0001015780-17-000059.txt : 20170516 0001015780-17-000059.hdr.sgml : 20170516 20170516173903 ACCESSION NUMBER: 0001015780-17-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170512 FILED AS OF DATE: 20170516 DATE AS OF CHANGE: 20170516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL CORP CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 BUSINESS PHONE: 6465214340 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111205 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE Fiancial Corp DATE OF NAME CHANGE: 20111130 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stern Gary H CENTRAL INDEX KEY: 0001481333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 17849703 MAIL ADDRESS: STREET 1: C/O DOLAN MEDIA COMPANY STREET 2: 222 SOUTH NINTH STREET SUITE 2300 CITY: MINNEAPOLIS STATE: X1 ZIP: 55402 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-05-12 0 0001015780 E TRADE FINANCIAL CORP ETFC 0001481333 Stern Gary H 1271 AVENUE OF THE AMERICAS 14TH FLOOR NEW YORK NY 10020-1302 1 0 0 0 Common Stock 2017-05-12 4 A 0 3777 0.0 A 15500 D Grant of restricted stock which shall vest on May 12, 2018. By: Lori Sher For: Gary H. Stern 2017-05-16