0000899243-21-030828.txt : 20210730 0000899243-21-030828.hdr.sgml : 20210730 20210730170051 ACCESSION NUMBER: 0000899243-21-030828 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210728 FILED AS OF DATE: 20210730 DATE AS OF CHANGE: 20210730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEWIS JOSEPH CENTRAL INDEX KEY: 0001015747 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38358 FILM NUMBER: 211133340 MAIL ADDRESS: STREET 1: PO BOX N7776 CITY: LYFORD BAHAMAS REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tavistock Financial, LLC CENTRAL INDEX KEY: 0001812712 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38358 FILM NUMBER: 211133342 BUSINESS ADDRESS: STREET 1: 9350 CONROY WINDERMERE ROAD CITY: WINDERMERE STATE: FL ZIP: 34786 BUSINESS PHONE: 407 909 9000 MAIL ADDRESS: STREET 1: 9350 CONROY WINDERMERE ROAD CITY: WINDERMERE STATE: FL ZIP: 34786 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INSEEGO CORP. CENTRAL INDEX KEY: 0001022652 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 813377646 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9710 SCRANTON ROAD STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8588123400 MAIL ADDRESS: STREET 1: 9710 SCRANTON ROAD STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: NOVATEL WIRELESS INC DATE OF NAME CHANGE: 20000726 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-28 0 0001022652 INSEEGO CORP. INSG 0001812712 Tavistock Financial, LLC 9350 CONROY WINDERMERE ROAD WINDERMERE FL 34786 0 0 1 0 0001015747 LEWIS JOSEPH CAY HOUSE, EP TAYLOR DRIVE LYFORD CAY, NEW PROVIDENCE C5 N7776 BAHAMAS 0 0 1 0 Common Stock 2021-07-28 4 A 0 14221 0.00 A 91585 D Reflects restricted stock units ("RSUs") granted to James B. Avery, a member of the issuer's board of directors. Mr. Avery is obligated to transfer any shares issued pursuant to any equity awards made to him by the issuer, or the economic benefits thereof, to Tavistock Financial, LLC ("Tavistock Financial"). Tavistock Financial may be deemed the direct beneficial owner of the RSUs. Represents restricted stock units scheduled to vest on the one-year anniversary of the grant date. The restricted stock units convert into common stock on a one-for-one basis. These securities are beneficially owned directly by Tavistock Financial which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Braslyn Ltd, Golden Harbor Ltd. and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Tavistock Financial. Tavistock Financial, LLC, **By: /s/ Thomas Youth, Thomas Youth, Manager 2021-07-30 /s/ Joseph C. Lewis 2021-07-30