0001016125-18-000030.txt : 20180213 0001016125-18-000030.hdr.sgml : 20180213 20180213175629 ACCESSION NUMBER: 0001016125-18-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180209 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rogers Adam CENTRAL INDEX KEY: 0001583009 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24347 FILM NUMBER: 18605491 MAIL ADDRESS: STREET 1: 9253 ESTE LAGO DRIVE CITY: BOCA RATON STATE: FL ZIP: 33496 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTIMATE SOFTWARE GROUP INC CENTRAL INDEX KEY: 0001016125 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 650694077 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ULTIMATE SOFTWARE GROUP INC STREET 2: 2000 ULTIMATE WAY CITY: WESTON STATE: FL ZIP: 33326 BUSINESS PHONE: 9542661000 MAIL ADDRESS: STREET 1: ULTIMATE SOFTWARE GROUP INC STREET 2: 2000 ULTIMATE WAY CITY: WESTON STATE: FL ZIP: 33326 4 1 wf-form4_151856257425263.xml FORM 4 X0306 4 2018-02-09 0 0001016125 ULTIMATE SOFTWARE GROUP INC ULTI 0001583009 Rogers Adam 9253 ESTE LAGO DR. BOCA RATON FL 33496 0 1 0 0 Senior VP, Technology Restricted Stock Award 2018-02-09 2018-02-09 4 F 0 1247 228.87 D 21897 D Restricted Stock Award 2018-02-09 2018-02-09 4 A 0 25000 0 A 46897 D Common Stock 2018-02-12 2018-02-12 4 S 0 363 226.447 D 46534 D Common Stock 2018-02-12 2018-02-12 4 S 0 800 227.82 D 45734 D Common Stock 2018-02-12 2018-02-12 4 S 0 2300 228.86 D 43434 D Common Stock 2018-02-12 2018-02-12 4 S 0 100 229.41 D 43334 D These shares were retained by the Company and not issued, in satisfaction of withholding payroll tax requirements applicable to vesting of the Restricted Stock Awards originally granted on March 6, 2015. The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on November 15, 2017. The sales price represents the weighted average sales price ranging in price from $226.110 to $226.970. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request. The sales price represents the weighted average sales price ranging in price from $227.310 to $228.220. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request. The sales price represents the weighted average sales price ranging in price from $228.355 to $229.000. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request. The sales price represents the weighted average sales price ranging in price from $229.410 to $229.410. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request. Felicia Alvaro by Power of Attorney for Adam Rogers 2018-02-13