0001209191-23-058824.txt : 20231215 0001209191-23-058824.hdr.sgml : 20231215 20231215171842 ACCESSION NUMBER: 0001209191-23-058824 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231213 FILED AS OF DATE: 20231215 DATE AS OF CHANGE: 20231215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eckel Robert A CENTRAL INDEX KEY: 0001324812 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 231491378 MAIL ADDRESS: STREET 1: C/O AWARE, INC. STREET 2: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 76 BLANCHARD ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 781.382.5160 MAIL ADDRESS: STREET 1: 76 BLANCHARD ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-13 0 0001015739 AWARE INC /MA/ AWRE 0001324812 Eckel Robert A C/O AWARE, INC. 76 BLANCHARD ROAD BURLINGTON MA 01803 1 1 0 0 CEO & President 0 Common Stock 2023-12-13 4 P 0 3000 1.605 A 311497 D Common Stock 2023-12-14 4 P 0 17000 1.6214 A 328407 D Stock Option (right to buy) 4.73 2031-02-23 Common Stock 1250000 1250000 D Stock Option (right to buy) 4.50 2029-09-19 Common Stock 50000 50000 D Stock Option (right to buy) 5.50 2029-09-19 Common Stock 50000 50000 D Stock Option (right to buy) 6.50 2029-09-19 Common Stock 50000 50000 D Stock Option (right to buy) 7.50 2029-09-19 Common Stock 50000 50000 D Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023. Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. /s/ Robert A. Eckel 2023-12-15