-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CallUGlc8wskoCBEwOyUmqhgsxFWvcuPL3il3TxuR0wD8NUG/WtyI6O2LrmLxtRx l4ly9FV92113V1dDbU35Rw== 0001015680-04-000001.txt : 20040108 0001015680-04-000001.hdr.sgml : 20040108 20040108174404 ACCESSION NUMBER: 0001015680-04-000001 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031001 FILED AS OF DATE: 20040108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWERTFEGER TIMOTHY R CENTRAL INDEX KEY: 0001015680 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11123 FILM NUMBER: 04516238 BUSINESS ADDRESS: STREET 1: C/O JOHN NUVEEN & CO INC STREET 2: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 MAIL ADDRESS: STREET 1: C/O JOHN NUVEEN & CO INC STREET 2: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENTS INC CENTRAL INDEX KEY: 0000885708 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363817266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN JOHN COMPANY DATE OF NAME CHANGE: 19930328 4/A 1 sch29.xml X0201 4/A 2003-10-01 2003-10-02 0 0000885708 NUVEEN INVESTMENTS INC JNC 0001015680 SCHWERTFEGER TIMOTHY R 333 W. WACKER DRIVE SUITE 2900 CHICAGO IL 60606 1 1 1 0 Chairman and C.E.O. Class A Common Stock 2003-10-01 4 S 0 10000 28.00 D 878852.00 D Class A Common Stock 3000.00 I By Son The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2002, as amended. By: Larry W. Martin, signed under POA 2004-01-08 -----END PRIVACY-ENHANCED MESSAGE-----