-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HlvIVvxT2GUz9yzWBJ17r9UaFoKmq8wrfoas5knIstinG4/e1kQJ9YyvjdKWkRMO fyGi0XCBwPV6Pb8j7EkhEA== 0001137171-10-000704.txt : 20101123 0001137171-10-000704.hdr.sgml : 20101123 20101122190536 ACCESSION NUMBER: 0001137171-10-000704 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20101123 DATE AS OF CHANGE: 20101122 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: POLIQUIN MORGAN CENTRAL INDEX KEY: 0001278557 FILING VALUES: FORM TYPE: SC 13D MAIL ADDRESS: STREET 1: 750 WEST PENDER ST STE 1103 CITY: VANCOUVER BC STATE: A1 ZIP: V6C2T8 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALMADEN MINERALS LTD CENTRAL INDEX KEY: 0001015647 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-50338 FILM NUMBER: 101209951 BUSINESS ADDRESS: STREET 1: 750 WEST PENDER STREET STREET 2: #1103 CITY: VANCOUVER STATE: A1 ZIP: V6C 2T8 BUSINESS PHONE: (604) 689-7644 MAIL ADDRESS: STREET 1: 750 WEST PENDER STREET STREET 2: SUITE 1103 CITY: VANCOUVER STATE: A1 ZIP: V6C 2T8 SC 13D 1 almadenform13d11222010b.htm ALMADEN MINERALS - SCHEDULE 13D MD Filed by Filing Services Canada Inc.  (403) 717-3898

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO

RULE 13d-2(a)


(Amendment No.__________________________)


ALMADEN MINERALS LTD.

_______________________________________________________

(Name of Issuer)


Common Shares

_______________________________________________________

(Title of Class of Securities)


020283107

_______________________________________________________

(CUSIP Number)


Morgan Poliquin, 1103-750 W Pender St., Vancouver, B.C., Canada  V6C 2T8

_______________________________________________________

(Name, Address and Telephone Number of Person

Authorized to Receive Communications)


September 30, 2010

________________________________________________________

(Date of Event which Requires Filing of this Statement)



If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  [     ]








  

CUSIP Number:  020283107


1.

Names of Reporting Persons

I.R.S. Identification Nos. of above persons (entities only).


Morgan James Poliquin



2.

Check the Appropriate Box if a Member of a Group (See Instructions)


(a)      [   ]

(b)      [   ]



3.

SEC Use Only  ___________________________________________________________



4.

Source of Funds (See Instructions)


PF


5.

Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)   [    ]



6.

Citizenship or Place of Organization


Canadian


Number of 7. Sole Voting Power  - 2,608,197
Shares
Beneficially 8. Shared Voting Power   -  none
Owned by Each

Reporting

9. Sole Dispositive Power  - 2,608,197
Person With
10. Shared Dispositive Power  - none



11.

Aggregate Amount Beneficially Owned by Each Reporting Person   - 2,608,197



12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   [    ]



13.

Percent of Class Represented by Amount in Row (11)  - 4.7%



14.

Type of Reporting Person (See Instructions)


IN






CUSIP Number:  020283107



Item 1.

Security and Issuer


Common shares of Almaden Minerals Ltd. located at 750 West Pender, Suite 1103, Vancouver, B.C., Canada  V6C 2T8



Item 2.

Identity and Background


(a)

Morgan James Poliquin

(b)

750 West Pender, Suite 1103, Vancouver, B.C. Canada  V6C 2T8

(c)

Professional geological engineer, CEO, President and Director of Almaden Minerals Ltd.

(d)

No

(e)

No

(f)

Canadian citizen



Item 3.

Source and Amount of Funds or Other Consideration


N/A



Item 4.

Purpose of the Transaction


Transactions  in the normal course of business. Stock option granted as incentive to increase performance.  



 Item 5.

Interest in Securities of the Issuer


(a)

2,608,197 (4.7%) including incentive options to acquire 1,800,000 shares

(b)

2,608,197 shares

(c)

11/06/07 exercised 5,000 warrants into 5,000 shares @ Cdn. $2.85 per share

01/11/08 sold 5,000 shares @ Cdn. $2.86 per share in the public market

01/11/08 sold 1,700 shares @ Cdn. $2.87 per share in the public market

01/14/08 sold 3,300 shares @ Cdn. $2.87 per share in the public market

01/18/08 sold 5,000 shares @ Cdn. $2.65 per share in the public market

01/30/08 sold 5,000 shares @ Cdn. $2.65 per share in the public market

01/31/08 sold 700 shares @ Cdn. $2.70 per share in the public market

02/01/08 sold 5,000 shares @ Cdn. $2.62 per share in the public market

02/21/08 exercised 250,000 incentive options into 250,000 shares at Cdn. $0.80 per share

07/21/08 expired 7,500 warrants exercisable at Cdn. $3.00 per share

10/02/08 exercised 67,900 inventive options into 67,900 shares at Cdn. $0.45 per share

11/14/08 acquired 12,000 units @ Cdn. $0.70 per unit privately consisting of 1 share and 1 share purchase warrant exercisable at Cdn. $1.00 per share

12/23/08 gifted 39,500 shares @ Cdn. $0 in private transaction

12/24/08 gifted 40,000 shares @ Cdn. $0 in private transaction

12/29/08 granted 100,000 incentive options exercisable @ Cdn. $0.68 per share

10/22/09 exercised 154,000 incentive options into 154,000 shares @ Cdn. $0.388 per share

11/14/09 expired 12,000 warrants exercisable at Cdn. $1.00 per share

11/25/09 granted 150,000 incentive options exercisable at Cdn. $0.81 per share

12/14/09 expired 350,000 incentive options exercisable at Cdn. $1.67 per share

12/30/09 gifted 18,182 shares @ Cdn. $0 in private transaction

01/04/10 granted 350,000 incentive options exercisable at Cdn. $1.14 per share

06/29/10 acquired 10,000 shares @ Cdn. $1.20 in private transaction

07/16/10 granted 100,000 incentive options exercisable at Cdn. $0.92 per share

09/17/10 exercised 100,000 incentive options into 100,000 shares @ Cdn. $0.68 per share

09/17/10 sold 99,800 shares @ Cdn. $2.75 per share in the public market

09/17/10 sold 200 shares @ Cdn. $2.76 per share in the public market

09/20/10 granted 100,000 incentive options exercisable at Cdn. $2.67 per share

09/30/10 acquired 30,000 shares @ Cdn. $2.90 per share in the public market



Item 6.

Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer


N/A



Item 7.

Material to be Filed as Exhibits


N/A







CUSIP Number:  020283107


SIGNATURE



After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


November 22, 2010

DATED:            __________________________

___________


/s/Morgan Poliquin

SIGNATURE:  ______________________________________


Morgan Poliquin, CEO & President

NAME/TITLE:  ___________________________________



 

 

 

 

 

 

 

 

 

 

 

 

 

 


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