0001209191-22-030231.txt : 20220518
0001209191-22-030231.hdr.sgml : 20220518
20220518185953
ACCESSION NUMBER: 0001209191-22-030231
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220517
FILED AS OF DATE: 20220518
DATE AS OF CHANGE: 20220518
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eckel Robert A
CENTRAL INDEX KEY: 0001324812
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21129
FILM NUMBER: 22940757
MAIL ADDRESS:
STREET 1: C/O AWARE, INC.
STREET 2: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AWARE INC /MA/
CENTRAL INDEX KEY: 0001015739
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 042911026
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 6172764000
MAIL ADDRESS:
STREET 1: 40 MIDDLESEX TURNPIKE
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-05-17
0
0001015739
AWARE INC /MA/
AWRE
0001324812
Eckel Robert A
C/O AWARE, INC.
40 MIDDLESEX TURNPIKE
BEDFORD
MA
01730
1
1
0
0
CEO & President
Common Stock
2022-05-17
4
P
0
3004
2.75
A
190198
D
Unrestricted Stock Award
0.00
Common Stock
40000
40000
D
Stock Option (right to buy)
4.73
2031-02-23
Common Stock
1250000
1250000
D
Stock Option (right to buy)
4.50
2029-09-19
Common Stock
50000
50000
D
Stock Option (right to buy)
5.50
2029-09-19
Common Stock
50000
50000
D
Stock Option (right to buy)
6.50
2029-09-19
Common Stock
50000
50000
D
Stock Option (right to buy)
7.50
2029-09-19
Common Stock
50000
50000
D
Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The unrestricted stock award will vest and unrestricted shares of Aware, Inc. common stock will be issued to the reporting person as follows: 20,000 shares on September 19, 2022 and 20,000 shares on September 19, 2023, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023.
Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023.
/s/ Robert A. Eckel
2022-05-18