-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UxHoYQK/VkEIncWFu4QThpJgVdyGvwrzlNpkENPQBxXKcSP+4sRNfLy/76fhMcHN txsv9ipyLbfFPm9DV1uAkA== 0001188112-08-001777.txt : 20080527 0001188112-08-001777.hdr.sgml : 20080526 20080527182053 ACCESSION NUMBER: 0001188112-08-001777 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080527 FILED AS OF DATE: 20080527 DATE AS OF CHANGE: 20080527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172764000 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REITER EDMUND C CENTRAL INDEX KEY: 0001220560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 08861872 MAIL ADDRESS: STREET 1: C/O AWARE INC STREET 2: 40 MIDDLESEX TRUNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-05-27 0001015739 AWARE INC /MA/ AWRE 0001220560 REITER EDMUND C 40 MIDDLESEX TURNPIKE BEDFORD MA 01730 1 1 0 0 President Common Stock 10161 D Stock Option (right to buy) 3.44 2008-05-23 4 A 0 151200 3.44 A 2018-05-23 Common Stock 151200 151200 D Stock Option (right to buy) 6.07 2015-02-09 Common Stock 4324 4324 D Stock Option (right to buy) 6.07 2015-02-09 Common Stock 245676 245676 D Stock Option (right to buy) 6.07 2015-02-09 Common Stock 350000 350000 D Stock Option (right to buy) 2.95 2014-09-08 Common Stock 77648 77648 D Stock Option (right to buy) 2.95 2014-09-08 Common Stock 22352 22352 D Stock Option (right to buy) 3.27 2013-10-14 Common Stock 30581 30581 D Stock Option (right to buy) 3.27 2013-10-14 Common Stock 91052 91052 D Stock Option (right to buy) 3.27 2013-10-14 Common Stock 40000 40000 D Stock Option (right to buy) 3.27 2013-10-14 Common Stock 100002 100002 D Stock Option (right to buy) 3.27 2013-10-14 Common Stock 65000 65000 D Vests in 16 equal quarterly installments on the last day of each quarter from June 30, 2008 through March 31, 2012. Vests in full on February 9, 2005. 50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested. Vests in full on October 14, 2003. 75% vests on October 14, 2003, the remaining 25% vests in 4 equal quarterly installments of 6.25%, until fully vested. 50% vests on October 14, 2003, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested. 25% vests on October 14, 2003, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested. Option received by reporting person in exchange for cancellation of one or more options on April 3, 2003 pursuant to issuer's option exchange program. /s/ Edmund C. Reiter 2008-05-27 -----END PRIVACY-ENHANCED MESSAGE-----