0001015328-17-000206.txt : 20171024 0001015328-17-000206.hdr.sgml : 20171024 20171024162114 ACCESSION NUMBER: 0001015328-17-000206 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171023 FILED AS OF DATE: 20171024 DATE AS OF CHANGE: 20171024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLEASON LEONA A CENTRAL INDEX KEY: 0001501880 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35077 FILM NUMBER: 171151162 MAIL ADDRESS: STREET 1: 6218 NORTH KARLOV AVENUE CITY: CHICAGO STATE: IL ZIP: 60646 FORMER NAME: FORMER CONFORMED NAME: GLEASON LEONA DATE OF NAME CHANGE: 20100922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINTRUST FINANCIAL CORP CENTRAL INDEX KEY: 0001015328 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363873352 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 8479399000 MAIL ADDRESS: STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 4 1 wf-form4_150887646094415.xml FORM 4 X0306 4 2017-10-23 0 0001015328 WINTRUST FINANCIAL CORP WTFC 0001501880 GLEASON LEONA A 9700 WEST HIGGINS ROAD, 8TH FLOOR ROSEMONT IL 60018 0 1 0 0 EXECUTIVE VICE PRESIDENT Common Stock 2017-10-23 4 M 0 2786 33.28 A 15113 D Common Stock 2017-10-23 4 M 0 3062 30.98 A 18175 D Common Stock 2017-10-23 4 M 0 2593 37.85 A 20768 D Common Stock 2017-10-23 4 S 0 8441 80.78 D 12327 D Non-Qualified Stock Option (right to buy) 33.28 2017-10-23 4 M 0 2786 0 D 2014-08-03 2018-08-03 Common Stock 2786.0 0 D Non-Qualified Stock Option (right to buy) 30.98 2017-10-23 4 M 0 3062 0 D 2015-01-26 2019-01-26 Common Stock 3062.0 0 D Non-Qualified Stock Opion (right to buy) 37.85 2017-10-23 4 M 0 2593 0 D 2016-01-24 2020-01-24 Common Stock 2593.0 0 D The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $79.90 to $81.19, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. /s/Kathleen M. Boege, Attorney-in-fact 2017-10-24