016248 STATE OF INCORPORATION: IN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50066 FILM NUMBER: 071071874 BUSINESS ADDRESS: STREET 1: 722 PROMENADE STREET 2: HARRINGTON FINANCIAL GROUP INC CITY: RICHMOND STATE: IN ZIP: 47375 BUSINESS PHONE: 9199334218 MAIL ADDRESS: STREET 1: C/O THE BREEDEN GROUP STREET 2: 100 EUROPA DRIVE, SUITE 589 CITY: CHAPEL HILL STATE: NC ZIP: 27517 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2007-08-13 0 0001063997 HARRINGTON WEST FINANCIAL GROUP INC/CA HWFG 0001016248 BREEDEN DOUGLAS T C/O THE BREEDEN GROUP, ATTN: ALLEN LYLES 100 EUROPA DRIVE, NUMBER 589 CHAPEL HILL NC 27517 0 0 1 0 Common Stock, par value $0.01 per share 559975 D Common Stock, par value $0.01 per share 47333 I By Wyandotte Community Corporation Common Stock, par value $0.01 per share 2300 I By Breeden Family Trust Douglas T. Breeden ("Dr. Breeden") is the President, Chairman, and 99% owner of Wyandotte Community Corporation ("Wyandotte"), and may be deemed to have or share investment control over the securities holdings of Wyandotte. As such, Dr. Breeden may be deemed to control Wyandotte and to be an indirect beneficial owner of the Common Stock held by Wyandotte reported herein. Dr. Breeden disclaims beneficial ownership of all shares of Wyandotte in which Dr. Breeden does not have an actual pecuniary interest. Dr. Breeden's children are the beneficiaries of Breeden Family Trust (the "Trust"). Dr. Breeden disclaims beneficial ownership of all shares held by the Trust in which Dr. Breeden does not have an actual pecuniary interest. /s/ Douglas T. Breeden 2007-08-21 -----END PRIVACY-ENHANCED MESSAGE-----