0001015328-13-000196.txt : 20131025 0001015328-13-000196.hdr.sgml : 20131025 20131025165427 ACCESSION NUMBER: 0001015328-13-000196 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131023 FILED AS OF DATE: 20131025 DATE AS OF CHANGE: 20131025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINTRUST FINANCIAL CORP CENTRAL INDEX KEY: 0001015328 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363873352 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 8479399000 MAIL ADDRESS: STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MURPHY RICHARD B CENTRAL INDEX KEY: 0001267655 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35077 FILM NUMBER: 131171375 MAIL ADDRESS: STREET 1: 406 HUDSON CITY: CLARENDON HILLS STATE: IL ZIP: 60514 4 1 wf-form4_138273445747353.xml FORM 4 X0306 4 2013-10-23 0 0001015328 WINTRUST FINANCIAL CORP WTFC 0001267655 MURPHY RICHARD B 9700 WEST HIGGINS ROAD, 8TH FLOOR ROSEMONT IL 60018 0 1 0 0 EXECUTIVE VICE PRESIDENT Common Stock 2013-10-17 5 G 0 E 510 0 D 434 I by Spouse Common Stock 2013-10-23 4 M 0 42000 43.20 A 76218 D Common Stock 2013-10-23 4 S 0 42000 43.98 D 34218 D Common Stock 2586 I FBO minor children Common Stock 3162 I by 401(k) Plan Non-Qualified Stock Opion (right to buy) 43.2 2013-10-23 4 M 0 42000 0 D 2008-10-30 2013-10-30 Common Stock 42000.0 0 D Lisa J. Pattis, Attorney-in-Fact 2013-10-25