0001015780-16-000145.txt : 20160517 0001015780-16-000145.hdr.sgml : 20160517 20160517170148 ACCESSION NUMBER: 0001015780-16-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160513 FILED AS OF DATE: 20160517 DATE AS OF CHANGE: 20160517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL Corp CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 BUSINESS PHONE: 6503316000 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE Fiancial Corp DATE OF NAME CHANGE: 20111130 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111025 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL CORP DATE OF NAME CHANGE: 20031001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KANNER FREDERICK WILKINSON CENTRAL INDEX KEY: 0001012909 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 161658311 MAIL ADDRESS: STREET 1: 1301 AVENUE OF THE AMERICAS STREET 2: ROOM 2519 CITY: NEW YORK STATE: NY ZIP: 10019 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-05-13 0 0001015780 E TRADE FINANCIAL Corp ETFC 0001012909 KANNER FREDERICK WILKINSON 1271 AVENUE OF THE AMERICAS 14TH FLOOR NEW YORK NY 10020-1302 1 0 0 0 Common Stock 2016-05-13 4 A 0 3954.0 0.0 A 40315 D Grant of restricted stock which shall vest on May 13, 2017. By: Karl A. Roessner For: Frederick Wilkinson Kanner 2016-05-17