0001015780-16-000147.txt : 20160517 0001015780-16-000147.hdr.sgml : 20160517 20160517170219 ACCESSION NUMBER: 0001015780-16-000147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160513 FILED AS OF DATE: 20160517 DATE AS OF CHANGE: 20160517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL Corp CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 BUSINESS PHONE: 6503316000 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE Fiancial Corp DATE OF NAME CHANGE: 20111130 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111025 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL CORP DATE OF NAME CHANGE: 20031001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWSON RODGER A CENTRAL INDEX KEY: 0001187442 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 161658322 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-05-13 0 0001015780 E TRADE FINANCIAL Corp ETFC 0001187442 LAWSON RODGER A 1271 AVENUE OF THE AMERICAS 14TH FLOOR NEW YORK NY 10020-1302 1 0 0 0 Common Stock 2016-05-13 4 A 0 5931.0 0.0 A 45303 D Represents annual retainer for service as a director of the Company deferred into restricted stock units ("DSUs"). Each DSU vests in full on May 13, 2017 and represents a contingent right to receive one share of the Company's common stock. By: Karl A. Roessner For: Rodger A. Lawson 2016-05-17