0000908834-13-000418.txt : 20131218 0000908834-13-000418.hdr.sgml : 20131218 20131218135026 ACCESSION NUMBER: 0000908834-13-000418 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131217 FILED AS OF DATE: 20131218 DATE AS OF CHANGE: 20131218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RIVER VALLEY BANCORP CENTRAL INDEX KEY: 0001015593 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 351984567 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 CLIFTY DRIVE STREET 2: PO BOX 1590 CITY: MADISON STATE: IN ZIP: 47250 BUSINESS PHONE: 812-273-4949 MAIL ADDRESS: STREET 1: 430 CLIFTY DRIVE STREET 2: PO BOX 1590 CITY: MADISON STATE: IN ZIP: 47250 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRANDON ANTHONY D CENTRAL INDEX KEY: 0001208610 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21765 FILM NUMBER: 131284758 MAIL ADDRESS: STREET 1: RIVER VALLEY BANCORP STREET 2: 430 CLIFTY DRIVE, PO BOX 1590 CITY: MADISON STATE: IA ZIP: 47250 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-12-17 0001015593 RIVER VALLEY BANCORP RIVR 0001208610 BRANDON ANTHONY D 302 S. HAMILTON DRIVE HANOVER IN 47243 0 1 0 0 Executive Vice President Common Stock 2013-12-17 4 M 0 3200 14.56 A 6000 D Common Stock 5827 I By ESOP Employee Stock Option (right to buy) 14.56 2013-12-17 4 M 0 3200 0 D 2018-09-16 Common Stock 3200 1000 D The options were granted on September 16, 2008 pursuant to the River Valley Bancorp Stock Option Plan. The options vest in five equal annual installments beginning September 16, 2009. /s/ Mary Ellen McClelland, Attorney-in-Fact for Anthony D. Brandon 2013-12-17