0000908834-13-000281.txt : 20130726 0000908834-13-000281.hdr.sgml : 20130726 20130726131257 ACCESSION NUMBER: 0000908834-13-000281 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130725 FILED AS OF DATE: 20130726 DATE AS OF CHANGE: 20130726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RIVER VALLEY BANCORP CENTRAL INDEX KEY: 0001015593 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 351984567 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 CLIFTY DRIVE STREET 2: PO BOX 1590 CITY: MADISON STATE: IN ZIP: 47250 BUSINESS PHONE: 812-273-4949 MAIL ADDRESS: STREET 1: 430 CLIFTY DRIVE STREET 2: PO BOX 1590 CITY: MADISON STATE: IN ZIP: 47250 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRANDON ANTHONY D CENTRAL INDEX KEY: 0001208610 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21765 FILM NUMBER: 13988815 MAIL ADDRESS: STREET 1: RIVER VALLEY BANCORP STREET 2: 430 CLIFTY DRIVE, PO BOX 1590 CITY: MADISON STATE: IA ZIP: 47250 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-07-25 0001015593 RIVER VALLEY BANCORP RIVR 0001208610 BRANDON ANTHONY D 302 S. HAMILTON DRIVE HANOVER IN 47243 0 1 0 0 Executive Vice President Common Stock 2013-07-25 4 M 0 800 14.56 A 5600 D Common Stock 2013-07-25 4 F 0 800 23.75 D 4800 D Common Stock 5827 I By ESOP Employee Stock Option (right to buy) 14.56 2013-07-25 4 M 0 800 0 D 2018-09-16 Common Stock 800 4200 D Shares in excess of shares required for payment of the exercise price and tax liability incident to the exercise of these options for shares were sold in open market sales. The options were granted on September 16, 2008 pursuant to the River Valley Bancorp Stock Option Plan. The options vest in five equal annual installments beginning September 16, 2009. /s/ Mary Ellen McClelland, Attorney-in-Fact for Anthony D. Brandon 2013-07-26