-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mmz4ff6ZfJoEhNBFANcjLZlZ33pg8BWyJAbU629h1pK7qFaB11vznwV9I98b1S9u zKzeaDPJ5ZFL8PD8RIQJHA== 0000908834-09-000035.txt : 20090130 0000908834-09-000035.hdr.sgml : 20090130 20090130134219 ACCESSION NUMBER: 0000908834-09-000035 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090130 DATE AS OF CHANGE: 20090130 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RIVER VALLEY BANCORP CENTRAL INDEX KEY: 0001015593 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 351984567 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47833 FILM NUMBER: 09557438 BUSINESS ADDRESS: STREET 1: 430 CLIFTY DR CITY: MADISON STATE: IN ZIP: 47250 BUSINESS PHONE: 8122734949 MAIL ADDRESS: STREET 1: 430 CLIFTY DR CITY: MADISON STATE: IN ZIP: 47250 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RIVER VALLEY BANCORP CENTRAL INDEX KEY: 0001015593 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 351984567 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 430 CLIFTY DR CITY: MADISON STATE: IN ZIP: 47250 BUSINESS PHONE: 8122734949 MAIL ADDRESS: STREET 1: 430 CLIFTY DR CITY: MADISON STATE: IN ZIP: 47250 SC 13G/A 1 rvb_13ga4.htm AMENDMENT #4 rvb_13ga4.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 


SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
 
RIVER VALLEY BANCORP
(Name of Issuer)
 
Common Stock, without par value
(Title of Class of Securities)
 
768475 10 5
(CUSIP Number)
 
December 31, 2008
(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
ý
Rule 13d-1(b)
o
Rule 13d-1(c)
o
Rule 13d-1(d)
   
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 
 

CUSIP No. 768475  10  5
  

 
1
  
    NAME OF REPORTING PERSON
 
River Valley Bancorp Employee Stock Ownership Plan and Trust
 
 
2
 
   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP       N/A
 
(a)  o
(b)  o
 
 
3
 
SEC USE ONLY
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION                Indiana
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
 
5
 
SOLE VOTING POWER            0
 
 
6
 
 
SHARED VOTING POWER          152,443
 
7
 
 
SOLE DISPOSITIVE POWER            0
 
8
 
 
SHARED DISPOSITIVE POWER              152,443
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON           152,443 Shares
 
 
10
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN Shares (See Instructions)   ¨
N/A
 
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)          10.2%
 
 
12
 
TYPE OF REPORTING PERSON (See Instructions)             EP
 

 

 
 
 
 
Item 1.
 
 
 
(a)
River Valley Bancorp
 
 
(b)
430 Clifty Drive, Madison, Indiana 47250
 
Item 2.
 
 
 
(a)
River Valley Bancorp Employee Stock Ownership Plan and Trust
 
 
(b)
c/o River Valley Financial Bank, Trustee, 430 Clifty Drive, Madison, Indiana 47250
 
 
(c)
Indiana
 
 
(d)
River Valley Bancorp Common Stock, without par value
 
 
(e)
768475 10 5
 
Item 3.
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
 
 
(a)
x   An employee benefit plan or endowment fund in accordance with §§ 240.13d-1(b)(1)(ii)(F)
 
Item 4.
Ownership
 
 
(a)
152,443
 
 
(b)
10.2%
 
 
(c)
(i)    0
 
 
 
(ii)    152,443
 
 
 
(iii)    0
 
 
 
(iv)    152,443
 
Item 5.
Ownership of Five Percent or Less of a Class
 
N/A
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person
 
Pursuant to the River Valley Bancorp Employee Stock Ownership Plan and Trust Agreement, the Administrative Committee which administers the plan has the authority to direct the manner in which dividends and/or proceeds from the sale of securities are distributed.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
 
N/A
 
Item 8.
Identification and Classification of Members of the Group
 
N/A
 
 
Item 9.
Notice of Dissolution of Group
 
N/A
 
Item 10.
Certifications
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


 
 

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
January 29, 2009
 
Date
   
   
 
RIVER VALLEY FINANCIAL BANK, as Trustee for the River Valley Bancorp Employee Stock Ownership Plan and Trust
       
       
 
By:
/s/ John Muessel
   
John Muessel, Vice President and Trust Officer
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