0001015780-16-000180.txt : 20161103 0001015780-16-000180.hdr.sgml : 20161103 20161103170806 ACCESSION NUMBER: 0001015780-16-000180 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161101 FILED AS OF DATE: 20161103 DATE AS OF CHANGE: 20161103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL Corp CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 BUSINESS PHONE: 6503316000 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE Fiancial Corp DATE OF NAME CHANGE: 20111130 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111025 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL CORP DATE OF NAME CHANGE: 20031001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Healy James P CENTRAL INDEX KEY: 0001630756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 161972639 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS STREET 2: FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-11-01 0 0001015780 E TRADE FINANCIAL Corp ETFC 0001630756 Healy James P 1271 AVENUE OF THE AMERICAS 14TH FLOOR NEW YORK NY 10020-1302 1 0 0 0 Common Stock 2016-11-01 4 A 0 942.0 0.0 A 29436 D Represents quarterly board fees deferred into restrict stock units ("DSUs"). Each DSU vests in full on November 1, 2017 and represents a contingent right to receive one share of the Company's common stock. By: Lori Sher For: James P. Healy 2016-11-03