0001015780-18-000107.txt : 20181105 0001015780-18-000107.hdr.sgml : 20181105 20181105174804 ACCESSION NUMBER: 0001015780-18-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181102 FILED AS OF DATE: 20181105 DATE AS OF CHANGE: 20181105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWSON RODGER A CENTRAL INDEX KEY: 0001187442 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 181160958 MAIL ADDRESS: STREET 1: C/O E*TRADE FINANCIAL CORP. STREET 2: 11 TIMES SQUARE, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036-9992 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL CORP CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 TIMES SQUARE, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 6465214340 MAIL ADDRESS: STREET 1: 11 TIMES SQUARE, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111205 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE Fiancial Corp DATE OF NAME CHANGE: 20111130 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111025 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-11-02 0 0001015780 E TRADE FINANCIAL CORP ETFC 0001187442 LAWSON RODGER A 11 TIMES SQUARE 32ND FLOOR NEW YORK NY 10036 1 1 0 0 Executive Chairman Common Stock 2018-11-02 4 P 0 5000 51.26 A 109191 D Common Stock 2018-11-05 4 P 0 5000 51.27 A 114191 D By: Lori Sher For: Rodger A. Lawson 2018-11-05