EX-99.26B 5 d430455dex9926b.htm SUBSIDIARY ORGANIZATION CHART Subsidiary Organization Chart

AXA FINANCIAL, INC. - SUBSIDIARY ORGANIZATION CHART : SEPTEMBER 30, 2017

Exhibit 26(b)

    Type of
Subsidiary		   State of
Incorp. or
Domicile		   State of
Principal
Operation		   Federal
Tax ID #		    Number of
Shares
Owned		      Parent’s
Percent of
Ownership
or Control		     Comments
(e.g., Basis
of Control)		   Address   

CityStZip

AXA Financial, Inc. (Notes 1 & 2) **

     DE   NY   13-3623351           1290 Avenue
of the Americas		    New York, NY 10104

787 Holdings, LLC

   HCO   DE   NY   See Note 19         100.00 %      1290 Avenue
of the Americas		    New York, NY 10104

1285 Holdings, LLC

   HCO   DE   NY   46-1106388      —          100.00 %      1290 Avenue
of the Americas		    New York, NY 10104

AXA Strategic Ventures US, LLC

   Investment   DE   NY   47-2605009         100.00 %      1290 Avenue
of the Americas		    New York, NY 10104

AXA Equitable Financial Services, LLC (Notes 2 &16)

     DE   NY   52-2197822      —          100.00 %      1290 Avenue
of the Americas		    New York, NY 10104

AXA RE Arizona Company

   Insurance   Arizona   Arizona   14-1903564      250,000        100.00 %    NAIC #
14355		   322 West
Roosevelt		    Phoenix, AZ 85003

AXA Distribution Holding Corporation (Note 2)

     DE   NY   13-4078005      1,000        100.00 %      1290 Avenue
of the Americas		    New York, NY 10104

AXA Advisors, LLC (Note 5)

     DE   NY   13-4071393      —          100.00 %      1290 Avenue
of the Americas		    New York, NY 10104

AXA Network, LLC (Note 6)

   Operating   DE   NY   06-1555494      —          100.00 %      1290 Avenue
of the Americas		    New York, NY 10104

AXA Network of Puerto Rico, Inc.

   Operating   P.R.   P.R.   66-0577477         100.00 %        

PlanConnect, LLC

   Operating   DE   NY   27-1540220         100.00 %      100 Madison
Street		    Syracuse, NY 13221

AXA Equitable Life Insurance Company (Note 2 & 9) *

   Insurance   NY   NY   13-5570651      2,000,000        100.00 %    NAIC #
62944;
General
Partner
of
Equitable
Managed
Asset		     

ACMC, LLC (Note 4)

   HCO   DE   NY   13-2677213      5,000,000        100.00 %      1290 Avenue
of the Americas		    New York, NY 10104

AXA Equitable Funds Management Group LLC

   Operating   DE   NY   27-5373651         100.00 %        

Broad Vista Partners, LLC

   Investment   DE   NY   81-3019204      —          70.00 %    70% by
AXA
Equitable &
30% by
AXA
France		     

Long Creek Club Partners, LLC

   Investment   DE   NY   81-4093983         100.00 %        

Montgomery Tower Member LLC

   Investment   DE   Maryland   82-2532068         100.00 %        

UCC Chicago Acquisition Partner LLC

   Investment   DE   Illinois   82-1763412         100.00 %        

Equitable Holdings, LLC (Notes 3 & 4)

   HCO   NY   NY   22-2766036      —          100.00 %        

See Attached Listing A

                     

Equitable Managed Assets, L.P.

   Investment   DE   NY   13-3385080      —          —       General
Partner
of
Equitable
Deal
Flow
Fund		     

EVSA, Inc.

   Investment   DE   PA   23-2671508      50        100.00 %        

Real Estate Partnership Equities (various)

   Investment   **     —        —          —       **     

Separate Account 166, LLC

   Investment   DE   NY   47-4180335         100.00 %        

AXA Equitable Life and Annuity Company * (Note 10,17 & 18)

   Insurance   Colorado   Colorado   13-3198083         100.00 %        

MONY International Holdings, LLC

   HCO   DE   NY   13-3790446         100.00 %        

MONY International Life Insurance Co. Seguros de Vida S.A.*

   Insurance   Argentina   Argentina   98-0157781         100.00 %        

MONY Financial Resources of the Americas Limited

   Insurance   Jamaica   Jamaica           99.00 %        

MBT, Ltd.

   Operating   Cayman
Islands		   Cayman
Islands		   98-0152047      633        100.00 %    79% by
MONY
Int’l
Holdings &
21% by
MONY
Financial
Resources		     

MONY Consultoria e Corretagem de Seguros Ltda.

   Operating   Brazil   Brazil           99.00 %        

MONY Life Insurance Company of the Americas, Ltd.*

   Insurance   Cayman
Islands		   Cayman
Islands		   98-0152046      30,240        100.00 %        

MONY Life Insurance Company of America*

   Insurance   AZ   NY   86-0222062         100.00 %        

U.S. Financial Life Insurance Company *

   Insurance   OH   OH   38-2046096      405,000        100.00 %        

MONY Financial Services, Inc.

   HCO   DE   NY   11-3722370      1,000        100.00 %        

Financial Marketing Agency, Inc.

   Operating   OH   OH   31-1465146      99        99.00 %        

1740 Advisers, Inc.

   Operating   NY   NY   13-2645490      14,600        100.00 %        

 

Page 1 of 6

AXA FINANCIAL, INC. - SUBSIDIARY ORGANIZATION CHART : SEPTEMBER 30, 2017

 

* Affiliated Insurer
** Information relating to Equitable’s Real Estate Partnership Equities is disclosed in Schedule BA, Part 1 of AXA Equitable Life’s Annual Statement, which has been filed with the N.Y.S. Insurance Department.
*** All subsidiaries are corporations, except as otherwise noted.

 

  1. The Equitable Companies Incorporated changed its name to AXA Financial, Inc. on Sept. 3, 1999.

 

  2. Effective Sept. 20, 1999, AXA Financial, Inc. transferred ownership of Equitable Life to AXA Client Solutions, LLC, which was formed on July 19, 1999.

Effective January 1, 2002, AXA Client Solutions, LLC transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial, Inc.

Effective May 1, 2002, AXA Client Solutions, LLC changed its name to AXA Financial Services, LLC.

Effective June 1, 2002, AXA Financial, Inc. transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial Services, LLC.

Effective November 30, 2007, the name of AXA Financial Services, LLC was changed to AXA Equitable Financial Services, LLC.

 

  3. Equitable Holding Corp. was merged into Equitable Holdings, LLC on Dec. 19, 1997.

 

  4. In October 1999, AllianceBernstein Holding L.P. (“AllianceBernstein Holding L.P.”) reorganized by transferring its business and assets to AllianceBernstein L.P., a newly formed private partnership (“AllianceBernstein”).

 

As of June 30, 2017 AXF and AFS’s subsidiaries own 46.28% of the issued and outstanding units of limited partnership interest in AllianceBernstein (the “AllianceBernstein Units”), as follows:

AXF, held directly 43,032,758 AllianceBernstein Units (16.03%),

ACMC, LLC. owns 74,406,933 AllianceBernstein Units (27.71%), and

MLOA owns 2,587,472 (.96%) of AllianceBernstein Units

 

AllianceBernstein Corporation also own a 1.04% general partnership interest in AllianceBernstein L.P.

 

In addition, ACMC, LLC. own 1,444,356 units (0.54%), representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding (the “AllianceBernstein Holding Units”).

AllianceBernstein Holding Units are publicly traded on the New York Stock exchange.

 

  5. EQ Financial Consultants (formerly, Equico Securities, Inc.) was merged into AXA Advisors, LLC on Sept. 20, 1999. AXA Advisors, LLC was transferred from Equitable Holdings, LLC to AXA Distribution Holding Corporation on Sept. 21, 1999.

 

  6. Effective March 15, 2000, Equisource of New York, Inc. and 14 of its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp. EquiSource of Alabama, Inc. became AXA Network of Alabama, LLC. EquiSource Insurance Agency of Massachusetts, Inc. became AXA Network Insurance Agency of Massachusetts, LLC. Equisource of Nevada, Inc., of Puerto Rico, Inc., and of Texas, Inc., changed their names from “EquiSource” to become “AXA Network”, respectively. Effective February 1, 2002, Equitable Distributors Insurance Agency of Texas, Inc. changed its name to AXA Distributors Insurance Agency of Texas, Inc. Effective February 13, 2002 Equitable Distributors Insurance Agency of Massachusetts, LLC changed its name to AXA Distributors Insurance Agency of Massachusetts, LLC.

 

  7. Effective June 6, 2000, Frontier Trust Company was sold by ELAS to AXF and merged into Frontier Trust Company, FSB.

 

  8. Effective June 1, 2001, Equitable Structured Settlement Corp was transferred from ELAS to Equitable Holdings, LLC.

 

  9. Effective September 2004, The Equitable Life Assurance Society of the United States changed its name to AXA Equitable Life Insurance Company.

 

  10. Effective September 2004, The Equitable of Colorado changed its name to AXA Life and Annuity Company.

 

  11. Effective February 18, 2005, MONY Realty Capital, Inc. was sold.

 

  12. Effective May 26, 2005, Matrix Capital Markets Group was sold.

 

  12. Effective May 26, 2005, Matrix Private Equities was sold.

 

  13. Effective December 2, 2005, Advest Group was sold.

 

  14. Effective February 24, 2006, Alliance Capital Management Corporation changed its name to AllianceBernstein Corporation.

 

  15. Effective July 11, 2007, Frontier Trust Company, FSB was sold.

 

  16. Effective November 30, 2007, AXA Financial Services, LLC changed its name to AXA Equitable Financial Services, LLC.

 

  17. Effective August 1, 2008, AXA Equitable Life Insurance Company transferred ownership of AXA Life and Annuity Company to AXA Equitable Financial Services, LLC.

 

  18. Effective September 22, 2008, AXA Life and Annuity Company changed its name to AXA Equitable Life and Annuity Company.

 

  19. The EIN for 787 Holdings, LLC is 27-0294443, to be used for federal employment taxes and certain federal excise taxes.

For federal tax purposes, it should generally use AXA Financial’s EIN, which is 13-3623351.

 

  20. Effective June 29, 2012, AXA Financial (Bermuda) Ltd. was redomesticated to Arizona and its name was changed to AXA RE Arizona Company.

 

  21. Effective December 15, 2014, AXA Strategic Ventures US, LLC. was formed.

 

Page 2 of 6

AXA FINANCIAL, INC. - SUBSIDIARY ORGANIZATION CHART : SEPTEMBER 30, 2017

 

  Dissolved or   -  

On November 3, 2000, Donaldson, Lufkin & Jenrette, Inc. was sold to Credit Suisse Group.

 

Merged

   -  

100 Federal Street Funding Corporation was dissolved August 31, 1998.

    -  

100 Federal Street Realty Corporation was dissolved December 20, 2001.

    -  

CCMI Corp. was dissolved on October 7, 1999.

    -  

ELAS Realty, Inc. was dissolved January 29, 2002.

    -  

EML Associates, L.P. was dissolved March 27, 2001.

    -  

EQ Services, Inc. was dissolved May 11, 2001.

    -  

Equitable BJVS, Inc. was dissolved October 3, 1999.

    -  

Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999.

    -  

Equitable JV Holding Corp. was dissolved on June 1, 2002.F142

    -  

Equitable JVS II, Inc. was dissolved December 4, 1996

    -  

Equitable Underwriting & Sales Agency (Bahamas) Ltd. was

     

dissolved on December 31, 2000.

    -  

EREIM LP Associates (L.P.) was dissolved March 27, 2001.

    -  

EREIM Managers Corporation was dissolved March 27, 2001.

    -  

EVLICO East Ridge, Inc. was dissolved Jan. 13, 2001

    -  

EVLICO, Inc. was dissolved in 1999.

    -  

Franconom, Inc. was dissolved on December 4, 2000.

    -  

GP/EQ Southwest, Inc. was dissolved October 21, 1997

    -  

HVM Corp. was dissolved on Feb. 16, 1999.

    -  

ML/EQ Real Estate Portfolio, L.P. was dissolved March 27, 2001.

    -  

Prime Property Funding, Inc. was dissolved in Feb. 1999.

    -  

Sarasota Prime Hotels, Inc. became Sarasota Prime Hotels, LLC.

    -  

Six-Pac G.P., Inc. was dissolved July 12,1999

    -  

Paramount Planners, LLC., a direct subsidiary of AXA Distribution Holding Corporation, was dissolved on December 5, 2003

    -  

Equitable Rowes Wharf, Inc. was dissolved October 12, 2004

    -  

ECLL Inc. was dissolved July 15, 2003

    -  

MONY Realty Partners, Inc. was dissolved February 2005.

    -  

Wil-Gro, Inc. was dissolved June, 2005.

    -  

Sagamore Financial LLC was dissolved August 31, 2006.

    -  

Equitable JVS was dissolved August, 2007.

    -  

Astor Times Square Corp. dissolved as of April 2007.

    -  

Astor/Broadway Acquisition Corp. dissolved as of August 2007.

    -  

PC Landmark, Inc. has been administratively dissolved.

    -  

EJSVS, Inc. has been administratively dissolved.

    -  

STCS, Inc. was dissolved on August 15, 2007.

    -  

AXA Network of Alabama was merged into AXA Network, LLC. on November 18, 2011

    -  

AXA Network of Connecticut, Maine and New York, LLC was merged into AXA Network, LLC. on November 17, 2011

    -  

AXA Network Insurance Agency of Massachusetts, LLC was merged into AXA Network, LLC. on November 17, 2011

    -  

AXA Network Insurance Agency of Texas, Inc. was merged into AXA Network, LLC. effective January 1, 2012.

    -  

AXA Network of Nevada, Inc. was merged into AXA Network, LLC. effective January 1, 2012.

    -  

Equitable Deal Flow Fund, L.P. dissolved effective December 2013.

 

Page 3 of 6

AXA FINANCIAL, INC. - SUBSIDIARY ORGANIZATION CHART : SEPTEMBER 30, 2017

LISTING A - Equitable Holdings, LLC

 

    Type of
Subsidiary		     State of
Incorp. or
Domicile		     State of
Principal
Operation		     Federal
Tax ID #		     Number of
Shares
Owned		     Parent’s
Percent of
Ownership
or Control		     Comments
(e.g., Basis
of
Control)		    

Address

  

CityStZip

AXA Financial, Inc.

                  

AXA Equitable Financial Services, LLC (Note 2)

                  

AXA Equitable Life Insurance Company *

                  

Equitable Holdings, LLC

                  

Equitable Casualty Insurance Company *

     Operating       VT       VT       06-1166226       1,000       100.00 %      c/o Willis Management (Vermont) Ltd., 40 Main St, Suite 200   Burlington, VT 05401

AllianceBernstein Corporation (See Note 4 on Page 2)

     Operating       DE       NY       13-3633538       100       100.00 %      1345 Avenue of the Americas   New York, NY 10105

See Attached Listing B

                  

AXA Distributors, LLC

     Operating       DE       NY       52-2233674       —         100.00 %      1290 Avenue of the Americas   New York, NY 10104

J.M.R. Realty Services, Inc.

     Operating       DE       NY       13-3813232       1,000       100.00 %      1290 Avenue of the Americas   New York, NY 10104

Equitable Structured Settlement Corp. (See Note 8 on Page 2)

     Operating       DE       NJ       22-3492811       100       100.00 %       

 

* Affiliated Insurer

Equitable Investment Corp merged into Equitable Holdings, LLC on November 30, 1999.

Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999.

Effective March 15, 2000, Equisource of New York, Inc. and its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp.

Effective January 1, 2002, Equitable Distributors, Inc. merged into AXA Distributors, LLC.

AXA Distributors Insurance Agency of Alabama, LLC was merged into AXA Distributors, LLC effective November 30, 2011.

AXA Distributors Insurance Agency, LLC was merged into AXA Distributors, LLC effective November 28, 2011.

AXA Distributors Insurance Agency of Massachusetts, LLC was merged into AXA Distributors, LLC effective November 29, 2011.

AXA Distributors Insurance Agency of Texas Inc. LLC was merged into AXA Distributors, LLC effective November 29, 2011.

ELAS Securities Acquisition Corp. was merged into Equitable Holdings, LLC effective July 16, 2012

 

Page 4 of 6

AXA FINANCIAL, INC. - SUBSIDIARY ORGANIZATION CHART : SEPTEMBER 30, 2017

LISTING B - AllianceBernstein Corporation

 

     Type of
Subsidiary		   State of
Incorp. or
Domicile		    State of
Principal
Operation		    Federal
Tax ID #		    Number
of Shares
Owned		      Parent’s
Percent of
Ownership
or Control		    

Comments
(e.g., Basis of Control)

   

Address

   

CityStZip

AXA Financial, Inc.

                         

AXA Equitable Financial Services, LLC (Note 2)

                         

AXA Equitable Life Insurance Company*

                         

Equitable Holdings, LLC

                         

AllianceBernstein Corporation

      DE    NY    13-3633538         owns 1% GP interest in AllianceBernstein L.P. and 100,000 GP units in AllianceBernstein Holding L.P.    1345 Avenue of the Americas    New York, New York 10105

AllianceBernstein Holding L.P. (See Note 4 on Page 2)

    HCO (NYSE: AB)   DE    NY    13-3434400            1345 Avenue of the Americas    New York, New York 10105

AllianceBernstein L.P. (See Note 4 on Page 2)

    Operating   DE    NY    13-4064930            1345 Avenue of the Americas    New York, New York 10105

AllianceBernstein Investments Taiwan Limited

    Operating   Taiwan    Taiwan    —           75.12 %    AllianceBernstein Hong Kong Limited owns 24.88%      

AB Trust Company, LLC

    Operating   NH    NY    —           100.00 %    Sole member interest      

Alliance Capital Management LLC

    HCO   DE    NY    —           100.00 %         

AllianceBernstein Real Estate Investments LLC

    Operating   DE    NY    —           100.00 %    Sole member interest      

AB Private Credit Investors LLC

    Operating   DE    NY    47-1265381         100.00 %    Sole member interest      

AB Custom Alternative Investments LLC

    Operating   DE    NY    —           100.00 %    Sole member interest (formerly known as RASL)    1345 Avenue of the Americas    New York, New York 10105

Sanford C. Bernstein & Co., LLC

    Operating   DE    NY    13-4132953         100.00 %         

Sanford C. Bernstein (Canada) Limited

    Operating   Canada    Canada    822155164NP0001         100.00 %         

AllianceBernstein International, LLC

    HCO   DE    NY    —           100.00 %    Owned by AllianceBernstein L.P.    1345 Avenue of the Americas    New York, New York 10105

Sanford C. Bernstein (Schwiez) GmbH

    Operating   Switzerland    Switzerland    —           100.00 %    Owned by AllianceBernstein International LLC.      

Sanford C. Bernstein (Hong Kong) Limited

    Operating   Hong
Kong		    Hong
Kong		    —           100.00 %    Owned by AllianceBernstein International LLC.      

AllianceBernstein Holdings Limited

    HCO   U.K.    U.K.    —           100.00 %    Owned by AllianceBernstein International LLC.      

AllianceBernstein Corporation of Delaware

    HCO   DE    NY    13-2778645      10        100.00 %       1345 Avenue of the Americas    New York, New York 10105

ACAM Trust Company Private Ltd.

    Dormant   India    India    —           100.00 %         

AllianceBernstein (Argentina) S.R.L.

    Operating   Argentina    Argentina    —           99.00 %    AllianceBernstein Oceanic Corporation owns 1%      

AllianceBernstein (Chile) SpA

    Operating   Chile    Chile    —           100.00 %         

AllianceBernstein Japan Inc.

    HCO   DE    Japan    13-3009358         100.00 %         

AllianceBernstein Japan Ltd.

    Operating      Japan    —           100.00 %         

AllianceBernstein Invest. Manage. Australia Limited

    Operating   Australia    Australia    —           100.00 %         

AllianceBernstein Global Derivatives Corp.

    Operating   DE    NY    13-3626546      1,000        100.00 %       1345 Avenue of the Americas    New York, New York 10105

AllianceBernstein Administradora de Carteiras (Brasil) Ltda.

    Operating   Brazil    Brazil    —           99.00 %    AllianceBernstein Oceanic Corporation owns 1%    Rua Jaoquim No. 72, Suite 62    Sao Paulo, Brazil

AllianceBernstein Holdings (Cayman) Ltd.

    HCO   Cayman
Isles		    Cayman
Isles		            100.00 %         

AllianceBernstein Preferred Limited

    HCO   U.K.    U.K.    —           100.00 %    Owned by AllianceBernstein Corporation of Delaware      

CPH Capital Fondsmaeglerselskab A/S

    Operating   Denmark    Denmark    —           85.70 %    The remainder owned by CPH employees (and is scheduled to be acquired by AB over next four years)      

AB Bernstein Israel Ltd.

    Operating   Israel    Israel    —           100.00 %         

AllianceBernstein Limited

    Operating   U.K.    U.K.    —        250,000        100.00 %    AB Preferred owns 100% of preference shares & AB Holdings Limited owns 100% of ordinary shares      

AB Europe GmbH

    Operating      Germany    —           100.00 %         

AllianceBernstein Services Limited

    Operating      U.K.    —        1,000        100.00 %         

AllianceBernstein Schweiz AG

    Operating   Switzerland    Zurich    —           100.00 %         

AllianceBernstein (Luxembourg) S.a.r.l.

    Operating   Lux.    Lux.    —        3,999        100.00 %    AB Holdings Limited owns 79.75% class b ordinary & AB Preferred owns 20.25% preference shares      

AllianceBernstein (France) SAS

    Operating      France    —           100.00 %         

AllianceBernstein (Mexico) S. de R.L. de C.V.

    Operating   Mexico    Mexico    —           99.00 %    AllianceBernstein Oceanic Corp. owns 1%      

AllianceBernstein Australia Limited

    Operating   Australia    Australia    —           50.00 %    AB International LLC owns the other 50%.      

AllianceBernstein Canada, Inc.

    Operating   Canada    Canada    13-3630460      18,750        100.00 %         

 

Page 5 of 6

AXA FINANCIAL, INC. - SUBSIDIARY ORGANIZATION CHART : SEPTEMBER 30, 2017

LISTING B - AllianceBernstein Corporation

 

    Type of
Subsidiary		   State of
Incorp. or
Domicile		   State of
Principal
Operation		   Federal
Tax ID #		   Number of
Shares
Owned		   Parent’s
Percent of
Ownership
or Control		   Comments
(e.g., Basis of
Control)		   Address   CityStZip

AXA Financial, Inc.

                  

AXA Equitable Financial Services, LLC (Note 2)

                  

AXA Equitable Life Insurance Company*

                  

Equitable Holdings, LLC

                  

AllianceBernstein Corporation

     DE   NY   13-3633538         1345
Avenue of
the
Americas		   New
York,
NY
10105

AllianceBernstein L.P.

   Operating   DE   NY   13-4064930         1345
Avenue of
the
Americas		   New
York,
NY
10105

AllianceBernstein International LLC

   HCO   DE   NY       100.00%   Owned by
AllianceBernstein
L.P.		   1345
Avenue of
the
Americas		   New
York,
NY
10105

AllianceBernstein Corporation of Delaware (Cont’d)

   HCO   DE   NY   13-2778645         1345
Avenue of
the
Americas		   New
York,
NY
10105

AllianceBernstein Inv. Res. (Proprietary) Limited

   In
Liquidation		   So Africa   So Africa   —       80.00%      

AllianceBernstein (Singapore) Ltd.

   Operating   Singapore   Singapore   —       100.00%      

Alliance Capital (Mauritius) Private Ltd.

   HCO   Mauritius   Mauritius   —       100.00%      

Alliance Capital Asset Man. (India) Private Ltd

   Dormant   India   India   —       75.00%   3rd
party
(Ankar
Capital
India
Pvt.
Ltd.)
owns
25%		    

AllianceBernstein Invest. Res. & Man. (India) Pvt.

   Operating   India   India   —       100.00%      

Sanford C. Bernstein (India) Private Limited

   Operating   India   India   —       99.90%   0.1%
owned
by
AB
Corp.
of
DE		    

AllianceBernstein Oceanic Corporation

   HCO   DE   NY   13-3441277   1,000   100.00%     1345
Avenue
of
the
Americas		   New
York,
NY
10105

AllianceBernstein Asset Management (Korea) Ltd.

   Operating   Korea   Korea   —       100.00%     14th
Floor,
Seoul
Finance
Center,
84
Taepyungro
1-ga,
Jung-gu		  

AllianceBernstein Investments, Inc.

   Operating   DE   NY   13-3191825   100   100.00%     1345
Avenue
of
the
Americas		   New
York,
NY
10105

AllianceBernstein Investor Services, Inc.

   Operating   DE   TX   13-3211780   100   100.00%     1345
Avenue
of
the
Americas		   New
York,
NY
10105

AllianceBernstein Hong Kong Limited

   Operating   Hong
Kong		   Hong
Kong		   —       100.00%      

AB (Shanghai) Investment Consulting Co., Ltd.

   Operating   China   China   —       100.00%      

Sanford C. Bernstein Limited

   Operating   U.K.   U.K.   —       100.00%      

Sanford C. Bernstein (CREST Nominees) Ltd.

   Operating   U.K.   U.K.   —       100.00%   Devonshire
House,
1
Mayfair
Place		   London,
UK
W1J8SB		  

W.P. Stewart & Co., LLC.

   Operating   DE   NY   98-0201080     100.00%      

WPS Advisors, LLC.

   Operating   DE   NY   13-4008818     100.00%      

W.P. Stewart Asset Management LLC

   Operating   DE   NY   98-0201079     100.00%      

W.P. Stewart Securities LLC

   Dormant   DE   NY   27-2713894     100.00%      

W.P. Stewart Asset Management (NA), LLC.

   Operating   NY   NY   11-2650769     100.00%      

W.P. Stewart Fund Management S.A.

   Operating   Luxembourg   Luxembourg   —       100.00%      

 

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