0000899243-21-030828.txt : 20210730
0000899243-21-030828.hdr.sgml : 20210730
20210730170051
ACCESSION NUMBER: 0000899243-21-030828
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210728
FILED AS OF DATE: 20210730
DATE AS OF CHANGE: 20210730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEWIS JOSEPH
CENTRAL INDEX KEY: 0001015747
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38358
FILM NUMBER: 211133340
MAIL ADDRESS:
STREET 1: PO BOX N7776
CITY: LYFORD BAHAMAS
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tavistock Financial, LLC
CENTRAL INDEX KEY: 0001812712
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38358
FILM NUMBER: 211133342
BUSINESS ADDRESS:
STREET 1: 9350 CONROY WINDERMERE ROAD
CITY: WINDERMERE
STATE: FL
ZIP: 34786
BUSINESS PHONE: 407 909 9000
MAIL ADDRESS:
STREET 1: 9350 CONROY WINDERMERE ROAD
CITY: WINDERMERE
STATE: FL
ZIP: 34786
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INSEEGO CORP.
CENTRAL INDEX KEY: 0001022652
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 813377646
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9710 SCRANTON ROAD
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 8588123400
MAIL ADDRESS:
STREET 1: 9710 SCRANTON ROAD
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: NOVATEL WIRELESS INC
DATE OF NAME CHANGE: 20000726
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-07-28
0
0001022652
INSEEGO CORP.
INSG
0001812712
Tavistock Financial, LLC
9350 CONROY WINDERMERE ROAD
WINDERMERE
FL
34786
0
0
1
0
0001015747
LEWIS JOSEPH
CAY HOUSE, EP TAYLOR DRIVE
LYFORD CAY, NEW PROVIDENCE
C5
N7776
BAHAMAS
0
0
1
0
Common Stock
2021-07-28
4
A
0
14221
0.00
A
91585
D
Reflects restricted stock units ("RSUs") granted to James B. Avery, a member of the issuer's board of directors. Mr. Avery is obligated to transfer any shares issued pursuant to any equity awards made to him by the issuer, or the economic benefits thereof, to Tavistock Financial, LLC ("Tavistock Financial"). Tavistock Financial may be deemed the direct beneficial owner of the RSUs.
Represents restricted stock units scheduled to vest on the one-year anniversary of the grant date. The restricted stock units convert into common stock on a one-for-one basis.
These securities are beneficially owned directly by Tavistock Financial which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Braslyn Ltd, Golden Harbor Ltd. and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Tavistock Financial.
Tavistock Financial, LLC, **By: /s/ Thomas Youth, Thomas Youth, Manager
2021-07-30
/s/ Joseph C. Lewis
2021-07-30