0000899243-18-001435.txt : 20180118 0000899243-18-001435.hdr.sgml : 20180118 20180118210838 ACCESSION NUMBER: 0000899243-18-001435 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180118 FILED AS OF DATE: 20180118 DATE AS OF CHANGE: 20180118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURKLE RONALD W CENTRAL INDEX KEY: 0001015899 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34723 FILM NUMBER: 18535317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yucaipa American Alliance Fund I, LP CENTRAL INDEX KEY: 0001330612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34723 FILM NUMBER: 18535321 BUSINESS ADDRESS: STREET 1: 9130 WEST SUNSET BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90069 BUSINESS PHONE: 310-789-7200 MAIL ADDRESS: STREET 1: 9130 WEST SUNSET BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90069 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yucaipa American Alliance Fund I, LLC CENTRAL INDEX KEY: 0001490584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34723 FILM NUMBER: 18535320 BUSINESS ADDRESS: STREET 1: C/O THE YUCAIPA COMPANIES LLC STREET 2: 9130 WEST SUNSET BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90069 BUSINESS PHONE: (310) 228-2894 MAIL ADDRESS: STREET 1: C/O THE YUCAIPA COMPANIES LLC STREET 2: 9130 WEST SUNSET BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90069 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YUCAIPA AMERICAN FUNDS, LLC CENTRAL INDEX KEY: 0001452934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34723 FILM NUMBER: 18535319 BUSINESS ADDRESS: STREET 1: C/O THE YUCAIPA COMPANIES LLC STREET 2: 9130 WEST SUNSET BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90069 BUSINESS PHONE: (310) 789-7200 MAIL ADDRESS: STREET 1: C/O THE YUCAIPA COMPANIES LLC STREET 2: 9130 WEST SUNSET BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90069 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YUCAIPA AMERICAN MANAGEMENT, LLC CENTRAL INDEX KEY: 0001452932 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34723 FILM NUMBER: 18535318 BUSINESS ADDRESS: STREET 1: C/O THE YUCAIPA COMPANIES LLC STREET 2: 9130 WEST SUNSET BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90069 BUSINESS PHONE: (310) 789-7200 MAIL ADDRESS: STREET 1: C/O THE YUCAIPA COMPANIES LLC STREET 2: 9130 WEST SUNSET BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90069 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YF Art Holdings GP, LLC CENTRAL INDEX KEY: 0001728463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34723 FILM NUMBER: 18535322 BUSINESS ADDRESS: STREET 1: 9130 WEST SUNSET BLVD CITY: LOS ANGELES STATE: CA ZIP: 90069 BUSINESS PHONE: 310-789-7200 MAIL ADDRESS: STREET 1: 9130 WEST SUNSET BLVD CITY: LOS ANGELES STATE: CA ZIP: 90069 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YF Art Holdings, L.P. CENTRAL INDEX KEY: 0001728394 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34723 FILM NUMBER: 18535323 BUSINESS ADDRESS: STREET 1: 9130 WEST SUNSET BLVD. CITY: LOS ANGELES STATE: CA ZIP: 90069 BUSINESS PHONE: 310-789-7200 MAIL ADDRESS: STREET 1: 9130 WEST SUNSET BLVD. CITY: LOS ANGELES STATE: CA ZIP: 90069 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICOLD REALTY TRUST CENTRAL INDEX KEY: 0001455863 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD BUSINESS ADDRESS: STREET 1: 10 Glenlake Pkwy., Suite 800 S. Tower CITY: Atlanta STATE: GA ZIP: 30328 BUSINESS PHONE: 678-441-1400 MAIL ADDRESS: STREET 1: 10 Glenlake Pkwy., Suite 800 S. Tower CITY: Atlanta STATE: GA ZIP: 30328 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2018-01-18 0 0001455863 AMERICOLD REALTY TRUST NYSE: COLD 0001015899 BURKLE RONALD W C/O AMERICOLD REALTY TRUST 10 GLENLAKE PKWY, SOUTH TOWER, SUITE 600 ATLANTA GA 30328 1 0 1 0 0001728394 YF Art Holdings, L.P. C/O AMERICOLD REALTY TRUST 10 GLENLAKE PKWY, SOUTH TOWER, SUITE 600 ATLANTA GA 30328 1 0 1 0 0001728463 YF Art Holdings GP, LLC C/O AMERICOLD REALTY TRUST 10 GLENLAKE PKWY, SOUTH TOWER, SUITE 600 ATLANTA GA 30328 1 0 1 0 0001330612 Yucaipa American Alliance Fund I, LP C/O AMERICOLD REALTY TRUST 10 GLENLAKE PKWY, SOUTH TOWER, SUITE 600 ATLANTA GA 30328 1 0 1 0 0001490584 Yucaipa American Alliance Fund I, LLC C/O AMERICOLD REALTY TRUST 10 GLENLAKE PKWY, SOUTH TOWER, SUITE 600 ATLANTA GA 30328 1 0 1 0 0001452934 YUCAIPA AMERICAN FUNDS, LLC C/O AMERICOLD REALTY TRUST 10 GLENLAKE PKWY, SOUTH TOWER, SUITE 600 ATLANTA GA 30328 1 0 1 0 0001452932 YUCAIPA AMERICAN MANAGEMENT, LLC C/O AMERICOLD REALTY TRUST 10 GLENLAKE PKWY, SOUTH TOWER, SUITE 600 ATLANTA GA 30328 1 0 1 0 Common shares of beneficial interest 69342769 I See Footnote Common shares purchase warrant dated December 10, 2009 9.81 2009-12-10 Common Shares of Beneficial Interest 18574619 I See Footnote See Exhibit 1 See Exhibit 1 Each of Mr. Burkle, Greg Mays, Richard d'Abo, Terrence J. Wallock and Joel A. Holsinger serves on the board of trustees of the Issuer as a representative of YFA. As a result, YFA may be deemed a director by deputization solely for purposes of Section 16. /s/ Ronald W. Burkle (on behalf of himself and the other reporting persons) 2018-01-18 EX-99 2 attachment1.htm EX-99 DOCUMENT

                                   EXHIBIT 1

(1) These shares are held directly by YF ART Holdings, L.P. ("YFA"). This Form 3
    is jointly filed by (i) YFA, (ii) YF ART Holdings GP, LLC ("YFA GP"), (iii)
    Yucaipa American Alliance Fund I, LP ("YAAF I"), (iv) Yucaipa American
    Alliance Fund I, LLC ("YAAF I LLC"), (v) Yucaipa American Funds, LLC
    ("Yucaipa American Funds"), (vi) Yucaipa American Management, LLC ("Yucaipa
    American" and, together with YFA, YFA GP, YAAF I, YAAF I LLC, and Yucaipa
    American Funds, the "Yucaipa Entities"), and (vii) Ronald W. Burkle. YFA GP
    is the general partner of YFA. YAAF I is the managing member of YFA GP. YAAF
    I LLC is the general partner of YAAF I. Yucaipa American Funds is the
    managing member of YAAF I LLC. Yucaipa American is the managing member of
    Yucaipa American Funds. Mr. Burkle is the managing member of Yucaipa
    American. Each of Mr. Burkle, YFA GP, YAAF I, YAAF I LLC, Yucaipa American
    Funds, and Yucaipa American, by virtue of their direct or indirect control
    of YFA, may be deemed to beneficially own some or all of the securities
    reported as being held by YFA. Each of the reporting persons hereunder
    disclaims beneficial ownership of the reported securities except to the
    extent of its or his pecuniary interest therein. This Form 3 shall not be
    deemed to be an admission that any reporting person hereunder is the
    beneficial owner of any of the reported securities for purposes of Section
    16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for
    any other purpose. CF Cold LP, a limited partner of YFA, is not controlled
    by Mr. Burkle and may file reports under Section 16 separately from Mr.
    Burkle and the Yucaipa Entities with respect to the securities reported
    herein.

(2) The common share warrants expire on the earliest to occur of (i) 5:00 p.m.
    New York time on January 31, 2019, (ii) the closing of a qualified sale
    transaction and (iii) the closing of a qualified initial public offering.