-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CDdHgjHSVEnYWAxgmBMEzBemlHB3QspWhi1lYlU/DsHRjImGw9MvI2CGg4AS2dYL FESI4X3eYmAWfr5IlQQx5Q== 0000950103-08-001317.txt : 20080515 0000950103-08-001317.hdr.sgml : 20080515 20080515163346 ACCESSION NUMBER: 0000950103-08-001317 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080505 FILED AS OF DATE: 20080515 DATE AS OF CHANGE: 20080515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL CORP CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 6503316000 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE GROUP INC DATE OF NAME CHANGE: 19960531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Audette Matthew J CENTRAL INDEX KEY: 0001435098 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 08838338 BUSINESS ADDRESS: BUSINESS PHONE: 1-212-450-4519 MAIL ADDRESS: STREET 1: C/O DAVIS POLK & WARDWELL STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 3 1 dp09935_3ex.xml X0202 3 2008-05-05 0 0001015780 E TRADE FINANCIAL CORP ETFC 0001435098 Audette Matthew J C/O E*TRADE FINANCIAL CORPORATION 135 E. 57TH STREET NEW YORK NY 10022 0 1 0 0 Acting Chief Financial Officer Common Stock 123088 D Stock Option 23.6563 2010-04-05 Common Stock 100 D Stock Option 3.8 2013-03-14 Common Stock 5000 D Stock Option 14.435 2014-02-20 Common Stock 1750 D Stock Option 14.35 2014-03-05 Common Stock 75000 D Stock Option 13.225 2015-02-16 Common Stock 52942 D Stock Option 23.105 2013-02-10 Common Stock 24461 D Stock Option 27.48 2013-04-21 Common Stock 16246 D Stock Option 24.28 2014-02-21 Common Stock 18324 D Stock Option 5.19 2015-02-11 Common Stock 91777 D 103,149 represents previous grants of restricted stock awards that remain unvested. Options are fully exercisable. Options vest and become exercisable in equal annual installments over four years from the grant date, which was ten years before the listed expiration date. Options vest and become exercisable in equal annual installments over four years from the grant date, which was seven years before the listed expiration date. Options vest and become exercisable over two years from the grant date, which was seven years before the listed expiration date, with 33% vesting after the first year and the remainder after the second year. /s/ Russell S. Elmer, Attorney-in-Fact for Matthew J. Audette 2008-05-15 EX-24 2 dp09935_ex24.htm
Exhibit 24

POWER OF ATTORNEY

KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Russell Elmer and Selina Ibarra as his or her true and lawful attorney-in-fact to:
 
(1) execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer and/or director of E*TRADE Financial Corporation (the “Company”), any and all Form 3, 4 and 5 reports required to be filed by the undersigned in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder;

(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 report and timely file such report with the United States Securities and Exchange Commission and any stock exchange or similar authority; and

(3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned, pursuant to this Power of Attorney, shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his discretion.

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform each and every act and thing whatsoever requisite, necessary, and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that no such attorney-in-fact, in serving in such capacity at the request of the undersigned, is hereby assuming, nor is the Company hereby assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.
 
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Form 3, 4 and 5 reports with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
 
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 15th day of May, 2008.
 


 
/s/ Matthew Audette  
Name: Matthew Audette
  
 

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