0001015780-13-000067.txt : 20131202
0001015780-13-000067.hdr.sgml : 20131202
20131202170130
ACCESSION NUMBER: 0001015780-13-000067
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131127
FILED AS OF DATE: 20131202
DATE AS OF CHANGE: 20131202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: E TRADE FINANCIAL Corp
CENTRAL INDEX KEY: 0001015780
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 942844166
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1271 AVENUE OF THE AMERICAS FL 14
CITY: NEW YORK
STATE: NY
ZIP: 10020-1302
BUSINESS PHONE: 6503316000
MAIL ADDRESS:
STREET 1: 1271 AVENUE OF THE AMERICAS FL 14
CITY: NEW YORK
STATE: NY
ZIP: 10020-1302
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE Fiancial Corp
DATE OF NAME CHANGE: 20111130
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE FINANCIAL Corp
DATE OF NAME CHANGE: 20111025
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE FINANCIAL CORP
DATE OF NAME CHANGE: 20031001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Audette Matthew J
CENTRAL INDEX KEY: 0001435098
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11921
FILM NUMBER: 131252342
MAIL ADDRESS:
STREET 1: C/O DAVIS POLK & WARDWELL
STREET 2: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-11-27
0
0001015780
E TRADE FINANCIAL Corp
ETFC
0001435098
Audette Matthew J
1271 AVENUE OF THE AMERICAS
14TH FLOOR
NEW YORK
NY
10020-1302
0
1
0
0
EVP & Chief Financial Officer
Common Stock
2013-11-27
4
S
0
8809.0
17.8772
D
197593
D
Sale of common stock pursuant to a Section 10b5-1 plan entered into on October 28, 2013, primarily for the payment of additional tax liability associated with prior vestings of restricted stock.
By: Karl A. Roessner For: Matthew J. Audette
2013-11-29