SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
BURKLE RONALD W

(Last) (First) (Middle)
C/O AMERICOLD REALTY TRUST
10 GLENLAKE PKWY, SOUTH TOWER, SUITE 600

(Street)
ATLANTA GA 30328

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/18/2018
3. Issuer Name and Ticker or Trading Symbol
AMERICOLD REALTY TRUST [ NYSE: COLD ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common shares of beneficial interest 69,342,769(1) I See Footnote(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Common shares purchase warrant dated December 10, 2009 12/10/2009(2) (2) Common Shares of Beneficial Interest 18,574,619 $9.81 I See Footnote(1)
1. Name and Address of Reporting Person*
BURKLE RONALD W

(Last) (First) (Middle)
C/O AMERICOLD REALTY TRUST
10 GLENLAKE PKWY, SOUTH TOWER, SUITE 600

(Street)
ATLANTA GA 30328

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
YF Art Holdings, L.P.

(Last) (First) (Middle)
C/O AMERICOLD REALTY TRUST
10 GLENLAKE PKWY, SOUTH TOWER, SUITE 600

(Street)
ATLANTA GA 30328

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
YF Art Holdings GP, LLC

(Last) (First) (Middle)
C/O AMERICOLD REALTY TRUST
10 GLENLAKE PKWY, SOUTH TOWER, SUITE 600

(Street)
ATLANTA GA 30328

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Yucaipa American Alliance Fund I, LP

(Last) (First) (Middle)
C/O AMERICOLD REALTY TRUST
10 GLENLAKE PKWY, SOUTH TOWER, SUITE 600

(Street)
ATLANTA GA 30328

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Yucaipa American Alliance Fund I, LLC

(Last) (First) (Middle)
C/O AMERICOLD REALTY TRUST
10 GLENLAKE PKWY, SOUTH TOWER, SUITE 600

(Street)
ATLANTA GA 30328

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
YUCAIPA AMERICAN FUNDS, LLC

(Last) (First) (Middle)
C/O AMERICOLD REALTY TRUST
10 GLENLAKE PKWY, SOUTH TOWER, SUITE 600

(Street)
ATLANTA GA 30328

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
YUCAIPA AMERICAN MANAGEMENT, LLC

(Last) (First) (Middle)
C/O AMERICOLD REALTY TRUST
10 GLENLAKE PKWY, SOUTH TOWER, SUITE 600

(Street)
ATLANTA GA 30328

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. See Exhibit 1
2. See Exhibit 1
Remarks:
Each of Mr. Burkle, Greg Mays, Richard d'Abo, Terrence J. Wallock and Joel A. Holsinger serves on the board of trustees of the Issuer as a representative of YFA. As a result, YFA may be deemed a director by deputization solely for purposes of Section 16.
/s/ Ronald W. Burkle (on behalf of himself and the other reporting persons) 01/18/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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