0001181431-11-058834.txt : 20111205 0001181431-11-058834.hdr.sgml : 20111205 20111205180149 ACCESSION NUMBER: 0001181431-11-058834 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110726 FILED AS OF DATE: 20111205 DATE AS OF CHANGE: 20111205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANDALL LEWIS E CENTRAL INDEX KEY: 0001197960 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 111244038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL Corp CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 BUSINESS PHONE: 6503316000 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE Fiancial Corp DATE OF NAME CHANGE: 20111130 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111025 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL CORP DATE OF NAME CHANGE: 20031001 4/A 1 rrd327248.xml FORM 4/A X0304 4/A 2011-07-26 2011-07-28 0 0001015780 E TRADE FINANCIAL Corp ETFC 0001197960 RANDALL LEWIS E C/O E*TRADE FINANCIAL CORPORATION AVENUE OF THE AMERICAS,14TH FLOOR NEW YORK NY 10020-1302 1 0 0 0 Common Stock 8657 D Common Stock 2011-07-26 4 S 0 14000 16.2759 D 121871 I By Trust Amendment to reflect 85,735 shares held by Mr. Randall that were inadvertently omitted when reporting transactions earlier this year. /s/ Karl Roessner, Attorney-in-Fact for Lewis E. Randall 2011-11-30