EX-99.26B 13 d236060dex9926b.htm SUBSIDIARY ORGANIZATION CHART Subsidiary Organization Chart

AXA FINANCIAL, INC. - SUBSIDIARY ORGANIZATION CHART : Q4-2011

 

AS OF :    DECEMBER 31, 2011

 

   

Type of
Subsidiary

  

State of

Incorp.
or

Domicile

  

State of

Principal

Operation

   Federal
Tax ID #		   Number
of Shares
Owned		     Parent’s
Percent of
Ownership
or Control		     Comments
(e.g., Basis of Control)		  

Address

   City St Zip

AXA Financial, Inc. (Notes 1 & 2) **

     DE   NY   13-3623351        

1290 Avenue of the Americas

   New York, NY 10104

787 Holdings, LLC

   HCO   DE   NY   See Note 19       100.00 %       

AXA Equitable Financial Services, LLC (Notes 2 &16)

     DE   NY   52-2197822     —          100.00 %     

1290 Avenue of the Americas

   New York, NY 10104

AXA Financial (Bermuda) Ltd.*

   Insurance   Bermuda   Bermuda   14-1903564     250,000        100.00 %       

AXA Distribution Holding Corporation (Note 2)

     DE   NY   13-4078005     1,000        100.00 %     

1290 Avenue of the Americas

   New York, NY 10104

AXA Advisors, LLC (Note 5)

     DE   NY   13-4071393     —          100.00 %     

1290 Avenue of the Americas

   New York, NY 10104

AXA Network, LLC (Note 6)

   Operating   DE   NY   06-1555494     —          100.00 %     

1290 Avenue of the Americas

   New York, NY 10104

AXA Network of Nevada, Inc.

   Operating   NV   NV   13-3389068       100.00 %       

AXA Network of Puerto Rico, Inc.

   Operating   P.R.   P.R.   66-0577477       100.00 %       

AXA Network Insurance Agency of Texas, Inc.

   Operating   TX   TX   75-2529724     1,050        100.00 %       

PlanConnect, LLC

   Operating   DE   NY   27-1540220       100.00 %     

100 Madison Street

   Syracuse, NY 13221

AXA Equitable Life Insurance Company (Note 2 & 9) *

   Insurance   NY   NY   13-5570651     2,000,000        100.00 %    NAIC # 62944    

AXA Equitable Funds Management Group LLC

   Operating   DE   NY   27-5373651       100.00 %       

Equitable Deal Flow Fund, L.P.

   Investment   DE   NY   13-3385076     —          —        G.P & L.P.    

Equitable Managed Assets, L.P.

   Investment   DE   NY   13-3385080     —          —        G.P.    

Real Estate Partnership Equities (various)

   Investment   **     —     —          —        **    

Equitable Holdings, LLC (Notes 3 & 4)

   HCO   NY   NY   22-2766036     —          100.00 %       

See Attached Listing A

                  

ACMC, LLC (Note 4)

   HCO   DE   NY   13-2677213     5,000,000        100.00 %     

1290 Avenue of the Americas

   New York, NY 10104

EVSA, Inc.

   Investment   DE   PA   23-2671508     50        100.00 %       

AXA Equitable Life and Annuity Company * (Note 10,17 & 18)

   Insurance   NY   NY   13-3198083       100.00 %       

MONY Life Insurance Company *

   Insurance   NY   NY   13-1632487       100.00 %       

See Attached Listing C

                  

 

Page 1 of 7

AXA FINANCIAL, INC.—SUBSIDIARY ORGANIZATION CHART : Q4-2011

 

* Affiliated Insurer

 

** Information relating to Equitable’s Real Estate Partnership Equities is disclosed in Schedule BA, Part 1 of AXA Equitable Life’s Annual Statement, which has been filed with the N.Y.S. Insurance Department.

 

*** All subsidiaries are corporations, except as otherwise noted.

 

  1. The Equitable Companies Incorporated changed its name to AXA Financial, Inc. on Sept. 3, 1999.

 

  2. Effective Sept. 20, 1999, AXA Financial, Inc. transferred ownership of Equitable Life to AXA Client Solutions, LLC, which was formed on July 19, 1999.

Effective January 1, 2002, AXA Client Solutions, LLC transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial, Inc.

Effective May 1, 2002, AXA Client Solutions, LLC changed its name to AXA Financial Services, LLC.

Effective June 1, 2002, AXA Financial, Inc. transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial Services, LLC.

Effective November 30, 2007, the name of AXA Financial Services, LLC was changed to AXA Equitable Financial Services, LLC.

 

  3. Equitable Holding Corp. was merged into Equitable Holdings, LLC on Dec. 19, 1997.

 

  4. In October 1999, AllianceBernstein Holding L.P. (“AllianceBernstein Holding L.P.”) reorganized by transferring its business and assets to AllianceBernstein L.P., a newly formed private partnership (“AllianceBernstein”).

As of December 31, 2011, AXF’s subsidiaries own 46.54% of the issued and outstanding units of limited partnership interest in AllianceBernstein (the “AllianceBernstein Units”), as follows:

AXA Financial Bermuda, held directly 15,276,937 AllianceBernstein Units (5.72%),

ACMC, LLC. owns 95,321,112 AllianceBernstein Units (35.70%), and

MONY owns 6,841,642 (2.56%) of AllianceBernstein Units and MLOA owns 2,587,472 (.97%) of AllianceBernstein Units

AllianceBernstein Corporation also own a 1.04% general partnership interest in AllianceBernstein L.P.

In addition, ACMC, LLC. own 1,444,356 units (0.54%), representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding (the “AllianceBernstein Holding Units”).

AllianceBernstein Holding Units are publicly traded on the New York Stock exchange.

 

  5. EQ Financial Consultants (formerly, Equico Securities, Inc.) was merged into AXA Advisors, LLC on Sept. 20, 1999. AXA Advisors, LLC was transferred from Equitable Holdings, LLC to AXA Distribution Holding Corporation on Sept. 21, 1999.

 

  6. Effective March 15, 2000, Equisource of New York, Inc. and 14 of its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp. EquiSource of Alabama, Inc. became AXA Network of Alabama, LLC.

EquiSource Insurance Agency of Massachusetts, Inc. became AXA Network Insurance Agency of Massachusetts, LLC.

Equisource of Nevada, Inc., of Puerto Rico, Inc., and of Texas, Inc., changed their names from “EquiSource” to become “AXA Network”, respectively. Effective February 1, 2002, Equitable Distributors Insurance Agency of Texas, Inc. changed its name to AXA Distributors Insurance Agency of Texas, Inc. Effective February 13, 2002 Equitable Distributors Insurance Agency of Massachusetts, LLC changed its name to AXA Distributors Insurance Agency of Massachusetts, LLC.

 

  7. Effective June 6, 2000, Frontier Trust Company was sold by ELAS to AXF and merged into Frontier Trust Company, FSB.

 

  8. Effective June 1, 2001, Equitable Structured Settlement Corp was transferred from ELAS to Equitable Holdings, LLC.

 

  9. Effective September 2004, The Equitable Life Assurance Society of the United States changed its name to AXA Equitable Life Insurance Company.

 

  10. Effective September 2004, The Equitable of Colorado changed its name to AXA Life and Annuity Company.

 

  11. Effective February 18, 2005, MONY Realty Capital, Inc. was sold.

 

  12. Effective May 26, 2005, Matrix Capital Markets Group was sold.

 

  12. Effective May 26, 2005, Matrix Private Equities was sold.

 

  13. Effective December 2, 2005, Advest Group was sold.

 

  14. Effective February 24, 2006, Alliance Capital Management Corporation changed its name to AllianceBernstein Corporation.

 

  15. Effective July 11, 2007, Frontier Trust Company, FSB was sold.

 

  16. Effective November 30, 2007, AXA Financial Services, LLC changed its name to AXA Equitable Financial Services, LLC.

 

  17. Effective August 1, 2008, AXA Equitable Life Insurance Company tranferred ownership of AXA Life and Annuity Company to AXA Equitable Financial Services, LLC.

 

  18. Effective September 22, 2008, AXA Life and Annuity Company changed its name to AXA Equitable Life and Annuity Company.

 

  19. The EIN for 787 Holdings, LLC is 27-0294443, to be used for federal employment taxes and certain federal excise taxes. For federal tax purposes, it should generally use AXA Financial’s EIN, which is 13-3623351.

 

Page 2 of 7

AXA FINANCIAL, INC. - SUBSIDIARY ORGANIZATION CHART : Q4-2011

 

        Dissolved or        

        Merged

   •           On November 3, 2000, Donaldson, Lufkin & Jenrette, Inc. was sold to Credit Suisse Group.
 

 

•

  

 

100 Federal Street Funding Corporation was dissolved August 31, 1998.

  •   100 Federal Street Realty Corporation was dissolved December 20, 2001.
  •   CCMI Corp. was dissolved on October 7, 1999.
  •   ELAS Realty, Inc. was dissolved January 29, 2002.
  •   EML Associates, L.P. was dissolved March 27, 2001.
  •   EQ Services, Inc. was dissolved May 11, 2001.
  •   Equitable BJVS, Inc. was dissolved October 3, 1999.
  •   Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999.
  •   Equitable JV Holding Corp. was dissolved on June 1, 2002.F142
  •   Equitable JVS II, Inc. was dissolved December 4, 1996
  •   Equitable Underwriting & Sales Agency (Bahamas) Ltd. was dissolved on December 31, 2000.
  •   EREIM LP Associates (L.P.) was dissolved March 27, 2001.
  •   EREIM Managers Corporation was dissolved March 27, 2001.
  •   EVLICO East Ridge, Inc. was dissolved Jan. 13, 2001
  •   EVLICO, Inc. was dissolved in 1999.
  •   Franconom, Inc. was dissolved on December 4, 2000.
  •   GP/EQ Southwest, Inc. was dissolved October 21, 1997
  •   HVM Corp. was dissolved on Feb. 16, 1999.
  •   ML/EQ Real Estate Portfolio, L.P. was dissolved March 27, 2001.
  •   Prime Property Funding, Inc. was dissolved in Feb. 1999.
  •   Sarasota Prime Hotels, Inc. became Sarasota Prime Hotels, LLC.
  •   Six-Pac G.P., Inc. was dissolved July 12,1999
  •   Paramount Planners, LLC., a direct subsidiary of AXA Distribution Holding Corporation, was dissolved on December 5, 2003
  •   Equitable Rowes Wharf, Inc. was dissolved October 12, 2004
  •   ECLL Inc. was dissolved July 15, 2003
  •   MONY Realty Partners, Inc. was dissolved February 2005.
  •   Wil-Gro, Inc. was dissolved June, 2005.
  •   Sagamore Financial LLC was dissolved August 31, 2006.
  •   Equitable JVS was dissolved August, 2007.
  •   Astor Times Square Corp. dissolved as of April 2007.
  •   Astor/Broadway Acquisition Corp. dissolved as of August 2007.
  •   PC Landmark, Inc. has been administratively dissolved.
  •   EJSVS, Inc. has been administratively dissolved.
  •   STCS, Inc. was dissolved on August 15, 2007.
  •   AXA Network of Alabama was merged into AXA Network, LLC. on November 18, 2011
  •  

AXA Network of Connecticut, Maine and New York, LLC was merged into AXA Network, LLC. on

November 17, 2011

  •  

AXA Network Insurance Agency of Massachusetts, LLC was merged into AXA Network, LLC. on

November 17, 2011

 

Page 3 of 7

AXA FINANCIAL, INC. - SUBSIDIARY ORGANIZATION CHART : Q4-2011

LISTING A - Equitable Holdings, LLC

 

    Type of
Subsidiary		   State of
Incorp. or
Domicile		   State of
Principal
Operation		   Federal
Tax ID #		   Number of
Shares
Owned		     Parent’s
Percent of
Ownership
or Control		     Comments
(e.g., Basis of Control)		   Address   City St Zip

AXA Financial, Inc.

                  

AXA Equitable Financial Services, LLC (Note 2)

                  

AXA Equitable Life Insurance Company *

                  

Equitable Holdings, LLC

                  

ELAS Securities Acquisition Corporation

   Operating   DE   NY   13-3049038     500        100.00 %      909 Third Ave., 8th fl.   New York, NY 10022

Equitable Casualty Insurance Company *

   Operating   VT   VT   06-1166226     1,000        100.00 %      c/o Willis Management
(Vermont) Ltd., 112 Lake
Street		   Burlington, VT 05401

ECMC, LLC (See Note 4 on Page 2)

   Operating   DE   NY   13-3266813     —          100.00 %      1290 Avenue of the Americas   New York, NY 10104

Equitable Capital Private Income & Equity
Partnership II, L.P.

   Investment   DE   NY   13-3544879     —          —        ECMC is G.P.
(“Deal Flow Fund II”)		    

AllianceBernstein Corporation (See Note 4 on Page 2)

   Operating   DE   NY   13-3633538     100        100.00 %      1345 Avenue of the Americas   New York, NY 10105

See Attached Listing B

                  

AXA Distributors, LLC

   Operating   DE   NY   52-2233674     —          100.00 %      1290 Avenue of the Americas   New York, NY 10104

J.M.R. Realty Services, Inc.

   Operating   DE   NY   13-3813232     1,000        100.00 %      1290 Avenue of the Americas   New York, NY 10104

Equitable Structured Settlement Corp. (See Note 8 on Page 2)

   Operating   DE   NJ   22-3492811     100        100.00 %       

 

* Affiliated Insurer

Equitable Investment Corp merged into Equitable Holdings, LLC on November 30, 1999.

Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999.

Effective March 15, 2000, Equisource of New York, Inc. and its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp.

Effective January 1, 2002, Equitable Distributors, Inc. merged into AXA Distributors, LLC.

AXA Distributors Insurance Agency of Alabama, LLC was merged into AXA Distributors, LLC effective November 30, 2011.

AXA Distributors Insurance Agency, LLC was merged into AXA Distributors, LLC effective November 28, 2011.

AXA Distributors Insurance Agency of Massachusetts, LLC was merged into AXA Distributors, LLC effective November 29, 2011.

AXA Distributors Insurance Agency of Texas Inc. LLC was merged into AXA Distributors, LLC effective November 29, 2011.

 

Page 4 of 7

AXA FINANCIAL, INC. - SUBSIDIARY ORGANIZATION CHART : Q4-2011

LISTING B - AllianceBernstein Corporation

 

    Type of
Subsidiary		   State of
Incorp. or
Domicile		   State of
Principal
Operation		   Federal
Tax ID #		   Number of
Shares
Owned		     Parent’s
Percent of
Ownership
or Control		     Comments
(e.g., Basis of Control)		   Address   City St Zip

AXA Financial, Inc.

                  

AXA Equitable Financial Services, LLC (Note 2)

                  

AXA Equitable Life Insurance Company*

                  

Equitable Holdings, LLC

                  

AllianceBernstein Corporation

     DE   NY   13-3633538       owns 1% GP
interest in
AllianceBernstein
L.P. and 100,000
GP units in
AllianceBernstein
Holding L.P.		   1345 Avenue of the Americas   New York, New York 10105

AllianceBernstein Holding L.P. (See Note 4 on Page 2)

   HCO
(NYSE:
AB)		   DE   NY   13-3434400         1345 Avenue of the Americas   New York, New York 10105

AllianceBernstein L.P. (See Note 4 on Page 2)

   Operating   DE   NY   13-4064930         1345 Avenue of the Americas   New York, New York 10105

AllianceBernstein Trust Company, LLC

   Operating   NH   NY   13-4064930       100.00 %    Sole member
interest		    

Cursitor Alliance LLC

   HCO   DE   MA   22-3424339       100.00 %       

Alliance Capital Management LLC

   HCO   DE   NY   —       100.00 %       

AllianceBernstein Real Estate Investments LLC

   Operating   DE   NY   —       100.00 %    Sole member
interest		    

Sanford C. Bernstein & Co., LLC

   Operating   DE   NY   13-4132953       100.00 %       

AllianceBernstein International, LLC

   HCO   DE   NY   —       100.00 %    Owned by
AllianceBernstein
L.P.		   1345 Avenue of the Americas   New York, New York 10105

Sanford C. Bernstein (Schwiez) GmbH

   Operating   Switzerland   Switzerland   —       100.00 %    Owned by
AllianceBernstein
International
LLC.		    

Sanford C. Bernstein (Hong Kong) Limited

   Operating   Hong
Kong		   Hong
Kong		   —       100.00 %    Owned by
AllianceBernstein
International
LLC.		    

AllianceBernstein Holdings Limited

   HCO   U.K.   U.K.   —       100.00 %    Owned by
AllianceBernstein
International
LLC.		    

AllianceBernstein Corporation of Delaware

   HCO   DE   NY   13-2778645     10        100.00 %      1345 Avenue of the Americas   New York, New York 10105

ACAM Trust Company Private Ltd.

   Dormant   India   India   —       100.00 %       

AllianceBernstein (Argentina) S.R.L.

   Operating   Argentina   Argentina   —       99.00 %    AllianceBernstein
Oceanic
Corporation owns
1%		    

ACM Software Services Ltd.

   In
Liquidation		   DE   NY   13-3910857       100.00 %       

Alliance Barra Research Institute, Inc.

   In
Liquidation		   DE   NY   13-3548918     1,000        100.00 %       

AllianceBernstein Japan Inc.

   HCO   DE   Japan   13-3009358          

AllianceBernstein Japan Ltd.

   Operating     Japan   —       100.00 %       

AllianceBernstein Invest. Manage. Australia Limited

   Operating   Australia   Australia   —       100.00 %       

AllianceBernstein Global Derivatives Corp.

   Operating   DE   NY   13-3626546     1,000        100.00 %      1345 Avenue of the Americas   New York, New York 10105

AllianceBernstein Administradora de Carteiras (Brasil) Ltda.

   Operating   Brazil   Brazil   —       99.00 %    AllianceBernstein
Oceanic
Corporation owns
1%		   Rua Jaoquim No. 72, Suite 62   Sao Paulo, Brazil

AllianceBernstein Preferred Limited

   HCO   U.K.   U.K.   —       100.00 %    Owned by
AllianceBernstein
Corporation of
Deleware		    

AllianceBernstein Limited

   Operating   U.K.   U.K.   —     250,000        100.00 %    50.05 owned by
AB Preferred;
49.95 by AB
Holdings		    

ACM Bernstein GmbH

   Operating     Germany   —       100.00 %       

AllianceBernstein Services Limited

   Operating     U.K.   —     1,000        100.00 %       

AllianceBernstein (Luxembourg) S.A.

   Operating   Lux.   Lux.   —     3,999        99.98 %    AllianceBernstein
Oceanic
Corporation owns
.025%		    

AllianceBernstein (France) SAS

   Operating     France   —       100.00 %       

AllianceBernstein (Mexico) S. de R.L. de C.V.

   Operating   Mexico   Mexico   —       100.00 %       

AllianceBernstein Australia Limited

   Operating   Australia   Australia   —       50.00 %    3rd party
(NMFM) owns
50%		    

AllianceBernstein Canada, Inc.

   Operating   Canada   Canada   13-3630460     18,750        100.00 %       

 

Page 5 of 7

AXA FINANCIAL, INC. - SUBSIDIARY ORGANIZATION CHART : Q4-2011

LISTING B - AllianceBernstein Corporation

 

    Type of
Subsidiary		   State of
Incorp. or
Domicile		   State of
Principal
Operation		   Federal
Tax ID #		   Number of
Shares
Owned		   Parent’s
Percent of
Ownership
or Control		   Comments (e.g.,
Basis of Control)		   Address   City St Zip

AXA Financial, Inc.

                  

AXA Equitable Financial Services, LLC (Note 2)

                  

AXA Equitable Life Insurance Company*

                  

Equitable Holdings, LLC

                  

AllianceBernstein Corporation

     DE   NY   13-3633538         1345 Avenue of the Americas   New York, NY 10105

AllianceBernstein L.P.

   Operating   DE   NY   13-4064930         1345 Avenue of the Americas   New York, NY 10105

AllianceBernstein International LLC

   HCO   DE   NY       100.00%   Owned by
AllianceBernstein
L.P.		   1345 Avenue of the Americas   New York, NY 10105

AllianceBernstein Corporation of Delaware (Cont’d)

   HCO   DE   NY   13-2778645         1345 Avenue of the Americas   New York, NY 10105

AllianceBernstein Holdings (Cayman) Ltd.

   HCO   Cayman Isles   Cayman Isles   —            

AllianceBernstein Inv. Res. (Proprietary) Limited

   Operating   So Africa   So Africa   —       100.00%      

AllianceBernstein (Singapore) Ltd.

   Operating   Singapore   Singapore   —       100.00%      

Alliance Capital (Mauritius) Private Ltd.

   HCO   Mauritius   Mauritius   —       100.00%      

Alliance Capital Asset Man. (India) Private Ltd

   Dormant   India   India   —       75.00%   3rd party (Ankar
Capital India Pvt.
Ltd.) owns 25%		    

AllianceBernstein Invest. Res. & Man. (India) Pvt.

   Operating   India   India   —       100.00%      

AllianceBernstein Oceanic Corporation

   HCO   DE   NY   13-3441277   1,000   100.00%     1345 Avenue of the Americas   New York, NY 10105

Alliance Capital Real Estate, Inc.

   Operating   DE   NY   75-3165543     100.00%      

Alliance Corporate Finance Group Incorporated.

   Operating   DE   NY   52-1671668   1,000   100.00%     1345 Avenue of the Americas   New York, NY 10105

Alliance Eastern Europe, Inc.

   In Liquidation   DE   NY   13-3802178     100.00%      

AllianceBernstein Asset Management (Korea) Ltd.

   Operating   Korea   Korea   —       100.00%     14th Floor,

Seoul Finance Center,

84 Taepyungro 1-ga, Jung-gu

  

AllianceBernstein Investments, Inc.

   Operating   DE   NY   13-3191825   100   100.00%     1345 Avenue of the Americas   New York, NY 10105

AllianceBernstein Investor Services, Inc.

   Operating   DE   TX   13-3211780   100   100.00%     1345 Avenue of the Americas   New York, NY 10105

AllianceBernstein Hong Kong Limited

   Operating   Hong Kong   Hong Kong   —       100.00%      

AllianceBernstein Taiwan Ltd.

   Operating   Taiwan   Taiwan   —       99.00%   Others own 1%    

Sanford C. Bernstein Limited

   Operating   U.K.   U.K.   —       100.00%      

SCB (CREST Nominees) Ltd.

   Operating   U.K.   U.K.   —       100.00%   Devonshire
House, 1 Mayfair
Place		   London, UK W1J8SB  

Sanford C. Bernstein Proprietary Limited

   Dormant   Australia   Australia   —       100.00%   Inactive    

 

Page 6 of 7

AXA FINANCIAL, INC. - SUBSIDIARY ORGANIZATION CHART : Q4-2011

LISTING C - MONY

 

    Type of
Subsidiary		   State of
Incorp. or
Domicile		   State of
Principal
Operation		   Federal
Tax ID #		   Number of
Shares
Owned		     Parent’s
Percent of
Ownership
or Control		     Comments
(e.g., Basis of Control)

AXA Financial, Inc.

              

AXA Equitable Financial Services, LLC (Note 2)

              

AXA Equitable Life Insurance Company *

              

MONY Life Insurance Company *

   Insurance   NY   NY   13-1632487       100.00 %   

MONY International Holdings, LLC

   HCO   DE   NY   13-3790446       100.00 %   

MONY International Life Insurance Co. Seguros de Vida S.A.*

   Insurance   Argentina   Argentina   98-0157781       100.00 %   

MONY Financial Resources of the Americas Limited

   Insurance   Jamaica   Jamaica         99.00 %   

MBT, Ltd.

   Operating   Cayman Islands   Cayman Islands   98-0152047     633        100.00 %    79%
by
MONY
Int’l
Holdings
&
21%
by
MONY
Financial
Resources

MONY Consultoria e Corretagem de Seguros Ltda.

   Operating   Brazil   Brazil         99.00 %   

MONY Life Insurance Company of the Americas, Ltd.*

   Insurance   Cayman Islands   Cayman Islands   98-0152046     30,240        100.00 %   

MONY Life Insurance Company of America*

   Insurance   AZ   NY   86-0222062       100.00 %   

U.S. Financial Life Insurance Company *

   Insurance   OH   OH   38-2046096     405,000        100.00 %   

MONY Financial Services, Inc.

   HCO   DE   NY   11-3722370     1,000        100.00 %   

Financial Marketing Agency, Inc.

   Operating   OH   OH   31-1465146     99        99.00 %   

MONY Brokerage, Inc.

   Operating   DE   PA   22-3015130     1,500        100.00 %   

MBI Insurance Agency of Ohio, Inc.

   Operating   OH   OH   31-1562855     5        100.00 %   

MBI Insurance Agency of Alabama, Inc.

   Operating   AL   AL   62-1699522     1        100.00 %   

MBI Insurance Agency of Texas, Inc.

   Operating   TX   TX   74-2861481     10        100.00 %   

MBI Insurance Agency of Massachusetts, Inc.

   Operating   MA   MA   06-1496443     5        100.00 %   

MBI Insurance Agency of New Mexico, Inc.

   Operating   NM   NM   62-1705422     1        100.00 %   

1740 Advisers, Inc.

   Operating   NY   NY   13-2645490     14,600        100.00 %   

MONY Securities Corporation

   Operating   NY   NY   13-2645488     7,550        100.00 %   

Trusted Insurance Advisers General Agency Corp.

   Operating   MN   NY   41-1941465     1,000        100.00 %   

Trusted Investment Advisers Corp.

   Operating   MN   NY   41-1941464     1        100.00 %   

 

•    As of February 18, 2005, MONY Realty Capital, Inc. was sold.
•    As of February 2005, MONY Realty Partners, Inc. was dissolved
•    MONY Financial Resources of the Americas Limited, is 99% owned by MONY International Holdings, LLC and an individual holds one share of it stock for Jamaican regulatory reasons.
•    MONY Consultoria e Corretagem de Seguros Ltda., is 99% owned by MONY International Holdings, LLC and an individual holds one share of it stock for Brazilian regulatory reasons.
•    Financial Marketing Agency, Inc., is 99% owned by MONY International Holdings, LLC and an individual in Ohio holds one share of it stock for regulatory reasons.
•    Enterprise Accumulation Trust was merged into EQAT on July 9, 2004
•    MONY Series Funds, Inc. was merged into EQAT on July 9, 2004
•    As of August 31, 2006, Sagamore Financial LLC was dissolved
•    MONY Benefits Service Corp. was sold on January 26, 2007.
•    As of November 30, 2007, MONY Holdings LLC merged into AXA Equitable Financial Services, LLC.
•    MONY Bank & Trust Company of the Americas, Ltd. changed its name to MBT Ltd.
•    Enterprise Capital Management, Inc was dissolved on January 18, 2011
•    Enterprise Fund Distributors, Inc. was dissolved on October 1, 2010
•    MBI Insurance Agency of Washington, Inc. was dissolved on February 28, 2006
•    MONY Agricultural Investment Advisers was merged into AXA Financial, Inc. on October 6, 2011
•    MONY Capital Management was merged into AXA Financial, Inc. on October 6, 2011
•    MONY Asset Management was merged into AXA Financial Inc. on October 6, 2011
•    MONY Benefits Management Corp was merged into MONY Asset Corp. effective December 28, 2011
•    1740 Ventures, Inc. was merged into MONY Financial Services, Inc. effective December 28, 2011
•    MONY Assets Corp. was merged into MONY Financial Services, Inc. effective December 29, 2011

 

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