EX-FILING FEES 3 uamy_ex107.htm FILING FEE TABLE uamy_ex107.htm

EXHIBIT 107

 

FORM S-3

(Form Type)

REGISTRATION STATEMENT UNDER

THE SECURITIES ACT OF 1933

________________________________

 

UNITED STATES ANTIMONY CORPORATION

(Exact Name of Registrant as Specified in Its Charter)

 

Table 1: Newly Registered Securities

  

Security Type

Security Class

Title

Fee Calculation

Carry

Forward

Rule

Amount

Registered

Proposed

Maximum

Offering

Price per

Unit

Maximum

Aggregate

Offering

Price

Fee

Rate

Amount of

Registration

Fee

Carry

Forward

Form

Type

Carry

Forward

File

Number

Carry

Forward

Initial

Effective

Date

Filing Fee Paid In

Connection

with

Unsold

Securities

to be

Carried

Forward

Newly Registered Securities

Newly Registered Securities

Equity

Common Stock, $0.001 par value

457(o)

(1)

(2)

(3)

Equity

Preferred Stock, $0.001 par value

457(o)

(1)

(2)

(3)

Debt

Debt Securities

457(o)

(1)

(2)

(3)

Other

Warrants

457(o)

(1)

(2)

(3)

Other

Rights

457(o)

(1)

(2)

(3)

Other

Units

457(o)

(1)

(2)

(3)

Unallocated (Universal) Shelf

457(o)

(1)

(2)

$83,287,513

0.0001531

$12,751

Carry Forward Securities

Carry Forward Securities

Equity

Common Stock, $0.001 par value

415(a)(6)

(4)

(2)

(4)

S-3

333-262206

January 31, 2022

Equity

Preferred Stock, $0.001 par value

415(a)(6)

(4)

(2)

(4)

 

 

S-3

333-262206

January 31, 2022

 

Debt

Debt Securities

415(a)(6)

(4)

(2)

(4)

 

 

S-3

333-262206

January 31, 2022

 

Other

Warrants

415(a)(6)

(4)

(2)

(4)

 

 

S-3

333-262206

January 31, 2022

 

Other

Rights

415(a)(6)

(4)

(2)

(4)

 

 

S-3

333-262206

January 31, 2022

 

Other

Units

415(a)(6)

(4)

(2)

(4)

 

 

S-3

333-262206

January 31, 2022

 

Unallocated (Universal) Shelf

 

415(a)(6)

(4)

(2)

$16,712,487(4)

0.0001091

$1,823(4)

S-3

333-262206

January 31, 2022

$1,823(4)

Total Offering Amounts

$100,000,000

$15,310

Total Fees Previously Paid

$12,751(5)

Total Fee Offset

$1,823

Net Fee Due

$736

  

(1)

There are being registered hereunder such indeterminate number of shares of common stock and preferred stock, such indeterminate principal amount of debt securities, such indeterminate number of warrants, rights to purchase common stock, preferred stock or debt securities, and such indeterminate number of units, as shall have an aggregate initial offering price not to exceed $100,000,000. If any debt securities are issued at an original issue discount, then the offering price of such debt securities shall be in such greater principal amount as shall result in an aggregate initial offering price not to exceed $100,000,000, less the aggregate dollar amount of all securities previously issued hereunder. Any securities registered hereunder may be sold separately or as units with other securities registered hereunder. The proposed maximum initial offering price per unit will be determined, from time to time, by the registrant in connection with the issuance by the registrant of the securities registered hereunder. The securities registered also include such indeterminate number of shares of common stock and preferred stock and amount of debt securities as may be issued upon conversion of or exchange for preferred stock or debt securities that provide for conversion or exchange, upon exercise of warrants or rights or pursuant to the anti-dilution provisions of any such securities. In addition, pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), the shares being registered hereunder include such indeterminate number of shares of common stock and preferred stock as may be issuable with respect to the shares being registered hereunder as a result of stock splits, stock dividends or similar transactions.

 

 
1

 

 

(2)

The proposed maximum aggregate offering price per class of security will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities registered hereunder and is not specified as to each class of security pursuant to Item 16(b) of Form S-3 under the Securities Act.

(3)

Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(o) under the Securities Act.

(4)

The registrant previously filed a registration statement on Form S-3 (File No. 333-262206), initially filed by the registrant with the Securities and Exchange Commission on January 14, 2022 and declared effective on January 31, 2022 (the “Prior Registration Statement”), registering an aggregate of $25,000,000 of an indeterminate number of securities to be offered by the Registrant from time to time. Pursuant to Rule 415(a)(6) under the Securities Act, this registration statement on Form S-3 (this “Registration Statement”) includes $16,712,487 of securities previously registered under the Prior Registration Statement which remain unsold (the “Unsold Securities”). Pursuant to Rule 415(a)(6), the registration fee of $1,823 associated with the offering of the Unsold Securities (based on the filing fee rate in effect at the time of the filing of the Prior Registration Statement) is hereby carried forward to be applied to the Unsold Securities registered hereunder, and no additional filing fee is due with respect to the Unsold Securities in connection with the filing of this Registration Statement. To the extent that, after the filing date hereof and prior to the effectiveness of the Registration Statement, the registrant sells any Unsold Securities pursuant to the Prior Registration Statement, the registrant will identify in a pre-effective amendment to the Registration Statement the updated amount of Unsold Securities from the Prior Registration Statement to be included in the Registration Statement pursuant to Rule 415(a)(6) and the updated amount of new securities to be registered on the Registration Statement, if any. Pursuant to Rule 415(a)(6), the offering of the Unsold Securities will be deemed terminated as of the date of effectiveness of the Registration Statement.

(5)

A registration fee of $11,930 was previously paid in connection with the original filing of the Registration Statement. A subsequent registration fee of $821 was paid in connection with the filing of Pre-Effective Amendment No. 1 to the Registration Statement.

 

Table 2: Fee Offset Claims and Sources

 

 

Registrant

or Filer

Name

Form

or

Filing

Type

File

Number

Initial

Filing

Date

Filing

Date

Fee Offset

Claimed

Security

Type

Associated

with Fee

Offset

Claimed

Security

Title

Associated

with Fee

Offset

Claimed

Unsold Securities

Associated

with Fee

Offset

Claimed

Unsold

Aggregate

Amount

Associated

with Fee

Offset

Claimed

Fee Paid

with Fee

Offset

Source

Rule 457(p)

Fee Offset Claims

United States Antimony Corporation

S-3

333-262206

January 14, 2022

$1,823(1)

Unallocated (Universal)

Shelf

Common Stock, Preferred Stock, Debt Securities, Warrants, Rights, Units

Unallocated (Universal)

Shelf

$16,712,487(1)

Fee Offset Sources

United States Antimony Corporation

S-3

333-262206

January 27, 2022

$1,823

 

(1)

Pursuant to Rule 457(p) under the Securities Act, the registrant hereby offsets the total registration fee due under the Registration Statement by $1,823 (calculated at the fee rate in effect at the date of the registrant’s Prior Registration Statement), which represents the portion of the registration fee previously paid with respect to $16,712,487 of unsold securities previously registered under the Prior Registration Statement.

 

 
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