0000899243-21-010812.txt : 20210309
0000899243-21-010812.hdr.sgml : 20210309
20210309214857
ACCESSION NUMBER: 0000899243-21-010812
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210305
FILED AS OF DATE: 20210309
DATE AS OF CHANGE: 20210309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEWIS JOSEPH
CENTRAL INDEX KEY: 0001015747
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35921
FILM NUMBER: 21728095
MAIL ADDRESS:
STREET 1: PO BOX N7776
CITY: LYFORD BAHAMAS
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIEBERBURG IVAN M
CENTRAL INDEX KEY: 0001266427
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35921
FILM NUMBER: 21728092
MAIL ADDRESS:
STREET 1: 11682 EL CAMINO REAL, SUITE 320
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fuglesang Christopher
CENTRAL INDEX KEY: 0001465835
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35921
FILM NUMBER: 21728090
MAIL ADDRESS:
STREET 1: 11682 EL CAMINO REAL, SUITE 320
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boxer Asset Management Inc.
CENTRAL INDEX KEY: 0001465836
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35921
FILM NUMBER: 21728096
BUSINESS ADDRESS:
STREET 1: CAY HOUSE
STREET 2: EP TAYLOR DRIVE N7776
CITY: LYFORD CAY, NEW PROVIDENCE
STATE: C5
ZIP: 00000
BUSINESS PHONE: (407) 876-2431
MAIL ADDRESS:
STREET 1: CAY HOUSE
STREET 2: EP TAYLOR DRIVE N7776
CITY: LYFORD CAY, NEW PROVIDENCE
STATE: C5
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dissanayake Shehan Bharatha
CENTRAL INDEX KEY: 0001663609
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35921
FILM NUMBER: 21728091
MAIL ADDRESS:
STREET 1: 11682 EL CAMINO REAL, SUITE 320
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Davis Aaron I.
CENTRAL INDEX KEY: 0001465914
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35921
FILM NUMBER: 21728093
MAIL ADDRESS:
STREET 1: 12860 EL CAMINO REAL, SUITE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MVA Investors, LLC
CENTRAL INDEX KEY: 0001468223
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35921
FILM NUMBER: 21728094
BUSINESS ADDRESS:
STREET 1: 12860 EL CAMINO REAL
STREET 2: SUITE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 400-3114
MAIL ADDRESS:
STREET 1: 12860 EL CAMINO REAL
STREET 2: SUITE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boxer Capital, LLC
CENTRAL INDEX KEY: 0001465837
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35921
FILM NUMBER: 21728097
BUSINESS ADDRESS:
STREET 1: 12860 EL CAMINO REAL
STREET 2: SUITE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 400-3112
MAIL ADDRESS:
STREET 1: 12860 EL CAMINO REAL
STREET 2: SUITE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mirati Therapeutics, Inc.
CENTRAL INDEX KEY: 0001576263
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 462693615
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9393 TOWNE CENTRE DRIVE
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-332-3410
MAIL ADDRESS:
STREET 1: 9393 TOWNE CENTRE DRIVE
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-05
0
0001576263
Mirati Therapeutics, Inc.
MRTX
0001465837
Boxer Capital, LLC
12860 EL CAMINO REAL, SUITE 300
SAN DIEGO
CA
92130
0
0
1
0
0001465836
Boxer Asset Management Inc.
CAY HOUSE, EP TAYLOR DRIVE
LYFORD CAY
NEW PROVIDENCE
C5
N7776
BAHAMAS
0
0
1
0
0001015747
LEWIS JOSEPH
CAY HOUSE, EP TAYLOR DRIVE
LYFORD CAY
NEW PROVIDENCE
C5
N7776
BAHAMAS
0
0
1
0
0001468223
MVA Investors, LLC
11682 EL CAMINO REAL, SUITE 300
SAN DIEGO
CA
92130
0
0
1
0
0001465914
Davis Aaron I.
12860 EL CAMINO REAL, SUITE 300
SAN DIEGO
CA
92130
0
0
1
0
0001266427
LIEBERBURG IVAN M
12860 EL CAMINO REAL, SUITE 300
SAN DIEGO
CA
92130
0
0
1
0
0001663609
Dissanayake Shehan Bharatha
12860 EL CAMINO REAL, SUITE 300
SAN DIEGO
CA
92130
0
0
1
0
0001465835
Fuglesang Christopher
12860 EL CAMINO REAL, SUITE 300
SAN DIEGO
CA
92130
0
0
1
0
Common Stock
2021-03-05
4
M
0
13996
0.001
A
267334
D
Common Stock
2021-03-05
4
S
0
1
181.00
D
267333
D
Common Stock
2021-03-05
4
S
0
37000
181.15
D
230333
D
Common Stock
2021-03-05
4
M
0
597444
0.001
A
2363004
D
Common Stock
2021-03-05
4
S
0
4
181.00
D
2363000
D
Common Stock
2021-03-05
4
S
0
363000
181.15
D
2000000
D
Warrant (right to purchase)
0.001
2021-03-05
4
M
0
13996
5.599
D
2017-01-06
Common Stock
13996
0
D
Warrant (right to purchase)
0.001
2021-03-05
4
M
0
128805
5.599
D
2017-01-06
Common Stock
128805
0
D
Warrant (right to purchase)
0.001
2021-03-05
4
M
0
468639
12.999
D
2017-11-20
Common Stock
468639
332809
D
These securities are owned directly by MVA Investors which may be deemed to be a member of the Boxer Group for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Aaron I. Davis is a member of and has voting and dispositive power over securities held by MVA Investors Each member of the Boxer Group other than MVA Investors and Aaron I. Davis disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
These securities are owned directly by Boxer Capital, LLC ("Boxer Capital"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of (i) Braslyn Ltd. ("Braslyn"), (ii) Boxer Capital, LLC ("Boxer Capital") (iii) Boxer Asset Management Inc. ("Boxer Management"), (iv) MVA Investors, LLC ("MVA Investors"), (v) Lockend Five, LLC ("Lockend Five"), (vi) Joe Lewis, (vii) Ivan M. Lieberburg, (viii) Aaron I. Davis, (ix) Shehan B. Dissanayake, and (x) Christopher Fuglesang (collectively, the "Boxer Group), and indirectly by Braslyn, Boxer Management and Messrs. Lewis, Fuglesang, Lieberburg, Dissanayake and Davis, by virtue of their ownership in Boxer Capital.
(Continued from Footnote 2) Each of Messrs. Fuglesang, Lieberburg, Dissanayake and Davis is a member of Boxer Capital. Each member of the Boxer Group other than Boxer Capital disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
The warrants do not have an expiration date and are not exercisable to the extent that, following exercise of such warrants, the warrant holder and its affiliates would beneficially own more than 19.99% of the issuer's common stock.
Boxer Capital, LLC, By: /s/ Aaron I. Davis
2021-03-09
MVA Investors, LLC, By: /s/ Aaron I. Davis
2021-03-09
Boxer Asset Management, Inc., By: /s/ Jason Callender
2021-03-09
/s/ Joseph C. Lewis
2021-03-09
Ivan M. Lieberburg, /s/ Christopher Fuglesang
2021-03-09
/s/ Aaron I. Davis
2021-03-09
/s/ Shehan B. Dissanayake
2021-03-09
/s/ Christopher Fuglesang
2021-03-09