-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DZpEGJJ1MzwzaQCkpaSlgHA0EI0X9PEemKEiT9WULmsjfefr/td/P/AiJTt/LQoN HG76dgrPaXYIxjNtbaEvdg== 0000882377-04-001926.txt : 20040916 0000882377-04-001926.hdr.sgml : 20040916 20040916132241 ACCESSION NUMBER: 0000882377-04-001926 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040915 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20040916 DATE AS OF CHANGE: 20040916 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARVER BANCORP INC CENTRAL INDEX KEY: 0001016178 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 133904174 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13007 FILM NUMBER: 041033321 BUSINESS ADDRESS: STREET 1: 75 W 125TH ST CITY: NEW YORK STATE: NY ZIP: 10027-4512 BUSINESS PHONE: 2128764747 MAIL ADDRESS: STREET 1: 75 W 125TH ST CITY: NEW YORK STATE: NY ZIP: 10027-4512 8-K 1 dcar8k.txt CARVER BANCORP, INC. ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ________________________________ FORM 8-K CURRENT REPORT ________________________________ Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 15, 2004 ________________________________ CARVER BANCORP, INC. (Exact name of registrant as specified in its charter) ________________________________
DELAWARE 0-21487 13-3904147 (STATE OR OTHER JURISDICTION OF (COMMISSION FILE NUMBER) (IRS EMPLOYER INCORPORATION OR ORGANIZATION) IDENTIFICATION NO.)
75 WEST 125TH STREET, NEW YORK, NY 10027-4512 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES, INCLUDING ZIP CODE) Registrant's telephone number, including area code: (212) 876-4747 NOT APPLICABLE (FORMER NAME OR FORMER ADDRESS, IF CHANGED SINCE LAST REPORT) ================================================================================ ITEMS 1 THROUGH 7. NOT APPLICABLE. ITEM 8.01. OTHER EVENTS AND REQUIRED FD DISCLOSURE. On September 15, 2004, Carver Bancorp, Inc. issued a press release and mailed a Notice of Redemption and a related Letter of Transmittal to the holders of its Series A and Series B Convertible Preferred Stock (the "Preferred Shares"), par value $0.01 per share, stating that it will redeem all 40,000 outstanding shares of its Series A Convertible Preferred Stock and all 60,000 outstanding shares of its Series B Convertible Preferred Stock. The Preferred Shares will be redeemed on October 15, 2004 at a redemption price of $26.97 per share plus $0.65 in accrued and unpaid dividends to, but excluding, October 15, 2004 for an aggregate redemption price of $27.62 per Preferred Share. Dividends on the Preferred Shares will cease to accrue on October 15, 2004. For further information regarding the redemption, see the press release which has been filed as an exhibit to this report. ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS. (a) - (b) Not applicable. (c) Exhibits The following Exhibit is filed as part of this report. Exhibit 99.1 Press release dated September 15, 2004. -2- SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CARVER BANCORP, INC. By: /s/ Deborah C. Wright ---------------------------------- Deborah C. Wright President & CEO Dated: September 16, 2004 -3- EXHIBIT INDEX EXHIBIT NUMBER DESCRIPTION 99.1 Press release dated September 15, 2004. EX-99.1 2 dcar8kex99.txt ADDITIONAL EXHIBITS Exhibit 99.1 Carver Bancorp Letterhead FOR IMMEDIATE RELEASE CONTACT: DAVID LILLY / RUTH PACHMAN Kekst and Company (212) 521-4800 CARVER BANCORP, INC. ANNOUNCES REDEMPTION OF ITS SERIES A AND SERIES B CONVERTIBLE PREFERRED STOCK NEW YORK, NEW YORK, SEPTEMBER 15, 2004 - Carver Bancorp, Inc. (AMEX: CNY) ("Carver") has called for redemption and will redeem on October 15, 2004 (the "Redemption Date") all 40,000 outstanding shares of its Series A Convertible Preferred Stock and all 60,000 outstanding shares of its Series B Convertible Preferred Stock (together, the "Preferred Shares"), par value $0.01 per share, at a redemption price of $26.97 per Preferred Share plus $0.65 in accrued and unpaid dividends to, but excluding, the Redemption Date for an aggregate redemption price of $27.62 per Preferred Share (the "Redemption Price"). Carver today mailed a Notice of Redemption and the related Letter of Transmittal to each of the registered holders of its Preferred Shares. Dividends on the Preferred Shares will cease to accrue on October 15, 2004. Following the Redemption Date, the Preferred Shares will no longer be deemed to be outstanding and the holders of the Preferred Shares will have no rights other than the right to receive the Redemption Price, without interest, upon surrender of the certificates representing the Preferred Shares in accordance with the Notice of Redemption and the Letter of Transmittal. Payment of the Redemption Price will be made on or after October 15, 2004 only upon presentation and surrender of certificates representing the Preferred Shares to Carver, who will act as the redemption agent, during its usual business hours at the address specified in the Letter of Transmittal. For additional information about the redemption, holders of the Preferred Shares should contact Carver's Corporate Secretary at (212) 360-8826. Carver Bancorp, Inc., the largest publicly-traded African- and Caribbean-American run financial services institution in the United States with assets of $552.8 million, is the holding company for Carver Federal Savings Bank, a federally chartered stock savings bank. Carver Federal Savings Bank operates seven full-service branches in the New York City boroughs of Brooklyn, Queens and Manhattan. For further information, please visit Carver's website at www.carverbank.com. # # # -----END PRIVACY-ENHANCED MESSAGE-----