0001015780-16-000183.txt : 20161116 0001015780-16-000183.hdr.sgml : 20161116 20161116171037 ACCESSION NUMBER: 0001015780-16-000183 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161114 FILED AS OF DATE: 20161116 DATE AS OF CHANGE: 20161116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL CORP CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 BUSINESS PHONE: 6465214340 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111205 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE Fiancial Corp DATE OF NAME CHANGE: 20111130 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Simonich Brent CENTRAL INDEX KEY: 0001644152 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 162003113 MAIL ADDRESS: STREET 1: E*TRADE FINANCIAL CORP. STREET 2: 1271 AVENUE OF THE AMERICAS, FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-11-14 0 0001015780 E TRADE FINANCIAL CORP ETFC 0001644152 Simonich Brent 1271 AVENUE OF THE AMERICAS 14TH FLOOR NEW YORK NY 10020-1302 0 1 0 0 Principal Accounting Officer Common Stock 2016-11-14 4 S 0 7996.0 32.6776 D 35847 D By: Lori Sher For: Brent Simonich 2016-11-16