-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N+VmZr7OZwnuV0YGQ1BK1gyOy7RL9JStn6VOq+mLg5FZ1iulQ87HN1uHMAJTj5Vc cakx/SDA1sqsEOa04j+EXQ== 0000891836-98-000575.txt : 19980901 0000891836-98-000575.hdr.sgml : 19980901 ACCESSION NUMBER: 0000891836-98-000575 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980820 FILED AS OF DATE: 19980831 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE GROUP INC CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-11921 FILM NUMBER: 98701728 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO PLACE 2400 GENG ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 6508422500 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO PLACE 2400 GENG ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 COMPANY DATA: COMPANY CONFORMED NAME: SOFTBANK CORP CENTRAL INDEX KEY: 0001065521 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 24-1 NIHONBASHI-HAKOZAKI-CHO CITY: CHUO-KU TOKYO 103 BUSINESS PHONE: 01181356428376 MAIL ADDRESS: STREET 1: 24-1, NIHONBASHI-HAKOZAKI-CHO CITY: CHUO-KU TOKYO 103 STATE: MO 3 1 FORM 3 :----------: :---------------------------: : FORM 3 : : OMB APPROVAL : :----------: :---------------------------: :OMB NUMBER: 3235-0104: :EXPIRES: September 30, 1998: :ESTIMATED AVERAGE BURDEN : :HOURS PER RESPONSE.... 0.5 : :---------------------------: UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) ================================================================================ 1. Name and Address of Reporting Person* SOFTBANK Corp. ----------------------------------------------------------------------------- (Last) (First) (Middle) 24-1, Nihonbashi-Hakozakicho ----------------------------------------------------------------------------- (Street) Chuo-ku, Tokyo Japan 103-8501 ----------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Date of Event Requiring Statement (Month/Day/Year) 08/20/1998 ----------------------------------------------------------------------------- ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ----------------------------------------------------------------------------- ================================================================================ 4. Issuer Name AND Ticker or Trading Symbol E* Trade Group, Inc. (EGRP) ----------------------------------------------------------------------------- ================================================================================ 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director __X_ 10% Owner _____ Officer (give title below) ____ Other (specify below) ----------------------------------------------------------------------------- ================================================================================ 6. If Amendment, Date of Original (Month/Day/Year) ----------------------------------------------------------------------------- ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) _X_ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person ----------------------------------------------------------------------------- ================================================================================ TABLE I-NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED
1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect Beneficial Ownership (Instr. 4) Benefically Owned Direct (D) or (Instr. 5) (Instr. 4) Indirect (I) (Instr. 5) - ------------------- ------------------------ --------------------- -------------------------------------------- Common Stock, par value $0.01 per share 15,647,922 I By SOFTBANK Holdings Inc. - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, see Instruction 5(b)(v). SEC 1473 (7-96)
FORM 3 (continued) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) 1. Title of Derivative Security (Instr. 4) --------------------------------------------------------------------------- ================================================================================ 2. Date Exercisable and Expiration Date (Month/Day/Year) Date Exercisable Expiration Date ------------------------ ------------------------ ================================================================================ 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) Title Amount or Number of Shares ------------------ -------------------------- ================================================================================ 4. Conversion or Exercise Price of Derivative Security --------------------------------------------------------------------------- ================================================================================ 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) --------------------------------------------------------------------------- ================================================================================ 6. Nature of Indirect Beneficial Ownership (Instr. 5) --------------------------------------------------------------------------- ================================================================================ Explanation of Responses: /s/ Masayoshi Son 8/31/98 --------------------------------------- --------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1473 (7-96) -----END PRIVACY-ENHANCED MESSAGE-----