0001015328-17-000047.txt : 20170130 0001015328-17-000047.hdr.sgml : 20170130 20170130161755 ACCESSION NUMBER: 0001015328-17-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170126 FILED AS OF DATE: 20170130 DATE AS OF CHANGE: 20170130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINTRUST FINANCIAL CORP CENTRAL INDEX KEY: 0001015328 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363873352 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 8479399000 MAIL ADDRESS: STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRANE TIMOTHY CENTRAL INDEX KEY: 0001501874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35077 FILM NUMBER: 17557687 MAIL ADDRESS: STREET 1: 1228 OAK STREET CITY: WINNETKA STATE: IL ZIP: 60093 4 1 wf-form4_148581105143258.xml FORM 4 X0306 4 2017-01-26 0 0001015328 WINTRUST FINANCIAL CORP WTFC 0001501874 CRANE TIMOTHY 9700 WEST HIGGINS ROAD, 8TH FLOOR ROSEMONT IL 60018 0 1 0 0 EXECUTIVE VICE PRESIDENT Common Stock 2017-01-26 4 A 0 1247 0 A 15888 D Common Stock 2017-01-27 4 M 0 1910 33.28 A 17798 D Common Stock 2017-01-27 4 M 0 1049 30.98 A 18847 D Common Stock 2017-01-27 4 S 0 2959 71.59 D 15888 D Common Stock 1109 I By ESPP Non-Qualified Stock Option (right to buy) 33.28 2017-01-27 4 M 0 1910 0 D 2014-08-03 2018-08-03 Common Stock 1910.0 954 D Non-Qualified Stock Option (right to buy) 30.98 2017-01-27 4 M 0 1049 0 D 2015-01-26 2019-01-26 Common Stock 1049.0 2097 D Represents stock awarded upon attainment of performance objectives under the Company's Long Term Incentive Program. The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $71.40 to $71.73. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. Includes 135 shares purchased by reporting person during 2016 in the Company's Employee Stock Purchase Plan. /s/Kathleen M. Boege, Attorney-in-fact 2017-01-30