0001015780-16-000108.txt : 20160209 0001015780-16-000108.hdr.sgml : 20160209 20160209174716 ACCESSION NUMBER: 0001015780-16-000108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160205 FILED AS OF DATE: 20160209 DATE AS OF CHANGE: 20160209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL Corp CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 BUSINESS PHONE: 6503316000 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE Fiancial Corp DATE OF NAME CHANGE: 20111130 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111025 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL CORP DATE OF NAME CHANGE: 20031001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Idzik Paul CENTRAL INDEX KEY: 0001566859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 161401306 MAIL ADDRESS: STREET 1: 18 GREY WIDGEON CITY: HILTON HEAD STATE: SC ZIP: 29929 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-02-05 0 0001015780 E TRADE FINANCIAL Corp ETFC 0001566859 Idzik Paul 1271 AVENUE OF THE AMERICAS 14TH FLOOR NEW YORK NY 10020-1302 1 1 0 0 Chief Executive Officer Common Stock 2016-02-05 4 A 0 86673.0 0.0 A 536576 D Restricted stock unit award that will vest over three years, with one-third vesting on February 5, 2017; one-third vesting on February 5, 2018; and the remaining one-third vesting on February 5, 2019. By: Karl A. Roessner For: Paul Idzik 2016-02-09