0001015328-17-000047.txt : 20170130
0001015328-17-000047.hdr.sgml : 20170130
20170130161755
ACCESSION NUMBER: 0001015328-17-000047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170126
FILED AS OF DATE: 20170130
DATE AS OF CHANGE: 20170130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WINTRUST FINANCIAL CORP
CENTRAL INDEX KEY: 0001015328
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 363873352
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR
CITY: ROSEMONT
STATE: IL
ZIP: 60018
BUSINESS PHONE: 8479399000
MAIL ADDRESS:
STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR
CITY: ROSEMONT
STATE: IL
ZIP: 60018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRANE TIMOTHY
CENTRAL INDEX KEY: 0001501874
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35077
FILM NUMBER: 17557687
MAIL ADDRESS:
STREET 1: 1228 OAK STREET
CITY: WINNETKA
STATE: IL
ZIP: 60093
4
1
wf-form4_148581105143258.xml
FORM 4
X0306
4
2017-01-26
0
0001015328
WINTRUST FINANCIAL CORP
WTFC
0001501874
CRANE TIMOTHY
9700 WEST HIGGINS ROAD, 8TH FLOOR
ROSEMONT
IL
60018
0
1
0
0
EXECUTIVE VICE PRESIDENT
Common Stock
2017-01-26
4
A
0
1247
0
A
15888
D
Common Stock
2017-01-27
4
M
0
1910
33.28
A
17798
D
Common Stock
2017-01-27
4
M
0
1049
30.98
A
18847
D
Common Stock
2017-01-27
4
S
0
2959
71.59
D
15888
D
Common Stock
1109
I
By ESPP
Non-Qualified Stock Option (right to buy)
33.28
2017-01-27
4
M
0
1910
0
D
2014-08-03
2018-08-03
Common Stock
1910.0
954
D
Non-Qualified Stock Option (right to buy)
30.98
2017-01-27
4
M
0
1049
0
D
2015-01-26
2019-01-26
Common Stock
1049.0
2097
D
Represents stock awarded upon attainment of performance objectives under the Company's Long Term Incentive Program.
The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $71.40 to $71.73. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
Includes 135 shares purchased by reporting person during 2016 in the Company's Employee Stock Purchase Plan.
/s/Kathleen M. Boege, Attorney-in-fact
2017-01-30