0000895345-23-000547.txt : 20231003 0000895345-23-000547.hdr.sgml : 20231003 20231003174343 ACCESSION NUMBER: 0000895345-23-000547 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230929 FILED AS OF DATE: 20231003 DATE AS OF CHANGE: 20231003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEWIS JOSEPH CENTRAL INDEX KEY: 0001015747 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38358 FILM NUMBER: 231305673 MAIL ADDRESS: STREET 1: PO BOX N7776 CITY: LYFORD BAHAMAS REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tavistock Financial, LLC CENTRAL INDEX KEY: 0001812712 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38358 FILM NUMBER: 231305674 BUSINESS ADDRESS: STREET 1: 9350 CONROY WINDERMERE ROAD CITY: WINDERMERE STATE: FL ZIP: 34786 BUSINESS PHONE: 407 909 9000 MAIL ADDRESS: STREET 1: 9350 CONROY WINDERMERE ROAD CITY: WINDERMERE STATE: FL ZIP: 34786 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INSEEGO CORP. CENTRAL INDEX KEY: 0001022652 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 813377646 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9710 SCRANTON ROAD STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8588123400 MAIL ADDRESS: STREET 1: 9710 SCRANTON ROAD STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: NOVATEL WIRELESS INC DATE OF NAME CHANGE: 20000726 4 1 form4.xml X0508 4 2023-09-29 0001022652 INSEEGO CORP. INSG 0001812712 Tavistock Financial, LLC 9350 CONROY WINDERMERE ROAD WINDERMERE FL 34786 true 0001015747 LEWIS JOSEPH C/O CAY HOUSE EP TAYLOR DRIVE N7776, LYFORD CAY NEW PROVIDENCE BAHAMAS true false Common Stock 2023-09-29 4 A 0 215517 0 A 356903 D Common Stock 13033149 I See footnote Common Stock 7614830 I See footnote Reflects restricted stock unit ("RSUs") granted to James B. Avery, a member of the issuer's board of directors. Mr. Avery is obligated to transfer any shares issued pursuant to any equity awards made to him by the issuer, or the economic benefits, to Tavistock Financial, LLC ("Tavistock Financial"). Tavistock Financial may be deemed the direct beneficial owner of the RSUs. Represents restricted stock units scheduled to vest on September 5, 2024. The restricted stock units convert into common stock on a one-for-one basis. These securities are owned directly by Tavistock Financial. Mr. Lewis is the sole indirect beneficial owner of Tavistock Financial. These securities are owned directly by Golden Harbor Ltd. ("Golden Harbor"). Mr. Lewis is the sole indirect beneficial owner of Golden Harbor. Tavistock Financial disclaims beneficial ownership of these securities. These securities are owned directly by Braslyn Ltd. ("Braslyn"). Mr. Lewis is the sole indirect beneficial owner of Braslyn. Tavistock Financial disclaims beneficial ownership of these securities. Tavistock Financial, LLC, **By: /s/ Thomas Youth, Thomas Youth, Manager 2023-10-03 /s/ Joseph C. Lewis 2023-10-03