0001140361-20-006636.txt : 20200324 0001140361-20-006636.hdr.sgml : 20200324 20200324081733 ACCESSION NUMBER: 0001140361-20-006636 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20200324 DATE AS OF CHANGE: 20200324 EFFECTIVENESS DATE: 20200324 FILER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL CORP CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 20736664 BUSINESS ADDRESS: STREET 1: BALLSTON TOWER STREET 2: 671 N. GLEBE ROAD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 6465214340 MAIL ADDRESS: STREET 1: BALLSTON TOWER STREET 2: 671 N. GLEBE ROAD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111205 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE Fiancial Corp DATE OF NAME CHANGE: 20111130 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111025 DEFA14A 1 nc10009882x2_defa14a.htm DEFA14A


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 
SCHEDULE 14A INFORMATION

Proxy Statement Pursuant to Section 14(a) of the
Securities Exchange Act of 1934
Filed by the Registrant
Filed by a Party other than the Registrant

Check the appropriate box:
 
Preliminary Proxy Statement
Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
Definitive Proxy Statement
Definitive Additional Materials
Soliciting Material under §240.14a-12

E*TRADE Financial Corporation
(Name of Registrant as Specified In Its Charter)

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
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No fee required
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Title of each class of securities to which the transaction applies:
 
 
 
 
(2)
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(3)
Per unit price or other underlying value of the transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):
 
 
 
 
(4)
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*** Exercise Your Right to Vote ***

Important Notice Regarding the Availability of Proxy Materials for the
Stockholder Meeting to Be Held on May 7, 2020.

         
    Meeting Information
E*TRADE FINANCIAL CORPORATION  

Meeting Type:

For holders as of:

Annual Meeting

March 11, 2020

    Date:    May 7, 2020      Time: 8:30 AM Eastern
    Location:

Meeting live via the Internet-please visit
www.virtualshareholdermeeting.com/ETFC2020.

 

 
  The company will be hosting the meeting live via the Internet. To attend the meeting via the Internet please visit www.virtualshareholdermeeting.com/ETFC2020 and be sure to have the information that is printed in the box marked by the arrow (GRAPHIC) (located on the following page).

E*TRADE FINANCIAL CORPORATION
671 NORTH GLEBE ROAD
15TH FLOOR
ARLINGTON, VA 22203-2120

 


You are receiving this communication because you hold shares in the company named above.

 

This is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. You may view the proxy materials online at www.proxyvote.com or easily request a paper copy (see reverse side).

 

We encourage you to access and review all of the important information contained in the proxy materials before voting.

     
    See the reverse side of this notice to obtain proxy materials and voting instructions.

 

E99070-P35281



 

     Before You Vote 
   
       

How to Access the Proxy Materials

  

                 
  Proxy Materials Available to VIEW or RECEIVE:  
  NOTICE AND PROXY STATEMENT         ANNUAL REPORT
 
         
 

How to View Online:

Have the information that is printed in the box marked by the arrow (GRAPHIC) (located on the following page) and visit: www.proxyvote.com.

 
     
 

How to Request and Receive a PAPER or ELECTRONIC Copy:

If you want to receive a paper or electronic copy of these documents, you must request one. There is NO charge for requesting a copy. Please choose one of the following methods to make your request:

 
     
    1) BY INTERNET: www.proxyvote.com  
    2) BY TELEPHONE: 1-800-579-1639  
    3) BY E-MAIL*: sendmaterial@proxyvote.com  
     
  * If requesting materials by e-mail, please send a blank e-mail with the information that is printed in the box marked by the arrow (GRAPHIC) (located on the following page) in the subject line.  
     
 

Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment advisor. Please make the request as instructed above on or before April 23, 2020 to facilitate timely delivery.

 

 

    How To Vote    
       

Please Choose One of the Following Voting Methods

 

     
  Vote By Internet:  
  Before The Meeting:   
  Go to www.proxyvote.com. Have the information that is printed in the box marked by the arrow (Graphic) (located on the following page) available and follow the instructions.  
     
  During The Meeting:  
  Go to www.virtualshareholdermeeting.com/ETFC2020. Have the information that is printed in the box marked by the arrow (Graphic) (located on the following page) available and follow the instructions.  
     
   Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a proxy card.  

 

E99071-P35281

 



 

 

         
Voting Items    
     
The Board of Directors recommends you vote FOR
each of the following:
     
1. Election of Directors:
     
  1a. Richard J. Carbone
     
  1b. Robert J. Chersi
     
  1c. Jaime W. Ellertson
     
  1d. James P. Healy
     
  1e. Kevin T. Kabat
     
  1f. James Lam
     
  1g. Rodger A. Lawson
     
  1h. Shelley B. Leibowitz
     
  1i. Michael A. Pizzi
     
  1j. Rebecca Saeger
     
  1k. Donna L. Weaver
     
  1l. Joshua A. Weinreich

 

 

 

 

The Board of Directors recommends you vote FOR the following proposals:

 

2. To approve, by a non-binding advisory vote, the compensation of the Company's Named Executive Officers (the "Say-on-Pay Vote"), as disclosed in the Proxy Statement for the 2020 Annual Meeting.

 

3. To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2020.

 

The Board of Directors does not have a recommendation for voting on the following stockholder proposal:

 

4. A stockholder proposal regarding simple majority voting.

 

NOTE: In their discretion, the Proxies are authorized to vote on such other business as may properly come before the meeting or any adjournment thereof.



 

E99072-P35281



 

 

 

 

 

 

 

 

 

 

E99073-P35281



 

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